Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
Patriot Investment Management Inc.
|
SELL
|
- |
-817Closed |
$276K - $291K
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-822- 4.46% |
$278K - $293K
|
17.6K
$7.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-832- 47.57% |
$281K - $297K
|
917
$407K
|
|
|
Nov 12, 2021
Q3 2021
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-841Closed |
$285K - $300K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-914Closed |
$309K - $326K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Smith Anglin Financial, LLC
|
SELL
|
- |
-978- 1.78% |
$331K - $349K
|
53.9K
$24M
|
|
|
Nov 16, 2021
Q3 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-997- 27.04% |
$337K - $356K
|
2.69K
$1.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Drexel Morgan & Co.
Radnor, PA |
SELL
|
- |
-1K- 50.0% |
$338K - $357K
|
1K
$444K
|
|
|
Oct 28, 2021
Q3 2021
|
Manchester Financial Inc
|
SELL
|
- |
-1KClosed |
$338K - $357K
|
0
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Cowa, LLC
Tulsa, OK |
SELL
|
- |
-1.02K- 5.03% |
$345K - $364K
|
19.3K
$8.56M
|
|
|
Oct 22, 2021
Q3 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-1.07K- 5.39% |
$362K - $382K
|
18.8K
$8.34M
|
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.07K- 49.04% |
$363K - $383K
|
1.12K
$495K
|
|
|
Nov 10, 2021
Q3 2021
|
Waddell & Associates, LLC
|
SELL
|
- |
-1.08KClosed |
$364K - $384K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1.18K- 1.65% |
$399K - $420K
|
70.1K
$31.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-1.18K- 1.48% |
$399K - $421K
|
78.3K
$34.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-1.19K- 47.15% |
$403K - $425K
|
1.34K
$594K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-1.2KClosed |
$407K - $429K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.22K- 80.24% |
$412K - $434K
|
300
$133K
|
|
|
Oct 14, 2021
Q3 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-1.33KClosed |
$450K - $474K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.34KClosed |
$455K - $479K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Wj Wealth Management, LLC
|
SELL
|
- |
-1.38K- 8.23% |
$467K - $492K
|
15.4K
$6.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.4K- 70.0% |
$474K - $499K
|
600
$267K
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-1.4K- 4.61% |
$475K - $500K
|
29K
$12.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-1.41K- 10.37% |
$478K - $504K
|
12.2K
$5.43M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-1.43K- 5.07% |
$482K - $508K
|
26.7K
$11.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-1.43K- 4.31% |
$484K - $511K
|
31.8K
$14.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Chartist Inc
Seal Beach, CA |
SELL
|
- |
-1.5K- 1.53% |
$507K - $534K
|
96.4K
$42.8M
|
|
|
Nov 10, 2021
Q3 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
SELL
|
- |
-1.5K- 38.17% |
$507K - $535K
|
2.43K
$1.08M
|
|
|
Oct 28, 2021
Q3 2021
|
Grandfield & Dodd, LLC
|
SELL
|
- |
-1.51KClosed |
$510K - $538K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Cobblestone Capital Advisors LLC
Rochester, NY |
SELL
|
- |
-1.6KClosed |
$541K - $571K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-1.61K- 3.67% |
$543K - $573K
|
42.2K
$18.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-1.61K- 20.5% |
$544K - $574K
|
6.24K
$2.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Sassicaia Capital Advisers LLC
Jericho, NY |
SELL
|
- |
-1.61KClosed |
$545K - $574K
|
0
$0
|
|
|
Oct 26, 2021
Q3 2021
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-1.79K- 69.11% |
$606K - $638K
|
800
$355K
|
|
|
Nov 12, 2021
Q3 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-1.85K- 16.92% |
$624K - $658K
|
9.07K
$4.03M
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.86KClosed |
$628K - $662K
|
0
$0
|
|
|
Nov 23, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
SELL
|
- |
-1.9K- 69.59% |
$643K - $678K
|
831
$369K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.93K- 9.05% |
$653K - $688K
|
19.4K
$8.61M
|
|
|
Oct 08, 2021
Q3 2021
|
Centennial Wealth Advisory LLC
|
SELL
|
- |
-1.96KClosed |
$661K - $697K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bayesian Capital Management, LP
Brooklyn, NY |
SELL
|
- |
-2.11K- 40.39% |
$713K - $751K
|
3.11K
$1.38M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.16K- 1.9% |
$730K - $769K
|
111K
$49.4M
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-2.22K- 45.21% |
$751K - $792K
|
2.69K
$1.2M
|
|
|
Oct 13, 2021
Q3 2021
|
High Pines Wealth Management, LLC
Duxbury, MA |
SELL
|
- |
-2.27KClosed |
$769K - $810K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Pinnacle Associates LTD
|
SELL
|
- |
-2.32K- 4.3% |
$785K - $828K
|
51.6K
$22.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Hall Private Wealth Advisors
|
SELL
|
- |
-2.37K- 68.88% |
$802K - $845K
|
1.07K
$476K
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-2.72KClosed |
$919K - $969K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Magnolia Capital Management LTD
|
SELL
|
- |
-2.81K- 13.96% |
$949K - $1M
|
17.3K
$7.68M
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.83K- 4.58% |
$956K - $1.01M
|
58.9K
$26.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Turim 21 Investimentos Ltda.
Rio De Janeiro, D5 |
SELL
|
- |
-2.89K- 96.43% |
$979K - $1.03M
|
107
$47.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-2.92K- 11.35% |
$987K - $1.04M
|
22.8K
$10.1M
|