Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.78K+ 6.32% |
$600K - $633K
|
29.8K
$13.3M
|
|
Oct 20, 2021
Q3 2021
|
Safeguard Investment Advisory Group, LLC
|
BUY
|
- |
1.71K+ 77.33% |
$579K - $610K
|
3.93K
$1.74M
|
|
Oct 28, 2021
Q3 2021
|
Aaf Wealth Management, LLC
|
BUY
|
- |
1.64K+ 3.22% |
$555K - $585K
|
52.6K
$23.4M
|
|
Dec 13, 2021
Q3 2021
|
Tnf LLC
|
BUY
|
- |
1.63KNew |
$553K - $583K
|
1.63K
$726K
|
|
Oct 19, 2021
Q3 2021
|
Goodwin Daniel L
|
BUY
|
- |
1.53KNew |
$517K - $544K
|
1.53K
$678K
|
|
Dec 02, 2021
Q3 2021
|
Eagle Capital Management, LLC
|
BUY
|
- |
1.52K+ 2.69% |
$513K - $540K
|
57.8K
$25.7M
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.46K+ 3.39% |
$492K - $519K
|
44.4K
$19.7M
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
1.45K+ 2.04% |
$491K - $517K
|
72.4K
$32.2M
|
|
Nov 03, 2021
Q3 2021
|
Financial Sense Advisors, Inc.
|
BUY
|
- |
1.42KNew |
$482K - $508K
|
1.42K
$633K
|
|
Nov 03, 2021
Q3 2021
|
Doliver Advisors, LP
Houston, TX |
BUY
|
- |
1.41KNew |
$476K - $502K
|
1.41K
$625K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.41K+ 23.09% |
$475K - $501K
|
7.49K
$3.33M
|
|
Aug 28, 2024
Q3 2021
|
Farmers National Bank
Danville, KY |
BUY
|
- |
1.38KNew |
$465K - $491K
|
1.38K
$611K
|
|
Nov 10, 2021
Q3 2021
|
Pvg Asset Management Corp
Golden, CO |
BUY
|
- |
1.37KNew |
$465K - $490K
|
1.37K
$610K
|
|
Nov 15, 2021
Q3 2021
|
Triumph Capital Management
|
BUY
|
- |
1.36K+ 6.2% |
$461K - $486K
|
23.4K
$10.4M
|
|
Nov 15, 2021
Q3 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
BUY
|
- |
1.35K+ 21.38% |
$457K - $481K
|
7.66K
$3.4M
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.34KNew |
$455K - $479K
|
1.34K
$597K
|
|
Nov 15, 2021
Q3 2021
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.33K+ 29.57% |
$449K - $474K
|
5.82K
$2.59M
|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
BUY
|
- |
1.32KNew |
$446K - $470K
|
1.32K
$585K
|
|
Nov 02, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
BUY
|
- |
1.3KNew |
$441K - $465K
|
1.3K
$579K
|
|
Nov 09, 2021
Q3 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
1.29K+ 34.89% |
$438K - $461K
|
5K
$2.22M
|
|
Nov 10, 2021
Q3 2021
|
Davidson Capital Management Inc.
Corpus Christi, TX |
BUY
|
- |
1.26K+ 2.44% |
$426K - $449K
|
52.9K
$23.5M
|
|
Nov 15, 2021
Q3 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.24KNew |
$418K - $441K
|
1.24K
$549K
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
1.2K+ 17.14% |
$406K - $428K
|
8.19K
$3.64M
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.19K+ 6.75% |
$402K - $424K
|
18.8K
$8.34M
|
|
Nov 10, 2021
Q3 2021
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
1.18K+ 52.14% |
$399K - $421K
|
3.44K
$1.53M
|
|
Oct 19, 2021
Q3 2021
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
BUY
|
- |
1.16K+ 6.97% |
$393K - $414K
|
17.8K
$7.92M
|
|
Nov 09, 2021
Q3 2021
|
Tempus Wealth Planning, LLC
|
BUY
|
- |
1.13KNew |
$381K - $402K
|
1.13K
$501K
|
|
Nov 12, 2021
Q3 2021
|
Gainplan LLC
Bloomfield Hills, MI |
BUY
|
- |
1.13K+ 19.0% |
$381K - $402K
|
7.06K
$3.14M
|
|
Nov 12, 2021
Q3 2021
|
Washburn Capital Management, Inc.
|
BUY
|
- |
1.11K+ 2.0% |
$377K - $397K
|
56.8K
$25.2M
|
|
Mar 07, 2022
Q3 2021
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
BUY
|
- |
1.1KNew |
$372K - $392K
|
1.1K
$488K
|
|
Nov 09, 2021
Q3 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
1.1KNew |
$371K - $391K
|
1.1K
$487K
|
|
Nov 12, 2021
Q3 2021
|
All Terrain Financial Advisors, LLC
Coon Rapids, MN |
BUY
|
- |
1.09K+ 3.84% |
$369K - $389K
|
29.5K
$13.1M
|
|
Nov 12, 2021
Q3 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
BUY
|
- |
1.06KNew |
$359K - $379K
|
1.06K
$472K
|
|
Nov 12, 2021
Q3 2021
|
Keeley Teton Advisors, LLC
Chicago, IL |
BUY
|
- |
1.06KNew |
$357K - $376K
|
1.06K
$469K
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1.02K+ 5.57% |
$345K - $364K
|
19.3K
$8.58M
|
|
Oct 19, 2021
Q3 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
1.01K+ 11.47% |
$342K - $361K
|
9.83K
$4.37M
|
|
Nov 12, 2021
Q3 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
BUY
|
- |
1.01KNew |
$341K - $359K
|
1.01K
$448K
|
|
Nov 03, 2021
Q3 2021
|
Brookstone Capital Management
|
BUY
|
- |
997+ 17.84% |
$337K - $356K
|
6.58K
$2.93M
|
|
Nov 12, 2021
Q3 2021
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
981+ 1.99% |
$332K - $350K
|
50.4K
$22.4M
|
|
Nov 12, 2021
Q3 2021
|
Laird Norton Trust Company, LLC
|
BUY
|
- |
977New |
$331K - $348K
|
977
$434K
|
|
Nov 17, 2021
Q3 2021
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
971New |
$328K - $346K
|
971
$431K
|
|
Oct 13, 2021
Q3 2021
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
931New |
$315K - $332K
|
931
$414K
|
|
Nov 12, 2021
Q3 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
911New |
$308K - $325K
|
911
$405K
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
906+ 6.78% |
$306K - $323K
|
14.3K
$6.34M
|
|
Nov 09, 2021
Q3 2021
|
Bedell Frazier Investment Counseling, LLC
|
BUY
|
- |
892New |
$302K - $318K
|
892
$396K
|
|
Nov 12, 2021
Q3 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
884+ 29.4% |
$299K - $315K
|
3.89K
$1.73M
|
|
Nov 12, 2021
Q3 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
876+ 3.46% |
$296K - $312K
|
26.2K
$11.6M
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
870+ 19.96% |
$294K - $310K
|
5.23K
$2.32M
|
|
Nov 08, 2021
Q3 2021
|
Marcum Wealth, LLC
|
BUY
|
- |
855New |
$289K - $305K
|
855
$380K
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
846+ 8.81% |
$286K - $302K
|
10.5K
$4.64M
|