Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
55 I, LLC
Boston, MA |
SELL
|
- |
-95- 6.27% |
$32.1K - $33.9K
|
1.42K
$631K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-99- 71.22% |
$33.5K - $35.3K
|
40
$17.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
SELL
|
- |
-100- 6.01% |
$33.8K - $35.7K
|
1.56K
$694K
|
|
|
Nov 12, 2021
Q3 2021
|
Pegasus Asset Management, Inc.
|
SELL
|
- |
-100- 3.49% |
$33.8K - $35.7K
|
2.77K
$1.23M
|
|
|
Nov 09, 2021
Q3 2021
|
Gamble Jones Investment Counsel
|
SELL
|
- |
-100- 1.77% |
$33.8K - $35.7K
|
5.55K
$2.47M
|
|
|
Oct 18, 2021
Q3 2021
|
First Financial Corp
|
SELL
|
- |
-100- 4.32% |
$33.8K - $35.7K
|
2.21K
$984K
|
|
|
Oct 26, 2021
Q3 2021
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-100- 2.77% |
$33.8K - $35.7K
|
3.52K
$1.56M
|
|
|
Nov 10, 2021
Q3 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-100- 5.0% |
$33.8K - $35.7K
|
1.9K
$844K
|
|
|
Oct 26, 2021
Q3 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-100- 12.12% |
$33.8K - $35.7K
|
725
$322K
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-105- 25.99% |
$35.5K - $37.4K
|
299
$133K
|
|
|
Oct 28, 2021
Q3 2021
|
M&T Bank Corp
|
SELL
|
- |
-115- 0.43% |
$38.9K - $41K
|
26.4K
$11.7M
|
|
|
Oct 13, 2021
Q3 2021
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-123- 0.2% |
$41.6K - $43.9K
|
61K
$27.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-125- 89.29% |
$42.3K - $44.6K
|
15
$6.66K
|
|
|
Nov 12, 2021
Q3 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-126- 5.6% |
$42.6K - $44.9K
|
2.12K
$943K
|
|
|
Nov 03, 2021
Q3 2021
|
Wade G W & Inc
Wellesley, MA |
SELL
|
- |
-129- 1.04% |
$43.6K - $46K
|
12.3K
$5.47M
|
|
|
Oct 26, 2021
Q3 2021
|
Lionsbridge Wealth Management LLC
Jacksonville Beach, FL |
SELL
|
- |
-130- 10.7% |
$44K - $46.4K
|
1.09K
$482K
|
|
|
Oct 13, 2021
Q3 2021
|
Flc Capital Advisors
|
SELL
|
- |
-132- 8.67% |
$44.7K - $47.1K
|
1.39K
$618K
|
|
|
Nov 12, 2021
Q3 2021
|
King Wealth
Saratoga Springs, NY |
SELL
|
- |
-134- 0.74% |
$45.3K - $47.8K
|
17.9K
$7.96M
|
|
|
Nov 02, 2021
Q3 2021
|
Sierra Capital LLC
|
SELL
|
- |
-138- 12.63% |
$46.7K - $49.2K
|
955
$424K
|
|
|
Oct 21, 2021
Q3 2021
|
Tufton Capital Management
|
SELL
|
- |
-140- 0.91% |
$47.4K - $49.9K
|
15.2K
$6.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-145- 16.98% |
$49.1K - $51.7K
|
709
$315K
|
|
|
Oct 22, 2021
Q3 2021
|
Beck Bode, LLC
|
SELL
|
- |
-150Closed |
$50.7K - $53.5K
|
0
$0
|
|
|
Dec 10, 2021
Q3 2021
|
Sax Wealth Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-159- 7.87% |
$53.8K - $56.7K
|
1.86K
$827K
|
|
|
Oct 08, 2021
Q3 2021
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-160- 8.02% |
$54.1K - $57.1K
|
1.84K
$815K
|
|
|
Nov 10, 2021
