Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
118+ 14.94% |
$39.9K - $42.1K
|
908
$403K
|
|
|
Nov 08, 2021
Q3 2021
|
Grimes & Company, Inc.
|
BUY
|
- |
118+ 4.37% |
$39.9K - $42.1K
|
2.82K
$1.25M
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
117+ 78.52% |
$39.6K - $41.7K
|
266
$118K
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
116New |
$39.2K - $41.4K
|
116
$51.5K
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
115+ 16.91% |
$38.9K - $41K
|
795
$353K
|
|
|
Nov 12, 2021
Q3 2021
|
Doyle Wealth Management
St. Petersburg, FL |
BUY
|
- |
110+ 6.33% |
$37.2K - $39.2K
|
1.85K
$821K
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
107+ 9.07% |
$36.2K - $38.2K
|
1.29K
$572K
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
BUY
|
- |
104+ 3.86% |
$35.2K - $37.1K
|
2.8K
$1.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
104+ 7.93% |
$35.2K - $37.1K
|
1.42K
$629K
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
100+ 200.0% |
$33.8K - $35.7K
|
150
$66.6K
|
|
|
Oct 27, 2021
Q3 2021
|
Selective Wealth Management, Inc.
|
BUY
|
- |
100New |
$33.8K - $35.7K
|
100
$44.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
100+ 2.19% |
$33.8K - $35.7K
|
4.66K
$2.07M
|
|
|
Nov 02, 2021
Q3 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
99+ 7.57% |
$33.5K - $35.3K
|
1.41K
$625K
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
98+ 9.79% |
$33.2K - $34.9K
|
1.1K
$488K
|
|
|
Nov 04, 2021
Q3 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
97+ 4.12% |
$32.8K - $34.6K
|
2.45K
$1.09M
|
|
|
Mar 14, 2023
Q3 2021
|
Private Portfolio Partners LLC
|
BUY
|
- |
96+ 4.08% |
$32.5K - $34.2K
|
2.45K
$1.09M
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
93+ 3.13% |
$31.5K - $33.2K
|
3.06K
$1.36M
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
85+ 0.1% |
$28.8K - $30.3K
|
84.9K
$37.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
83+ 1.82% |
$28.1K - $29.6K
|
4.65K
$2.06M
|
|
|
Oct 19, 2021
Q3 2021
|
Albion Financial Group
|
BUY
|
- |
75+ 4.47% |
$25.4K - $26.7K
|
1.75K
$779K
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
74+ 0.77% |
$25K - $26.4K
|
9.65K
$4.29M
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
BUY
|
- |
70+ 26.22% |
$23.7K - $25K
|
337
$150K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
62+ 0.24% |
$21K - $22.1K
|
26K
$11.6M
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
BUY
|
- |
60+ 0.25% |
$20.3K - $21.4K
|
23.7K
$10.5M
|
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
60New |
$20.3K - $21.4K
|
60
$26.7K
|
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
58+ 1.12% |
$19.6K - $20.7K
|
5.25K
$2.33M
|
|
|
Oct 27, 2021
Q3 2021
|
Executive Wealth Management, LLC
|
BUY
|
- |
58+ 4.11% |
$19.6K - $20.7K
|
1.47K
$653K
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
57+ 2.57% |
$19.3K - $20.3K
|
2.27K
$1.01M
|
|
|
Nov 09, 2021
Q3 2021
|
Commerce Bank
Kansas City, MO |
BUY
|
- |
56+ 1.9% |
$18.9K - $20K
|
3K
$1.33M
|
|
|
Oct 13, 2021
Q3 2021
|
Bay Rivers Group
|
BUY
|
- |
52+ 0.43% |
$17.6K - $18.5K
|
12.2K
$5.41M
|
|
|
Oct 26, 2021
Q3 2021
|
Ifg Advisors, LLC
|
BUY
|
- |
52+ 0.38% |
$17.6K - $18.5K
|
13.9K
$6.18M
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
BUY
|
- |
51+ 4.5% |
$17.3K - $18.2K
|
1.19K
$526K
|
|
|
Nov 16, 2021
Q3 2021
|
Analyst Ims Investment Management Services Ltd.
|
BUY
|
- |
51+ 1.05% |
$17.3K - $18.2K
|
4.89K
$2.17M
|
|
|
Nov 12, 2021
Q3 2021
|
Kcm Investment Advisors LLC
Greenbrae, CA |
BUY
|
- |
50+ 1.38% |
$16.9K - $17.8K
|
3.67K
$1.63M
|
|
|
Oct 12, 2021
Q3 2021
|
Rothschild Investment Corp
|
BUY
|
- |
50+ 3.57% |
$16.9K - $17.8K
|
1.45K
$645K
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
50+ 1.55% |
$16.9K - $17.8K
|
3.27K
$1.45M
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
48+ 3.35% |
$16.2K - $17.1K
|
1.48K
$658K
|
|
|
Oct 14, 2021
Q3 2021
|
Purus Wealth Management, LLC
|
BUY
|
- |
48+ 1.13% |
$16.2K - $17.1K
|
4.3K
$1.91M
|
|
|
Nov 02, 2021
Q3 2021
|
Ironwood Financial, LLC
|
BUY
|
- |
45+ 20.0% |
$15.2K - $16K
|
270
$120K
|
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
BUY
|
- |
45+ 2.7% |
$15.2K - $16K
|
1.71K
$759K
|
|
|
Oct 14, 2021
Q3 2021
|
Enterprise Trust & Investment CO
|
BUY
|
- |
43New |
$14.5K - $15.3K
|
43
$19.1K
|
|
|
Nov 15, 2021
Q3 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
41New |
$13.9K - $14.6K
|
41
$18.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
40New |
$13.5K - $14.3K
|
40
$17.8K
|
|
|
Oct 29, 2021
Q3 2021
|
Fermata Advisors, LLC
Sonoma, CA |
BUY
|
- |
40+ 5.4% |
$13.5K - $14.3K
|
781
$347K
|
|
|
Oct 13, 2021
Q3 2021
|
Welch & Forbes LLC
|
BUY
|
- |
40+ 3.85% |
$13.5K - $14.3K
|
1.08K
$480K
|
|
|
Oct 18, 2021
Q3 2021
|
Asset Dedication, LLC
|
BUY
|
- |
40+ 0.64% |
$13.5K - $14.3K
|
6.3K
$2.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
39+ 0.7% |
$13.2K - $13.9K
|
5.59K
$2.48M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
38+ 0.18% |
$12.9K - $13.5K
|
20.7K
$9.18M
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
BUY
|
- |
35+ 0.72% |
$11.8K - $12.5K
|
4.88K
$2.17M
|
|
|
Oct 22, 2021
Q3 2021
|
Accurate Wealth Management, LLC
|
BUY
|
- |
34+ 5.2% |
$11.5K - $12.1K
|
688
$306K
|