Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 07, 2022
Q4 2021
|
Redw Wealth LLC
|
BUY
|
- |
50+ 2.74% |
$9.45K - $10.7K
|
1.88K
$683K
|
|
Feb 14, 2022
Q4 2021
|
Trustco Bank Corp N Y
Albany, NY |
BUY
|
- |
50+ 2.55% |
$9.45K - $10.7K
|
2.01K
$733K
|
|
Feb 08, 2022
Q4 2021
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
50+ 1.93% |
$9.45K - $10.7K
|
2.64K
$962K
|
|
Jan 19, 2022
Q4 2021
|
Cornell Pochily Investment Advisors, Inc.
|
BUY
|
- |
46+ 0.68% |
$8.69K - $9.86K
|
6.78K
$2.47M
|
|
Feb 08, 2022
Q4 2021
|
Gyl Financial Synergies, LLC
|
BUY
|
- |
45+ 2.78% |
$8.5K - $9.64K
|
1.66K
$605K
|
|
Feb 09, 2022
Q4 2021
|
Holderness Investments CO
Greensboro, NC |
BUY
|
- |
45+ 0.46% |
$8.5K - $9.64K
|
9.77K
$3.55M
|
|
Jan 28, 2022
Q4 2021
|
Paulson Wealth Management Inc.
|
BUY
|
- |
45+ 3.77% |
$8.5K - $9.64K
|
1.24K
$451K
|
|
Feb 14, 2022
Q4 2021
|
Waters Parkerson & Co., LLC
|
BUY
|
- |
44+ 3.27% |
$8.31K - $9.43K
|
1.39K
$505K
|
|
Feb 02, 2022
Q4 2021
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
44+ 1.33% |
$8.31K - $9.43K
|
3.34K
$1.22M
|
|
Feb 14, 2022
Q4 2021
|
Aureus Asset Management, LLC
Boston, MA |
BUY
|
- |
44+ 0.45% |
$8.31K - $9.43K
|
9.72K
$3.54M
|
|
Feb 03, 2022
Q4 2021
|
Jfs Wealth Advisors, LLC
|
BUY
|
- |
43+ 1.02% |
$8.12K - $9.21K
|
4.25K
$1.55M
|
|
Feb 03, 2022
Q4 2021
|
Regency Capital Management Inc.\De
|
BUY
|
- |
43New |
$8.12K - $9.21K
|
43
$15.6K
|
|
Feb 14, 2022
Q4 2021
|
Johnson Financial Group, Inc.
Racine, WI |
BUY
|
- |
43+ 2.13% |
$8.12K - $9.21K
|
2.06K
$749K
|
|
Aug 05, 2022
Q4 2021
|
Tevis Investment Management
|
BUY
|
- |
43New |
$8.12K - $9.21K
|
43
$15.6K
|
|
Feb 16, 2022
Q4 2021
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
43New |
$8.12K - $9.21K
|
43
$15.6K
|
|
Jan 27, 2022
Q4 2021
|
Exchange Capital Management, Inc.
|
BUY
|
- |
42+ 3.38% |
$7.94K - $9K
|
1.29K
$468K
|
|
Mar 01, 2022
Q4 2021
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
BUY
|
- |
42+ 18.26% |
$7.94K - $9K
|
272
$99K
|
|
Feb 14, 2022
Q4 2021
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
42+ 2.35% |
$7.94K - $9K
|
1.83K
$665K
|
|
Jan 25, 2022
Q4 2021
|
Private Ocean, LLC
|
BUY
|
- |
41+ 41.0% |
$7.75K - $8.78K
|
141
$51.3K
|
|
Jan 28, 2022
Q4 2021
|
Greenwich Wealth Management LLC
Greenwich, CT |
BUY
|
- |
41+ 1.99% |
$7.75K - $8.78K
|
2.1K
$765K
|
|
Jan 20, 2022
Q4 2021
|
Rosenberg Matthew Hamilton
|
BUY
|
- |
40+ 3.24% |
$7.56K - $8.57K
|
1.27K
$464K
|
|
Jan 10, 2022
Q4 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
40+ 1.69% |
$7.56K - $8.57K
|
2.4K
$874K
|
|
Feb 02, 2022
Q4 2021
|
Janiczek Wealth Management, LLC
|
BUY
|
- |
40+ 13.33% |
$7.56K - $8.57K
|
340
$124K
|
|
Feb 18, 2022
Q4 2021
|
Rather & Kittrell, Inc.
