Purchases and Sales Made in Q3 2021 in Spdr Dow Jones Industrial Average ETF Trust (DIA)
This table provides information about the institutional ownership of Spdr Dow Jones Industrial Average ETF Trust (DIA) during Q3 2021. The information is specifically focused on institutions that hold shares of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-3.04K- 68.83% |
$1.03M - $1.08M
|
1.38K
$612K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.12K- 1.44% |
$1.06M - $1.11M
|
214K
$94.9M
|
|
|
Nov 03, 2021
Q3 2021
|
Greystone Financial Group, LLC
|
SELL
|
- |
-3.25K- 23.34% |
$1.1M - $1.16M
|
10.7K
$4.74M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-3.26K- 33.46% |
$1.1M - $1.16M
|
6.47K
$2.88M
|
|
|
Oct 22, 2021
Q3 2021
|
Columbus Macro, LLC
|
SELL
|
- |
-3.32KClosed |
$1.12M - $1.18M
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Td Asset Management Inc
|
SELL
|
- |
-3.7K- 62.71% |
$1.25M - $1.32M
|
2.2K
$977K
|
|
|
Oct 14, 2021
Q3 2021
|
Xr Securities LLC
|
SELL
|
- |
-3.86K- 76.59% |
$1.31M - $1.38M
|
1.18K
$524K
|
|
|
Oct 25, 2021
Q3 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-4.04KClosed |
$1.37M - $1.44M
|
0
$0
|
|
|
Oct 29, 2021
Q3 2021
|
Pettinga Financial Advisors, LLC
|
SELL
|
- |
-4.08K- 19.6% |
$1.38M - $1.45M
|
16.7K
$7.43M
|
|
|
Nov 09, 2021
Q3 2021
|
Select Asset Management & Trust
Mechanicsburg, PA |
SELL
|
- |
-4.15K- 33.31% |
$1.4M - $1.48M
|
8.31K
$3.69M
|
|
|
Nov 15, 2021
Q3 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-4.37KClosed |
$1.48M - $1.56M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Cpwm, LLC
Seattle, WA |
SELL
|
- |
-4.38KClosed |
$1.48M - $1.56M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.39K- 1.96% |
$1.49M - $1.57M
|
219K
$97.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-4.4K- 7.76% |
$1.49M - $1.57M
|
52.3K
$23.2M
|
|
|
Nov 01, 2021
Q3 2021
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-4.64K- 80.84% |
$1.57M - $1.65M
|
1.1K
$489K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-4.69K- 7.77% |
$1.59M - $1.67M
|
55.7K
$24.7M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.96K- 5.31% |
$1.68M - $1.77M
|
88.5K
$39.3M
|
|
|
Nov 05, 2021
Q3 2021
|
K.J. Harrison & Partners Inc
|
SELL
|
- |
-5KClosed |
$1.69M - $1.78M
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-5.3K- 24.44% |
$1.79M - $1.89M
|
16.4K
$7.28M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-5.6K- 43.8% |
$1.89M - $2M
|
7.18K
$3.19M
|
|
|
Oct 15, 2021
Q3 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-5.95K- 43.85% |
$2.01M - $2.12M
|
7.62K
$3.39M
|
|
|
Nov 05, 2021
Q3 2021
|
Axs Investments LLC
Port Chester, NY |
SELL
|
- |
-6KClosed |
$2.03M - $2.14M
|
0
$0
|
|
|
Dec 22, 2022
Q3 2021
|
Campbell Wealth Management
|
SELL
|
- |
-6.02K- 7.62% |
$2.04M - $2.15M
|
72.9K
$32.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-6.05K- 1.52% |
$2.05M - $2.16M
|
391K
$174M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-6.42KClosed |
$2.17M - $2.29M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Blue Edge Capital, LLC
Richmond, VA |
SELL
|
- |
-6.91KClosed |
$2.34M - $2.46M
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Close Asset Management LTD
|
SELL
|
- |
-6.99KClosed |
$2.36M - $2.49M
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
SELL
|
- |
-7.4K- 16.02% |
$2.5M - $2.64M
|
38.8K
$17.2M
|
|
|
Nov 01, 2021
Q3 2021
|
Independent Advisor Alliance
|
SELL
|
- |
-7.85KClosed |
$2.66M - $2.8M
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-9.35K- 57.09% |
$3.16M - $3.33M
|
7.03K
$3.12M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-9.63K- 42.09% |
$3.26M - $3.43M
|
13.2K
$5.89M
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-9.99K- 47.15% |
$3.38M - $3.56M
|
11.2K
$4.98M
|
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.6K- 74.95% |
$3.58M - $3.78M
|
3.54K
$1.57M
|
|
|
Nov 08, 2021
Q3 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-11K- 94.1% |
$3.73M - $3.93M
|
692
$307K
|
|
|
Nov 15, 2021
Q3 2021
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-11.9KClosed |
$4.03M - $4.25M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-13.5K- 12.72% |
$4.55M - $4.8M
|
92.3K
$41M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-14.3K- 89.26% |
$4.83M - $5.09M
|
1.72K
$763K
|
|
|
Aug 30, 2024
Q3 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-15.2K- 36.76% |
$5.13M - $5.41M
|
26.1K
$11.6M
|
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
SELL
|
- |
-15.3K- 69.95% |
$5.18M - $5.46M
|
6.58K
$2.92M
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-16.3K- 92.29% |
$5.51M - $5.8M
|
1.36K
$604K
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-17.7K- 2.81% |
$5.99M - $6.31M
|
613K
$272M
|
|
|
Nov 12, 2021
Q3 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-18.4K- 5.88% |
$6.22M - $6.56M
|
294K
$131M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-19.9K- 56.04% |
$6.74M - $7.1M
|
15.6K
$6.94M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-21.3K- 47.83% |
$7.21M - $7.6M
|
23.2K
$10.3M
|
|
|
Jun 28, 2022
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-21.4K- 87.6% |
$7.25M - $7.65M
|
3.04K
$1.35M
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-26K- 15.29% |
$8.79M - $9.26M
|
144K
$64M
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-26.1K- 60.0% |
$8.83M - $9.3M
|
17.4K
$7.73M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-47K- 20.75% |
$15.9M - $16.8M
|
180K
$79.8M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-47.4K- 94.63% |
$16M - $16.9M
|
2.69K
$1.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-50.3K- 50.23% |
$17M - $17.9M
|
49.8K
$22.1M
|