Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-145Closed |
$27.4K - $31.1K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Pitcairn CO
Jenkintown, PA |
SELL
|
- |
-146- 5.77% |
$27.6K - $31.3K
|
2.39K
$868K
|
|
|
Jan 18, 2022
Q4 2021
|
Courier Capital LLC
|
SELL
|
- |
-149- 3.76% |
$28.2K - $31.9K
|
3.81K
$1.39M
|
|
|
Feb 14, 2022
Q4 2021
|
Loomis Sayles & CO L P
|
SELL
|
- |
-149- 1.73% |
$28.2K - $31.9K
|
8.46K
$3.08M
|
|
|
Jan 20, 2022
Q4 2021
|
Fortem Financial Group, LLC
|
SELL
|
- |
-150- 4.26% |
$28.3K - $32.1K
|
3.37K
$1.23M
|
|
|
Feb 15, 2022
Q4 2021
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-150- 1.71% |
$28.3K - $32.1K
|
8.62K
$3.14M
|
|
|
Feb 04, 2022
Q4 2021
|
Kentucky Retirement Systems Insurance Trust Fund
Frankfort, KY |
SELL
|
- |
-150- 1.04% |
$28.3K - $32.1K
|
14.2K
$5.18M
|
|
|
Jan 28, 2022
Q4 2021
|
Bar Harbor Trust Services
Ellsworth, ME |
SELL
|
- |
-151- 12.85% |
$28.5K - $32.4K
|
1.02K
$373K
|
|
|
Feb 09, 2022
Q4 2021
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-153- 0.82% |
$28.9K - $32.8K
|
18.4K
$6.7M
|
|
|
Feb 01, 2022
Q4 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-154- 30.8% |
$29.1K - $33K
|
346
$126K
|
|
|
Jan 14, 2022
Q4 2021
|
Cambridge Advisors Inc.
|
SELL
|
- |
-155- 1.28% |
$29.3K - $33.2K
|
12K
$4.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Lowe Brockenbrough & CO Inc
|
SELL
|
- |
-155- 1.23% |
$29.3K - $33.2K
|
12.4K
$4.52M
|
|
|
Feb 15, 2022
Q4 2021
|
Systematic Alpha Investments, LLC
Princeton, NJ |
SELL
|
- |
-157Closed |
$29.7K - $33.6K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Cordasco Financial Network
|
SELL
|
- |
-159- 4.01% |
$30K - $34.1K
|
3.81K
$1.38M
|
|
|
Jan 19, 2022
Q4 2021
|
Welch & Forbes LLC
|
SELL
|
- |
-160- 0.53% |
$30.2K - $34.3K
|
29.8K
$10.9M
|
|
|
Feb 10, 2022
Q4 2021
|
Mitsubishi Ufj Morgan Stanley Securities Co., Ltd.
