Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 08, 2022
Q4 2021
|
Gladius Capital Management LP
Chicago, IL |
SELL
|
- |
-52Closed |
$9.82K - $11.1K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-54- 6.22% |
$10.2K - $11.6K
|
814
$306K
|
|
|
Jan 13, 2022
Q4 2021
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
SELL
|
- |
-55- 0.59% |
$10.4K - $11.8K
|
9.21K
$3.46M
|
|
|
Feb 10, 2022
Q4 2021
|
Usa Financial Portformulas Corp
Ada, MI |
SELL
|
- |
-56- 94.92% |
$10.6K - $12K
|
3
$1.13K
|
|
|
Jan 14, 2022
Q4 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-56- 1.17% |
$10.6K - $12K
|
4.74K
$1.78M
|
|
|
Feb 15, 2022
Q4 2021
|
Cypress Capital Group
|
SELL
|
- |
-57- 1.32% |
$10.8K - $12.2K
|
4.25K
$1.6M
|
|
|
Jan 31, 2022
Q4 2021
|
Ledyard National Bank
|
SELL
|
- |
-58- 3.5% |
$11K - $12.4K
|
1.6K
$600K
|
|
|
Feb 04, 2022
Q4 2021
|
Ironwood Investment Counsel, LLC
|
SELL
|
- |
-58- 1.74% |
$11K - $12.4K
|
3.27K
$1.23M
|
|
|
Feb 15, 2022
Q4 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-58- 1.58% |
$11K - $12.4K
|
3.62K
$1.36M
|
|
|
Feb 01, 2022
Q4 2021
|
F Dx Advisors, Inc.
|
SELL
|
- |
-59- 4.58% |
$11.1K - $12.6K
|
1.23K
$462K
|
|
|
Jan 21, 2022
Q4 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-59- 1.8% |
$11.1K - $12.6K
|
3.21K
$1.21M
|
|
|
Feb 11, 2022
Q4 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-60- 0.95% |
$11.3K - $12.9K
|
6.26K
$2.35M
|
|
|
Jan 20, 2022
Q4 2021
|
Sound View Wealth Advisors Group, LLC
|
SELL
|
- |
-61- 2.32% |
$11.5K - $13.1K
|
2.57K
$965K
|
|
|
Feb 07, 2022
Q4 2021
|
Laird Norton Trust Company, LLC
|
SELL
|
- |
-62- 1.61% |
$11.7K - $13.3K
|
3.78K
$1.42M
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
SELL
|
- |
-63- 0.77% |
$11.9K - $13.5K
|
8.15K
$3.06M
|
|
|
Jan 24, 2022
Q4 2021
|
Segment Wealth Management, LLC
|
SELL
|
- |
-64- 0.53% |
$12.1K - $13.7K
|
11.9K
$4.47M
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-64- 0.69% |
$12.1K - $13.7K
|
9.26K
$3.48M
|
|
|
Jan 07, 2022
Q4 2021
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-65- 6.77% |
$12.3K - $13.9K
|
895
$336K
|
|
|
Jan 24, 2022
Q4 2021
|
Tompkins Financial Corp
|
SELL
|
- |
-65- 8.78% |
$12.3K - $13.9K
|
675
$254K
|
|
|
Jan 24, 2022
Q4 2021
|
Amarillo National Bank
|
SELL
|
- |
-65- 0.95% |
$12.3K - $13.9K
|
6.78K
$2.55M
|
|
|
Feb 01, 2022
Q4 2021
|
Field & Main Bank
|
SELL
|
- |
-65- 1.84% |
$12.3K - $13.9K
|
3.48K
$1.31M
|
|
|
Jan 20, 2022
Q4 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-66- 2.84% |
$12.5K - $14.1K
|
2.26K
$849K
|
|
|
Feb 08, 2022
Q4 2021
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-66- 1.92% |
$12.5K - $14.1K
|
3.37K
$1.26M
|
|
|
Jan 25, 2022
Q4 2021
|
Pds Planning, Inc
|
SELL
|
- |
-68- 5.15% |
$12.8K - $14.6K
|
1.25K
$471K
|
|
|
Feb 01, 2022
Q4 2021
|
True Link Financial Advisors, LLC
|
SELL
|
- |
-68Closed |
$12.8K - $14.6K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Triangle Securities Wealth Management
