Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2022
Q4 2021
|
Bray Capital Advisors
|
BUY
|
- |
1+ 0.46% |
$189 - $214
|
217
$79K
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Advisors Wealth Management, LLC
|
BUY
|
- |
1+ 0.09% |
$189 - $214
|
1.06K
$385K
|
|
|
Jan 19, 2022
Q4 2021
|
Mc Clarren Financial Advisors, Inc.
State College, PA |
BUY
|
- |
1+ 0.28% |
$189 - $214
|
364
$132K
|
|
|
Feb 09, 2022
Q4 2021
|
Evoke Wealth, LLC
|
BUY
|
- |
1+ 0.13% |
$189 - $214
|
799
$291K
|
|
|
Feb 14, 2022
Q4 2021
|
Graves Light Lenhart Wealth, Inc.
Harrisonburg, VA |
BUY
|
- |
1+ 0.07% |
$189 - $214
|
1.34K
$488K
|
|
|
Feb 03, 2022
Q4 2021
|
Pacific Global Investment Management CO
|
BUY
|
- |
1+ 0.09% |
$189 - $214
|
1.17K
$426K
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Investment Advisors, Ltd.
|
BUY
|
- |
1+ 0.05% |
$189 - $214
|
2.09K
$759K
|
|
|
Feb 09, 2022
Q4 2021
|
Sittner & Nelson, LLC
Eugene, OR |
BUY
|
- |
1+ 0.09% |
$189 - $214
|
1.12K
$409K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
1+ 0.03% |
$189 - $214
|
3.49K
$1.27M
|
|
|
Feb 14, 2022
Q4 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
BUY
|
- |
1+ 0.06% |
$189 - $214
|
1.55K
$565K
|
|
|
Feb 14, 2022
Q4 2021
|
Logan Capital Management Inc
Newtown Square, PA |
BUY
|
- |
1+ 0.01% |
$189 - $214
|
13.2K
$4.81M
|
|
|
Feb 14, 2022
Q4 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
1+ 0.05% |
$189 - $214
|
1.87K
$679K
|
|
|
Feb 03, 2022
Q4 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1+ 1.0% |
$189 - $214
|
101
$36.8K
|
|
|
Jan 19, 2022
Q4 2021
|
Sol Capital Management CO
|
SELL
|
- |
-1- 0.02% |
$189 - $214
|
5.49K
$2M
|
|
|
Jan 31, 2022
Q4 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-1- 0.03% |
$189 - $214
|
3.71K
$1.35M
|
|
|
Feb 02, 2022
Q4 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-2- 0.18% |
$378 - $429
|
1.09K
$396K
|
|
|
Feb 08, 2022
Q4 2021
|
Firethorn Wealth Partners, LLC
|
SELL
|
- |
-2- 0.19% |
$378 - $429
|
1.05K
$381K
|
|
|
Jan 20, 2022
Q4 2021
|
Lion Street Advisors, LLC
|
SELL
|
- |
-3- 0.1% |
$567 - $643
|
2.93K
$1.06M
|
|
|
Feb 14, 2022
Q4 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-3- 0.08% |
$567 - $643
|
3.84K
$1.4M
|
|
|
Feb 11, 2022
Q4 2021
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-3- 0.15% |
$567 - $643
|
2.01K
$732K
|
|
|
Mar 30, 2022
Q4 2021
|
Us Asset Management LLC
Pittsburgh, PA |
SELL
|
- |
-3- 0.08% |
$567 - $643
|
3.8K
$1.38M
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-4- 1.32% |
$756 - $857
|
299
$109K
|
|
|
Jan 26, 2022
Q4 2021
|
Hya Advisors, Inc
|
SELL
|
- |
-4- 0.08% |
$756 - $857
|
5K
$1.82M
|
|
|
Feb 08, 2022
Q4 2021
|
Live Oak Private Wealth LLC
|
SELL
|
- |
-4- 0.14% |
$756 - $857
|
2.96K
$1.08M
|
|
|
Jan 26, 2022
Q4 2021
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-4- 0.1% |
$756 - $857
|
3.96K
$1.44M
|
|
|
Feb 11, 2022
Q4 2021
