Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 25, 2022
Q4 2021
|
Cordant, Inc.
Portland, OR |
SELL
|
- |
-19Closed |
$3.59K - $4.07K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Piscataqua Savings Bank
|
SELL
|
- |
-20- 3.5% |
$3.78K - $4.29K
|
551
$207K
|
|
|
Feb 02, 2022
Q4 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-20- 0.29% |
$3.78K - $4.29K
|
6.78K
$2.55M
|
|
|
Feb 02, 2022
Q4 2021
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-20- 7.07% |
$3.78K - $4.29K
|
263
$98.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-20- 0.64% |
$3.78K - $4.29K
|
3.09K
$1.16M
|
|
|
Feb 16, 2022
Q4 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-20- 1.42% |
$3.78K - $4.29K
|
1.39K
$522K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-20- 1.13% |
$3.78K - $4.29K
|
1.75K
$659K
|
|
|
Sep 13, 2022
Q4 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-20- 0.34% |
$3.78K - $4.29K
|
5.86K
$2.2M
|
|
|
Jan 26, 2022
Q4 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-21- 41.18% |
$3.97K - $4.5K
|
30
$11.3K
|
|
|
Jan 10, 2022
Q4 2021
|
Private Trust CO Na
|
SELL
|
- |
-21- 0.17% |
$3.97K - $4.5K
|
12K
$4.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Better Money Decisions, LLC
|
SELL
|
- |
-21Closed |
$3.97K - $4.5K
|
0
$0
|
|
|
Jan 25, 2022
Q4 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-22- 0.28% |
$4.16K - $4.71K
|
7.75K
$2.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-23- 0.73% |
$4.35K - $4.93K
|
3.11K
$1.17M
|
|
|
Feb 15, 2022
Q4 2021
|
Greylin Investment Mangement Inc
|
SELL
|
- |
-25- 2.27% |
$4.72K - $5.36K
|
1.08K
$404K
|
|
|
Feb 14, 2022
Q4 2021
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-25Closed |
$4.72K - $5.36K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-25- 0.89% |
$4.72K - $5.36K
|
2.77K
$1.04M
|
|
|
Jan 14, 2022
Q4 2021
|
Forvis Wealth Advisors, LLC
|
SELL
|
- |
-26- 0.13% |
$4.91K - $5.57K
|
20K
$7.52M
|
|
|
Jan 28, 2022
Q4 2021
|
Guidance Point Advisors, LLC
|
SELL
|
- |
-27Closed |
$5.1K - $5.78K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Fil LTD
Hamilton, D0 |
SELL
|
- |
-27- 0.18% |
$5.1K - $5.78K
|
14.8K
$5.58M
|
|
|
Feb 11, 2022
Q4 2021
|
Capstone Financial Advisors, Inc.
Downers Grove, IL |
SELL
|
- |
-28- 1.03% |
$5.29K - $6K
|
2.68K
$1.01M
|
|
|
Jan 20, 2022
Q4 2021
|
Cra Financial Services, LLC
|
SELL
|
- |
-30- 0.85% |
$5.67K - $6.43K
|
3.48K
$1.31M
|
|
|
Jan 14, 2022
Q4 2021
|
West End Advisors, LLC
|
SELL
|
- |
-30- 20.55% |
$5.67K - $6.43K
|
116
$43.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-30- 0.68% |
$5.67K - $6.43K
|
4.36K
$1.64M
|
|
|
Feb 09, 2022
Q4 2021
|
Cmg Global Holdings, LLC
|
SELL
|
- |
-30- 0.94% |
$5.67K - $6.43K
|
3.17K
$1.19M
|
|
|
Jan 31, 2022
Q4 2021
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-30- 0.29% |
$5.67K - $6.43K
|
10.5K
$3.94M
|
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-33Closed |
$6.24K - $7.07K
|
0
$0
|
|
|
Mar 23, 2022
Q4 2021
|
City State Bank
Norwalk, IA |
SELL
|
- |
-33- 0.72% |
$6.24K - $7.07K
|
4.55K
$1.71M
|
|
|
Feb 11, 2022
Q4 2021
|
Rock Creek Group, LP
|
SELL
|
- |
-34- 7.36% |
$6.42K - $7.28K
|
428
$161K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-35- 1.85% |
$6.61K - $7.5K
|
1.86K
$698K
|
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-36- 0.53% |
$6.8K - $7.71K
|
6.72K
$2.52M
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-37- 0.71% |
$6.99K - $7.93K
|
5.19K
$1.95M
|
|
|
Feb 10, 2022
Q4 2021
|
Financial Partners Group, Inc
Overland Park, KS |
SELL
|
- |
-38- 2.47% |
$7.18K - $8.14K
|
1.5K
$563K
|
|
|
Jul 11, 2022
Q4 2021
|
Range Financial Group LLC
|
SELL
|
- |
-39- 1.9% |
$7.37K - $8.36K
|
2.01K
$756K
|
|
|
Jan 26, 2022
Q4 2021
|
Steigerwald, Gordon & Koch Inc.
