Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
453+ 3.45% |
$85.6K - $97.1K
|
13.6K
$4.94M
|
|
|
Feb 04, 2022
Q4 2021
|
Souders Financial Advisors
|
BUY
|
- |
451+ 13.36% |
$85.2K - $96.6K
|
3.83K
$1.39M
|
|
|
Feb 16, 2022
Q4 2021
|
Covington Capital Management
|
BUY
|
- |
450+ 16.33% |
$85K - $96.4K
|
3.21K
$1.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Rodgers Brothers Inc.
Harmony, PA |
BUY
|
- |
445+ 14.61% |
$84.1K - $95.3K
|
3.49K
$1.27M
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
435+ 3.16% |
$82.2K - $93.2K
|
14.2K
$5.17M
|
|
|
Feb 11, 2022
Q4 2021
|
South State Corp
|
BUY
|
- |
434+ 15.76% |
$82K - $93K
|
3.19K
$1.16M
|
|
|
Jan 18, 2022
Q4 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
433+ 10.4% |
$81.8K - $92.8K
|
4.6K
$1.67M
|
|
|
Feb 02, 2022
Q4 2021
|
Bi Asset Management Fondsmaeglerselskab A
Kobenhavn, G7 |
BUY
|
- |
430+ 13.35% |
$81.2K - $92.1K
|
3.65K
$1.33M
|
|
|
Jan 10, 2022
Q4 2021
|
Beese Fulmer Investment Management, Inc.
|
BUY
|
- |
429+ 2.21% |
$81.1K - $91.9K
|
19.8K
$7.22M
|
|
|
Jan 24, 2022
Q4 2021
|
Members Trust CO
|
BUY
|
- |
428+ 3.76% |
$80.9K - $91.7K
|
11.8K
$4.3M
|
|
|
Jan 18, 2022
Q4 2021
|
First National Bank Of South Miami
|
BUY
|
- |
427+ 5337.5% |
$80.7K - $91.5K
|
435
$158K
|
|
|
Feb 15, 2022
Q4 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
426+ 0.73% |
$80.5K - $91.3K
|
58.9K
$21.4M
|
|
|
Feb 07, 2022
Q4 2021
|
Corundum Group, Inc.
|
BUY
|
- |
424+ 18.93% |
$80.1K - $90.8K
|
2.66K
$969K
|
|
|
Feb 07, 2022
Q4 2021
|
Mc Kinley Carter Wealth Services, Inc.
|
BUY
|
- |
421+ 5.0% |
$79.5K - $90.2K
|
8.85K
$3.22M
|
|
|
Jan 31, 2022
Q4 2021
|
Diamant Asset Management, Inc.
|
BUY
|
- |
420+ 6.22% |
$79.4K - $90K
|
7.18K
$2.61M
|
|
|
Jan 21, 2022
Q4 2021
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
420+ 12.22% |
$79.4K - $90K
|
3.86K
$1.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
415+ 43.09% |
$78.4K - $88.9K
|
1.38K
$501K
|
|
|
Feb 11, 2022
Q4 2021
|
Bollard Group LLC
Boston, MA |
BUY
|
- |
408+ 0.21% |
$77.1K - $87.4K
|
194K
$70.7M
|
|
|
Jan 19, 2022
Q4 2021
|
Oxinas Partners Wealth Management LLC
|
BUY
|
- |
404+ 32.27% |
$76.3K - $86.6K
|
1.66K
$603K
|
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
404+ 15.86% |
$76.3K - $86.6K
|
2.95K
$1.07M
|
|
|
Feb 03, 2022
Q4 2021
|
Inspire Advisors, LLC
Meridian, ID |
BUY
|
- |
404+ 7.8% |
$76.3K - $86.6K
|
5.58K
$2.03M
|
|
|
Feb 10, 2022
Q4 2021
|
Covestor LTD
Boston, MA |
BUY
|
- |
402New |
$76K - $86.1K
|
402
$146K
|
|
|
Feb 11, 2022
Q4 2021
|
Waycross Partners, LLC
Louisville, KY |
BUY
|
- |
402+ 3.38% |
$76K - $86.1K
|
12.3K
$4.47M
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
401+ 94.58% |
$75.8K - $85.9K
|
825
$300K
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
401+ 13.12% |
$75.8K - $85.9K
|
3.46K