|
SELL
|
- |
-70- 0.79% |
$13.2K - $15K
|
8.81K
$3.31M
|
|
|
Feb 11, 2022
Q4 2021
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-72- 2.37% |
$13.6K - $15.4K
|
2.97K
$1.12M
|
|
|
Feb 09, 2022
Q4 2021
|
Main Street Research LLC
Sausalito, CA |
SELL
|
- |
-72- 1.0% |
$13.6K - $15.4K
|
7.12K
$2.68M
|
|
|
Feb 10, 2022
Q4 2021
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-72- 11.59% |
$13.6K - $15.4K
|
549
$206K
|
|
|
Feb 02, 2022
Q4 2021
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-74- 4.42% |
$14K - $15.9K
|
1.6K
$601K
|
|
|
Jan 13, 2022
Q4 2021
|
Adirondack Trust CO
|
SELL
|
- |
-75- 0.83% |
$14.2K - $16.1K
|
8.98K
$3.37M
|
|
|
Feb 04, 2022
Q4 2021
|
Hills Bank & Trust CO
|
SELL
|
- |
-75- 3.04% |
$14.2K - $16.1K
|
2.39K
$898K
|
|
|
Feb 09, 2022
Q4 2021
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-75- 0.76% |
$14.2K - $16.1K
|
9.8K
$3.68M
|
|
|
Feb 14, 2022
Q4 2021
|
Colonial Trust Advisors
Spartanburg, SC |
SELL
|
- |
-75- 0.38% |
$14.2K - $16.1K
|
19.6K
$7.36M
|
|
|
Feb 07, 2022
Q4 2021
|
First American Bank
Dundee, IL |
SELL
|
- |
-77- 4.4% |
$14.5K - $16.5K
|
1.67K
$629K
|
|
|
Feb 10, 2022
Q4 2021
|
Tsfg, LLC
|
SELL
|
- |
-78- 9.91% |
$14.7K - $16.7K
|
709
$266K
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-78Closed |
$14.7K - $16.7K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Investment Management Of Virginia LLC
|
SELL
|
- |
-78- 0.56% |
$14.7K - $16.7K
|
13.8K
$5.19M
|
|
|
Jan 31, 2022
Q4 2021
|
Eads & Heald Wealth Management
|
SELL
|
- |
-80- 3.95% |
$15.1K - $17.1K
|
1.94K
$731K
|
|
|
Jan 26, 2022
Q4 2021
|
Flc Capital Advisors
|
SELL
|
- |
-80- 0.79% |
$15.1K - $17.1K
|
10K
$3.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Fairview Capital Investment Management, LLC
Greenbrae, CA |
SELL
|
- |
-80- 1.91% |
$15.1K - $17.1K
|
4.11K
$1.55M
|
|
|
Jan 31, 2022
Q4 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-83- 0.91% |
$15.7K - $17.8K
|
9.08K
$3.41M
|
|
|
Jan 25, 2022
Q4 2021
|
Convergence Investment Partners, LLC
|
SELL
|
- |
-83- 1.46% |
$15.7K - $17.8K
|
5.61K
$2.11M
|
|
|
Jan 10, 2022
Q4 2021
|
Integrated Investment Consultants, LLC
|
SELL
|
- |
-86- 5.25% |
$16.2K - $18.4K
|
1.55K
$583K
|
|
|
Jan 28, 2022
Q4 2021
|
Wbh Advisory Inc
|
SELL
|
- |
-87- 1.24% |
$16.4K - $18.6K
|
6.95K
$2.61M
|
|
|
Jan 04, 2022
Q4 2021
|
Stillwater Investment Management, LLC
|
SELL
|
- |
-88- 0.52% |
$16.6K - $18.9K
|
17K
$6.39M
|
|
|
Feb 11, 2022
Q4 2021
|
St Germain D J CO Inc
Springfield, MA |
SELL
|
- |
-89- 1.59% |
$16.8K - $19.1K
|
5.5K
$2.07M
|
|
|
Jan 26, 2022
Q4 2021
|
Verdence Capital Advisors LLC
Hunt Valley, MD |
SELL
|
- |
-89- 1.08% |
$16.8K - $19.1K
|
8.16K
$3.07M
|
|
|
Jan 20, 2022
Q4 2021
|
Hanson & Doremus Investment Management
|
SELL
|
- |
-90- 0.93% |
$17K - $19.3K
|
9.62K
$3.62M
|
|
|
Jan 04, 2022
Q4 2021
|
Canandaigua National Corp
|
SELL
|
- |
-92- 0.54% |
$17.4K - $19.7K
|
17K
$6.39M
|