Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2022
Q4 2021
|
Capital Advisors Inc
|
BUY
|
- |
115+ 7.36% |
$21.7K - $24.6K
|
1.68K
$611K
|
|
|
Jan 19, 2022
Q4 2021
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
115+ 16.69% |
$21.7K - $24.6K
|
804
$293K
|
|
|
Feb 11, 2022
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
115+ 4.18% |
$21.7K - $24.6K
|
2.87K
$1.04M
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
115+ 4.18% |
$21.7K - $24.6K
|
2.87K
$1.04M
|
|
|
Jan 28, 2022
Q4 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
112+ 2.74% |
$21.2K - $24K
|
4.2K
$1.53M
|
|
|
Feb 07, 2022
Q4 2021
|
Column Capital Advisors, LLC
|
BUY
|
- |
111+ 46.44% |
$21K - $23.8K
|
350
$127K
|
|
|
Jan 19, 2022
Q4 2021
|
Gilbert & Cook, Inc.
|
BUY
|
- |
111+ 3.1% |
$21K - $23.8K
|
3.69K
$1.34M
|
|
|
Jan 28, 2022
Q4 2021
|
Hbc Financial Services, Pllc
|
BUY
|
- |
110+ 67.48% |
$20.8K - $23.6K
|
273
$99.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Game Plan Financial Advisors, LLC
|
BUY
|
- |
110+ 5.54% |
$20.8K - $23.6K
|
2.1K
$762K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
109+ 7.3% |
$20.6K - $23.4K
|
1.6K
$583K
|
|
|
Jan 19, 2022
Q4 2021
|
Redpoint Investment Management Pty LTD
|
BUY
|
- |
108+ 0.85% |
$20.4K - $23.1K
|
12.8K
$4.64M
|
|
|
Feb 09, 2022
Q4 2021
|
Charter Oak Capital Management, LLC
|
BUY
|
- |
108+ 7.52% |
$20.4K - $23.1K
|
1.54K
$562K
|
|
|
Feb 14, 2022
Q4 2021
|
Ghp Investment Advisors, Inc.
Denver, CO |
BUY
|
- |
108+ 5.51% |
$20.4K - $23.1K
|
2.07K
$752K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
106+ 1.26% |
$20K - $22.7K
|
8.52K
$3.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
105New |
$19.8K - $22.5K
|
105
$38.2K
|
|
|
Jan 11, 2022
Q4 2021
|
Churchill Management Corp
|
BUY
|
- |
104+ 0.27% |
$19.6K - $22.3K
|
38.1K
$13.9M
|
|
|
Jan 31, 2022
Q4 2021
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
104+ 5.45% |
$19.6K - $22.3K
|
2.01K
$733K
|
|
|
Aug 06, 2024
Q4 2021
|
Mason Investment Advisory Services, Inc.
Reston, VA |
BUY
|
- |
103+ 0.91% |
$19.5K - $22.1K
|
11.5K
$4.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Shepherd Financial Partners LLC
Winchester, MA |
BUY
|
- |
102+ 4.44% |
$19.3K - $21.9K
|
2.4K
$873K
|
|
|
Jan 31, 2022
Q4 2021
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
102+ 5.48% |
$19.3K - $21.9K
|
1.97K
$715K
|
|
|
Feb 11, 2022
Q4 2021
|
Indie Asset Partners, LLC
Carmel, IN |
BUY
|
- |
102+ 8.27% |
$19.3K - $21.9K
|
1.34K
$486K
|
|
|
Feb 02, 2022
Q4 2021
|
Girard Partners Ltd.
|
BUY
|
- |
101+ 3.5% |
$19.1K - $21.6K
|
2.99K
$1.09M
|
|
|
Feb 14, 2022
Q4 2021
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
101+ 7.1% |
$19.1K - $21.6K
|
1.52K
$554K
|
|
|
Feb 03, 2022
Q4 2021
|
Xcel Wealth Management, LLC
|
BUY
|
- |
101+ 2.64% |
$19.1K - $21.6K
|
3.93K
$1.43M
|
|
|
Jan 14, 2022
Q4 2021
|
Avity Investment Management Inc.
|
BUY
|
- |
100+ 4.73% |
$18.9K - $21.4K
|
2.22K
$806K
|
|
|
Feb 01, 2022
Q4 2021
|
Spreng Capital Management, Inc.
|
BUY
|
- |
100+ 1.1% |
$18.9K - $21.4K
|
9.23K
$3.36M
|
|
|
Feb 10, 2022
Q4 2021
|
Crewe Advisors LLC
|
BUY
|
- |
100+ 322.58% |
$18.9K - $21.4K
|
131
$47.7K
|
|
|
Jan 28, 2022
Q4 2021
|
Saybrook Capital
|
BUY
|
- |
100+ 2.38% |
$18.9K - $21.4K
|
4.3K
$1.56M
|
|
|
Feb 10, 2022
Q4 2021
|
Texas Yale Capital Corp.