|
SELL
|
- |
-40- 1.34% |
$7.56K - $8.57K
|
2.94K
$1.1M
|
|
|
Feb 15, 2022
Q4 2021
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-40- 4.94% |
$7.56K - $8.57K
|
770
$289K
|
|
|
Feb 10, 2022
Q4 2021
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-40- 0.46% |
$7.56K - $8.57K
|
8.74K
$3.28M
|
|
|
Jan 31, 2022
Q4 2021
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-40- 1.15% |
$7.56K - $8.57K
|
3.43K
$1.29M
|
|
|
Jan 21, 2022
Q4 2021
|
Gemmer Asset Management LLC
|
SELL
|
- |
-41- 5.59% |
$7.75K - $8.78K
|
692
$260K
|
|
|
Feb 15, 2022
Q4 2021
|
German American Bancorp, Inc.
Jasper, IN |
SELL
|
- |
-42- 1.86% |
$7.94K - $9K
|
2.21K
$831K
|
|
|
Feb 03, 2022
Q4 2021
|
Sound Financial Strategies Group, LLC
|
SELL
|
- |
-44- 1.55% |
$8.31K - $9.43K
|
2.8K
$1.05M
|
|
|
Feb 14, 2022
Q4 2021
|
626 Financial, LLC
|
SELL
|
- |
-46- 1.47% |
$8.69K - $9.86K
|
3.08K
$1.16M
|
|
|
Jan 07, 2022
Q4 2021
|
Lester Murray Antman Dba Simply Rich
|
SELL
|
- |
-47- 0.76% |
$8.88K - $10.1K
|
6.17K
$2.32M
|
|
|
Feb 11, 2022
Q4 2021
|
Annapolis Financial Services, LLC
|
SELL
|
- |
-49- 26.78% |
$9.26K - $10.5K
|
134
$50.4K
|
|
|
Jan 05, 2022
Q4 2021
|
Chesley Taft & Associates LLC
|
SELL
|
- |
-50- 4.13% |
$9.45K - $10.7K
|
1.16K
$436K
|
|
|
Jan 18, 2022
Q4 2021
|
Norway Savings Bank
|
SELL
|
- |
-50- 4.87% |
$9.45K - $10.7K
|
977
$367K
|
|
|
Jan 25, 2022
Q4 2021
|
Douglas Lane & Associates, LLC
|
SELL
|
- |
-50- 0.74% |
$9.45K - $10.7K
|
6.75K
$2.54M
|
|
|
Jan 31, 2022
Q4 2021
|
Carderock Capital Management Inc
|
SELL
|
- |
-50Closed |
$9.45K - $10.7K
|
0
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-50- 0.46% |
$9.45K - $10.7K
|
10.8K
$4.05M
|
|
|
Feb 08, 2022
Q4 2021
|
Schulhoff & CO Inc
|
SELL
|
- |
-50- 2.94% |
$9.45K - $10.7K
|
1.65K
$620K
|
|
|
Jan 19, 2022
Q4 2021
|
Weybosset Research & Management LLC
|
SELL
|
- |
-50- 3.13% |
$9.45K - $10.7K
|
1.55K
$582K
|