Knoxville, TN |
BUY
|
- |
40New |
$7.56K - $8.57K
|
40
$14.6K
|
|
Feb 03, 2022
Q4 2021
|
Smith Shellnut Wilson LLC
|
BUY
|
- |
39+ 2.61% |
$7.37K - $8.36K
|
1.54K
$559K
|
|
Feb 09, 2022
Q4 2021
|
Curi Wealth Management, LLC
|
BUY
|
- |
39New |
$7.37K - $8.36K
|
39
$14.2K
|
|
Jan 28, 2022
Q4 2021
|
First National Corp
|
BUY
|
- |
38+ 2.78% |
$7.18K - $8.14K
|
1.41K
$511K
|
|
Jan 25, 2022
Q4 2021
|
Atalanta Sosnoff Capital, LLC
|
BUY
|
- |
36+ 3.29% |
$6.8K - $7.71K
|
1.13K
$412K
|
|
Jan 18, 2022
Q4 2021
|
Kempner Capital Management Inc.
|
BUY
|
- |
36+ 0.37% |
$6.8K - $7.71K
|
9.85K
$3.58M
|
|
Feb 07, 2022
Q4 2021
|
Barber Financial Group, Inc.
|
BUY
|
- |
36+ 0.65% |
$6.8K - $7.71K
|
5.54K
$2.01M
|
|
Feb 15, 2022
Q4 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
36+ 0.36% |
$6.8K - $7.71K
|
10.2K
$3.7M
|
|
Feb 15, 2022
Q4 2021
|
Cws Financial Advisors, LLC
Kalamazoo, MI |
BUY
|
- |
36+ 2.72% |
$6.8K - $7.71K
|
1.36K
$495K
|
|
Feb 03, 2022
Q4 2021
|
Intrust Bank Na
Wichita, KS |
BUY
|
- |
36+ 1.88% |
$6.8K - $7.71K
|
1.96K
$711K
|
|
Feb 07, 2022
Q4 2021
|
Duff & Phelps Investment Management CO
Chicago, IL |
BUY
|
- |
35+ 0.61% |
$6.61K - $7.5K
|
5.78K
$2.1M
|
|
Feb 09, 2022
Q4 2021
|
Leverty Financial Group, LLC
|
BUY
|
- |
32New |
$6.05K - $6.86K
|
32
$11.6K
|
|
Feb 07, 2022
Q4 2021
|
Smith Chas P & Associates Pa Cpas
|
BUY
|
- |
31+ 1.88% |
$5.86K - $6.64K
|
1.68K
$611K
|
|
Jan 28, 2022
Q4 2021
|
Schubert & CO
|
BUY
|
- |
31New |
$5.86K - $6.64K
|
31
$11.3K
|
|
Jan 18, 2022
Q4 2021
|
Addison Capital CO
|
BUY
|
- |
30+ 1.79% |
$5.67K - $6.43K
|
1.71K
$622K
|
|
Feb 08, 2022
Q4 2021
|
Guyasuta Investment Advisors Inc
|
BUY
|
- |
30+ 0.24% |
$5.67K - $6.43K
|
12.7K
$4.63M
|
|
Feb 14, 2022
Q4 2021
|
Loveless Wealth Management LLC
|
BUY
|
- |
30+ 0.17% |
$5.67K - $6.43K
|
17.6K
$6.41M
|
|
Jan 24, 2022
Q4 2021
|
Fieldpoint Private Securities, LLC
|
BUY
|
- |
30+ 3.93% |
$5.67K - $6.43K
|
794
$289K
|
|
Feb 10, 2022
Q4 2021
|
Fort Sheridan Advisors LLC
Highland Park, IL |
BUY
|
- |
30+ 1.47% |
$5.67K - $6.43K
|
2.08K
$755K
|
|
Jan 24, 2022
Q4 2021
|
Wendell David Associates Inc
|
BUY
|
- |
29+ 1.75% |
$5.48K - $6.21K
|
1.68K
$612K
|
|
Feb 10, 2022
Q4 2021
|
Bailard, Inc.
|
BUY
|
- |
29+ 0.22% |
$5.48K - $6.21K
|
13K
$4.72M
|
|
Feb 16, 2022
Q4 2021
|
Wimmer Associates 1, LLC
Pasadena, CA |
BUY
|
- |
29+ 1.28% |
$5.48K - $6.21K
|
2.29K
$834K
|
|
Feb 08, 2022
Q4 2021
|
Trillium Asset Management, LLC
Boston, MA |
BUY
|
- |
29+ 1.18% |
$5.48K - $6.21K
|
2.49K
$906K
|
|
Feb 14, 2022
Q4 2021
|
Financial Connections Group, Inc.
|
BUY
|
- |
28New |
$5.29K - $6K
|
28
$10.2K
|
|
Feb 14, 2022
Q4 2021
|
Pinnacle Holdings, LLC
Tulsa, OK |
BUY
|
- |
28+ 0.24% |
$5.29K - $6K
|
11.7K
$4.27M
|
|
Jan 19, 2022
Q4 2021
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
27+ 0.08% |
$5.1K - $5.78K
|
31.8K
$11.6M
|
|
Feb 14, 2022
Q4 2021
|
Visionary Wealth Advisors
O'fallon, IL |
BUY
|
- |
27+ 0.71% |
$5.1K - $5.78K
|
3.84K
$1.4M
|