Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-64.1K- 70.02% |
$21.7M - $22.8M
|
27.4K
$12.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-72.3KClosed |
$24.5M - $25.8M
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Clarity Financial LLC
|
SELL
|
- |
-75.5KClosed |
$25.5M - $26.9M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-76.7K- 97.42% |
$25.9M - $27.3M
|
2.03K
$901K
|
|
|
Nov 15, 2021
Q3 2021
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-89.7KClosed |
$30.3M - $32M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-92.1K- 6.8% |
$31.2M - $32.8M
|
1.26M
$561M
|
|
|
Nov 01, 2021
Q3 2021
|
Sg Americas Securities, LLC
|
SELL
|
- |
-143K- 22.95% |
$48.3M - $50.9M
|
479K
$213M
|
|
|
Nov 15, 2021
Q3 2021
|
Long Pond Capital, LP
New York, NY |
SELL
|
- |
-147KClosed |
$49.7M - $52.4M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Imc Chicago, LLC
|
SELL
|
- |
-167K- 66.35% |
$56.4M - $59.4M
|
84.5K
$37.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-179K- 16.05% |
$60.5M - $63.8M
|
936K
$416M
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-196K- 74.99% |
$66.1M - $69.7M
|
65.2K
$29M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-265K- 21.89% |
$89.5M - $94.3M
|
944K
$419M
|
|
|
Nov 15, 2021
Q3 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-278KClosed |
$94M - $99.1M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lmr Partners LLP
London, X0 |
SELL
|
- |
-350KClosed |
$118M - $125M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.32M- 51.82% |
$1.12B - $1.18B
|
3.09M
$1.37B
|