St. Petersburg, FL |
BUY
|
- |
100+ 2.93% |
$18.9K - $21.4K
|
3.51K
$1.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Eagle Claw Capital Managment, LLC
Boston, MA |
BUY
|
- |
100+ 0.69% |
$18.9K - $21.4K
|
14.6K
$5.31M
|
|
|
Feb 10, 2022
Q4 2021
|
Marble Harbor Investment Counsel, LLC
Boston, MA |
BUY
|
- |
100+ 3.5% |
$18.9K - $21.4K
|
2.95K
$1.07M
|
|
|
Feb 07, 2022
Q4 2021
|
Financial Consulate, Inc
|
BUY
|
- |
98+ 4.9% |
$18.5K - $21K
|
2.1K
$764K
|
|
|
Jan 19, 2022
Q4 2021
|
Wealth Architects, LLC
|
BUY
|
- |
97+ 2.9% |
$18.3K - $20.8K
|
3.44K
$1.25M
|
|
|
Feb 02, 2022
Q4 2021
|
Argent Advisors, Inc.
Monroe, LA |
BUY
|
- |
97+ 1.29% |
$18.3K - $20.8K
|
7.64K
$2.78M
|
|
|
Jan 03, 2023
Q4 2021
|
Gray Wealth Management Inc.
Bangor, ME |
BUY
|
- |
97+ 3.49% |
$18.3K - $20.8K
|
2.88K
$1.05M
|
|
|
Jan 12, 2022
Q4 2021
|
Pure Financial Advisors, LLC
|
BUY
|
- |
95+ 6.38% |
$17.9K - $20.4K
|
1.58K
$576K
|
|
|
Feb 04, 2022
Q4 2021
|
Abbrea Capital, LLC
|
BUY
|
- |
95+ 0.58% |
$17.9K - $20.4K
|
16.6K
$6.03M
|
|
|
Jan 26, 2022
Q4 2021
|
Trust CO Of Virginia
|
BUY
|
- |
93+ 4.33% |
$17.6K - $19.9K
|
2.24K
$816K
|
|
|
Jan 03, 2022
Q4 2021
|
Private Asset Management Inc
|
BUY
|
- |
92+ 1.41% |
$17.4K - $19.7K
|
6.62K
$2.41M
|
|
|
Jan 11, 2022
Q4 2021
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
91+ 6.61% |
$17.2K - $19.5K
|
1.47K
$534K
|
|
|
Feb 03, 2022
Q4 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
89+ 5.05% |
$16.8K - $19.1K
|
1.85K
$674K
|
|
|
Jan 21, 2022
Q4 2021
|
Cooper/Haims Advisors, LLC
|
BUY
|
- |
87+ 4.85% |
$16.4K - $18.6K
|
1.88K
$684K
|
|
|
Feb 10, 2022
Q4 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
86+ 1.59% |
$16.2K - $18.4K
|
5.5K
$2M
|
|
|
Feb 02, 2022
Q4 2021
|
Birch Hill Investment Advisors LLC
|
BUY
|
- |
80+ 1.94% |
$15.1K - $17.1K
|
4.21K
$1.53M
|
|
|
Feb 11, 2022
Q4 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
BUY
|
- |
80+ 153.85% |
$15.1K - $17.1K
|
132
$48K
|
|
|
Feb 11, 2022
Q4 2021
|
Proficio Capital Partners LLC
Newton, MA |
BUY
|
- |
80+ 3.37% |
$15.1K - $17.1K
|
2.46K
$893K
|
|
|
Jan 28, 2022
Q4 2021
|
Arcus Capital Partners, LLC
|
BUY
|
- |
79+ 3.98% |
$14.9K - $16.9K
|
2.06K
$751K
|
|
|
Jan 31, 2022
Q4 2021
|
Boston Common Asset Management, LLC
Boston, MA |
BUY
|
- |
79+ 4.34% |
$14.9K - $16.9K
|
1.9K
$691K
|
|
|
Feb 11, 2022
Q4 2021
|
Kelly Lawrence W & Associates Inc
Pasadena, CA |
BUY
|
- |
79New |
$14.9K - $16.9K
|
79
$28.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
79+ 4.08% |
$14.9K - $16.9K
|
2.02K
$734K
|