|
Gabelli Funds LLC
Rye, NY |
SELL
|
- |
-5- -0.0% |
$945 - $1.07K
|
129K
$46.8M
|
|
|
Jan 28, 2022
Q4 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-5- 1.96% |
$945 - $1.07K
|
250
$91K
|
|
|
Feb 14, 2022
Q4 2021
|
Circle Wealth Management, LLC
Summit, NJ |
SELL
|
- |
-6- 0.16% |
$1.13K - $1.29K
|
3.67K
$1.33M
|
|
|
Jan 20, 2022
Q4 2021
|
Minot Wealth Management LLC
|
SELL
|
- |
-7- 0.43% |
$1.32K - $1.5K
|
1.63K
$593K
|
|
|
May 11, 2023
Q4 2021
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-8- 21.62% |
$1.51K - $1.71K
|
29
$10.6K
|
|
|
Jan 13, 2022
Q4 2021
|
Perkins Coie Trust CO
|
SELL
|
- |
-10Closed |
$1.89K - $2.14K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
True Private Wealth Advisors
|
SELL
|
- |
-10- 0.24% |
$1.89K - $2.14K
|
4.11K
$1.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-10- 0.06% |
$1.89K - $2.14K
|
16.1K
$5.86M
|
|
|
Feb 14, 2022
Q4 2021
|
Evermay Wealth Management LLC
Arlington, VA |
SELL
|
- |
-10- 0.51% |
$1.89K - $2.14K
|
1.94K
$704K
|
|
|
Feb 14, 2022
Q4 2021
|
Source Financial Advisors LLC
New York, NY |
SELL
|
- |
-10- 0.39% |
$1.89K - $2.14K
|
2.53K
$920K
|
|
|
Jan 13, 2022
Q4 2021
|
Activest Wealth Management
|
SELL
|
- |
-11- 36.67% |
$2.08K - $2.36K
|
19
$6.91K
|
|
|
Jan 12, 2022
Q4 2021
|
Mc Elhenny Sheffield Capital Management, LLC
|
SELL
|
- |
-11- 0.54% |
$2.08K - $2.36K
|
2.02K
$734K
|
|
|
Jan 24, 2022
Q4 2021
|
Private Capital Group, LLC
|
SELL
|
- |
-11- 0.83% |
$2.08K - $2.36K
|
1.32K
$479K
|
|
|
Jan 13, 2022
Q4 2021
|
First Citizens Financial Corp
|
SELL
|
- |
-12- 0.49% |
$2.27K - $2.57K
|
2.45K
$893K
|
|
|
Mar 09, 2022
Q4 2021
|
Front Row Advisors LLC
Tiburon, CA |
SELL
|
- |
-12- 2.59% |
$2.27K - $2.57K
|
451
$164K
|
|
|
Feb 11, 2022
Q4 2021
|
Trinity Point Wealth, LLC
|
SELL
|
- |
-13- 0.69% |
$2.46K - $2.79K
|
1.87K
$680K
|
|
|
Feb 10, 2022
Q4 2021
|
Cape Cod Five Cents Savings Bank
Orleans, MA |
SELL
|
- |
-13- 0.4% |
$2.46K - $2.79K
|
3.25K
$1.18M
|
|
|
Feb 14, 2022
Q4 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-14Closed |
$2.65K - $3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Maven Securities LTD
St Helier, Y9 |
SELL
|
- |
-15- 0.18% |
$2.83K - $3.21K
|
8.36K
$3.04M
|
|
|
Feb 07, 2022
Q4 2021
|
Parsons Capital Management Inc
|
SELL
|
- |
-16- 0.05% |
$3.02K - $3.43K
|
35.5K
$12.9M
|
|
|
Feb 07, 2022
Q4 2021
|
Bridgewater Advisors Inc.
|
SELL
|
- |
-16- 1.31% |
$3.02K - $3.43K
|
1.2K
$438K
|
|
|
Jan 26, 2022
Q4 2021
|
Boyd Watterson Asset Management LLC
|
SELL
|
- |
-17- 0.16% |
$3.21K - $3.64K
|
10.8K
$3.95M
|
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-18- 0.65% |
$3.4K - $3.86K
|
2.73K
$995K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-18- 0.38% |
$3.4K - $3.86K
|
4.71K
$1.72M
|
|
|
Jan 12, 2022
Q4 2021
|
Providence Wealth Advisors, LLC
Frankfort, IL |
SELL
|
- |
-19- 0.16% |
$3.59K - $4.07K
|
11.6K
$4.2M
|