Q3 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-160- 13.77% |
$54.1K - $57.1K
|
1K
$445K
|
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-164- 5.67% |
$55.5K - $58.5K
|
2.73K
$1.21M
|
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-165- 14.1% |
$55.8K - $58.8K
|
1.01K
$446K
|
|
|
Oct 14, 2021
Q3 2021
|
First United Bank & Trust
|
SELL
|
- |
-165- 14.15% |
$55.8K - $58.8K
|
1K
$445K
|
|
|
Nov 04, 2021
Q3 2021
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-170- 2.74% |
$57.5K - $60.6K
|
6.03K
$2.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-174- 1.83% |
$58.9K - $62K
|
9.33K
$4.14M
|
|
|
Dec 06, 2021
Q3 2021
|
Old Second National Bank Of Aurora
|
SELL
|
- |
-179- 11.56% |
$60.6K - $63.8K
|
1.37K
$609K
|
|
|
Oct 18, 2021
Q3 2021
|
Nbt Bank N A
|
SELL
|
- |
-184- 4.14% |
$62.2K - $65.6K
|
4.26K
$1.89M
|
|
|
Nov 12, 2021
Q3 2021
|
Burney CO
Reston, VA |
SELL
|
- |
-199- 11.94% |
$67.3K - $71K
|
1.47K
$652K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-200- 1.11% |
$67.7K - $71.3K
|
17.7K
$7.88M
|
|
|
Nov 12, 2021
Q3 2021
|
F3 Logic, LLC
|
SELL
|
- |
-200- 18.48% |
$67.7K - $71.3K
|
882
$392K
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-203- 4.22% |
$68.7K - $72.4K
|
4.61K
$2.05M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-217- 2.54% |
$73.4K - $77.4K
|
8.33K
$3.7M
|
|
|
Oct 29, 2021
Q3 2021
|
Archer Investment Corp
|
SELL
|
- |
-231- 96.65% |
$78.1K - $82.4K
|
8
$3.55K
|
|
|
Nov 12, 2021
Q3 2021
|
Windsor Capital Management, LLC
|
SELL
|
- |
-236- 3.42% |
$79.8K - $84.2K
|
6.67K
$2.96M
|
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-249- 20.43% |
$84.2K - $88.8K
|
970
$431K
|
|
|
Nov 10, 2021
Q3 2021
|
Parsec Financial Management, Inc.
|
SELL
|
- |
-251- 12.08% |
$84.9K - $89.5K
|
1.83K
$811K
|
|
|
Oct 28, 2021
Q3 2021
|
Mechanics Bank Trust Department
|
SELL
|
- |
-265- 0.94% |
$89.6K - $94.5K
|
28.1K
$12.5M
|
|
|
Nov 01, 2021
Q3 2021
|
Schnieders Capital Management LLC
|
SELL
|
- |
-271- 2.64% |
$91.7K - $96.6K
|
9.99K
$4.44M
|
|
|
Oct 12, 2021
Q3 2021
|
Founders Capital Management
|
SELL
|
- |
-271- 22.0% |
$91.7K - $96.6K
|
961
$427K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-278- 0.5% |
$94K - $99.1K
|
55.2K
$24.5M
|
|
|
Oct 19, 2021
Q3 2021
|
Pacific Financial Group Inc
|
SELL
|
- |
-282- 9.31% |
$95.4K - $101K
|
2.75K
$1.22M
|
|
|
Nov 12, 2021
Q3 2021
|
Loring Wolcott & Coolidge Fiduciary Advisors LLP
|
SELL
|
- |
-285- 17.81% |
$96.4K - $102K
|
1.32K
$584K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
SELL
|
- |
-298- 7.02% |
$101K - $106K
|
3.94K
$1.75M
|
|
|
Nov 02, 2021
Q3 2021
|
Sturgeon Ventures LLP
|
SELL
|
- |
-298Closed |
$101K - $106K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-299- 20.3% |
$101K - $107K
|
1.17K
$522K
|