$1.26M
|
|
|
Feb 08, 2022
Q4 2021
|
Puzo Michael J
|
BUY
|
- |
400+ 9.82% |
$75.6K - $85.7K
|
4.48K
$1.63M
|
|
|
Feb 07, 2022
Q4 2021
|
Compton Capital Management Inc
|
BUY
|
- |
400+ 21.62% |
$75.6K - $85.7K
|
2.25K
$819K
|
|
|
Feb 01, 2022
Q4 2021
|
Palisade Asset Management, LLC
|
BUY
|
- |
395+ 4.19% |
$74.6K - $84.6K
|
9.83K
$3.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Lcnb Corp
Lebanon, OH |
BUY
|
- |
392+ 16.86% |
$74.1K - $84K
|
2.72K
$989K
|
|
|
Feb 14, 2022
Q4 2021
|
Ballentine Partners, LLC
Waltham, MA |
BUY
|
- |
379+ 10.43% |
$71.6K - $81.2K
|
4.01K
$1.46M
|
|
|
Feb 02, 2022
Q4 2021
|
Mitchell Mcleod Pugh & Williams Inc
|
BUY
|
- |
377+ 3.57% |
$71.2K - $80.8K
|
10.9K
$3.98M
|
|
|
Jan 31, 2022
Q4 2021
|
Annex Advisory Services, LLC
|
BUY
|
- |
373+ 28.98% |
$70.5K - $79.9K
|
1.66K
$604K
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
371+ 5.02% |
$70.1K - $79.5K
|
7.76K
$2.82M
|
|
|
Jan 26, 2022
Q4 2021
|
Transform Wealth, LLC
|
BUY
|
- |
367+ 0.74% |
$69.3K - $78.6K
|
50.2K
$18.3M
|
|
|
Jun 28, 2024
Q4 2021
|
Brown, Lisle/Cummings, Inc.
Providence, RI |
BUY
|
- |
365New |
$69K - $78.2K
|
365
$133K
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
364+ 27.96% |
$68.8K - $78K
|
1.67K
$606K
|
|
|
Feb 10, 2022
Q4 2021
|
Eukles Asset Management
|
BUY
|
- |
362+ 2.43% |
$68.4K - $77.6K
|
15.2K
$5.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Founders Financial Securities LLC
|
BUY
|
- |
360+ 12.86% |
$68K - $77.1K
|
3.16K
$1.15M
|
|
|
Feb 10, 2022
Q4 2021
|
First Eagle Investment Management, LLC
|
BUY
|
- |
360New |
$68K - $77.1K
|
360
$131K
|
|
|
May 31, 2023
Q4 2021
|
Abacus Wealth Partners, LLC
Santa Monica, CA |
BUY
|
- |
360+ 23.81% |
$68K - $77.1K
|
1.87K
$681K
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
359+ 2.08% |
$67.8K - $76.9K
|
17.6K
$6.4M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
358+ 7.76% |
$67.6K - $76.7K
|
4.97K
$1.81M
|
|
|
Feb 04, 2022
Q4 2021
|
Investment Partners, Ltd.
|
BUY
|
- |
357+ 8.12% |
$67.5K - $76.5K
|
4.76K
$1.73M
|
|
|
Feb 09, 2022
Q4 2021
|
Retirement Group, LLC
|
BUY
|
- |
356+ 1.82% |
$67.3K - $76.3K
|
19.9K
$7.25M
|
|
|
Feb 07, 2022
Q4 2021
|
Mine & Arao Wealth Creation & Management, Llc.
Campbell, CA |
BUY
|
- |
353+ 19.5% |
$66.7K - $75.6K
|
2.16K
$787K
|
|
|
Feb 03, 2022
Q4 2021
|
Ahl Investment Management, Inc.
|
BUY
|
- |
350New |
$66.1K - $75K
|
350
$127K
|
|
|
Jan 27, 2022
Q4 2021
|
Community Bank, N.A.
|
BUY
|
- |
350+ 1.7% |
$66.1K - $75K
|
21K
$7.63M
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
350New |
$66.1K - $75K
|
350
$127K
|
|
|
Feb 01, 2022
Q4 2021
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
350+ 1.23% |
$66.1K - $75K
|
28.9K
$10.5M
|
|
|
Jan 31, 2022
Q4 2021
|
Equitec Proprietary Markets, LLC
|
BUY
|
- |
347New |
$65.6K - $74.3K
|
347
$126K
|