|
SELL
|
- |
-160- 51.61% |
$30.2K - $34.3K
|
150
$54.6K
|
|
|
Feb 11, 2022
Q4 2021
|
Fluent Financial, LLC
|
SELL
|
- |
-161- 1.41% |
$30.4K - $34.5K
|
11.3K
$4.1M
|
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-164- 5.26% |
$31K - $35.1K
|
2.96K
$1.08M
|
|
|
Jan 26, 2022
Q4 2021
|
Northwest Quadrant Wealth Management, LLC
|
SELL
|
- |
-165- 3.51% |
$31.2K - $35.4K
|
4.53K
$1.65M
|
|
|
Feb 03, 2022
Q4 2021
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-170- 4.83% |
$32.1K - $36.4K
|
3.35K
$1.22M
|
|
|
Feb 10, 2022
Q4 2021
|
Dowling & Yahnke LLC
San Diego, CA |
SELL
|
- |
-171- 0.42% |
$32.3K - $36.6K
|
40.2K
$14.6M
|
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-171- 3.07% |
$32.3K - $36.6K
|
5.39K
$1.96M
|
|
|
Feb 11, 2022
Q4 2021
|
Moneta Group Investment Advisors LLC
St Louis, MO |
SELL
|
- |
-172- 2.43% |
$32.5K - $36.9K
|
6.91K
$2.52M
|
|
|
Jan 25, 2022
Q4 2021
|
Foster & Motley Inc
Cincinnati, OH |
SELL
|
- |
-173- 1.43% |
$32.7K - $37.1K
|
11.9K
$4.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Stonebridge Capital Advisors LLC
St Paul, MN |
SELL
|
- |
-177- 5.53% |
$33.4K - $37.9K
|
3.02K
$1.1M
|
|
|
Feb 01, 2022
Q4 2021
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-179- 14.26% |
$33.8K - $38.4K
|
1.08K
$392K
|
|
|
Feb 11, 2022
Q4 2021
|
Cooper Financial Group
|
SELL
|
- |
-184- 8.1% |
$34.8K - $39.4K
|
2.09K
$760K
|
|
|
Feb 14, 2022
Q4 2021
|
Capital International LTD
Los Angeles, CA |
SELL
|
- |
-188- 0.66% |
$35.5K - $40.3K
|
28.2K
$10.2M
|
|
|
Jan 28, 2022
Q4 2021
|
Highland Capital Management, LLC
|
SELL
|
- |
-190- 0.89% |
$35.9K - $40.7K
|
21.1K
$7.68M
|
|
|
Feb 14, 2022
Q4 2021
|
Tradition Wealth Management, LLC
|
SELL
|
- |
-191- 10.99% |
$36.1K - $40.9K
|
1.55K
$563K
|
|
|
Feb 02, 2022
Q4 2021
|
Am Investment Strategies LLC
|
SELL
|
- |
-192- 4.17% |
$36.3K - $41.1K
|
4.41K
$1.6M
|
|
|
Feb 07, 2022
Q4 2021
|
Mps Loria Financial Planners, LLC
|
SELL
|
- |
-196- 6.52% |
$37K - $42K
|
2.81K
$1.02M
|
|
|
Jan 11, 2022
Q4 2021
|
Symmetry Partners, LLC
|
SELL
|
- |
-200- 3.28% |
$37.8K - $42.9K
|
5.9K
$2.15M
|
|
|
Jan 14, 2022
Q4 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-200- 0.59% |
$37.8K - $42.9K
|
33.9K
$12.3M
|
|
|
Jan 27, 2022
Q4 2021
|
Nbt Bank N A
|
SELL
|
- |
-200- 0.86% |
$37.8K - $42.9K
|
22.9K
$8.35M
|
|
|
Feb 04, 2022
Q4 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-200- 16.63% |
$37.8K - $42.9K
|
1K
$365K
|
|
|
Feb 10, 2022
Q4 2021
|
Malaga Cove Capital, LLC
|
SELL
|
- |
-200- 1.19% |
$37.8K - $42.9K
|
16.6K
$6.03M
|
|
|
Feb 15, 2022
Q4 2021
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-200Closed |
$37.8K - $42.9K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Birmingham Capital Management CO Inc/Al
Birmingham, AL |
SELL
|
- |
-200- 0.34% |
$37.8K - $42.9K
|
58.9K
$21.4M
|
|
|
Jan 19, 2022
Q4 2021
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-204- 12.94% |
$38.5K - $43.7K
|
1.37K
$500K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-209- 17.26% |
$39.5K - $44.8K
|
1K
$365K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-212- 2.54% |
$40.1K - $45.4K
|
8.13K
$2.96M
|
|
|
Feb 11, 2022
Q4 2021
|
Journey Advisory Group, LLC
|
SELL
|
- |
-220- 6.58% |
$41.6K - $47.1K
|
3.12K
$1.14M
|
|
|
Feb 09, 2022
Q4 2021
|
Buckingham Strategic Wealth, LLC
Clayton, MO |
SELL
|
- |
-220- 2.6% |
$41.6K - $47.1K
|
8.23K
$3M
|
|
|
Jan 21, 2022
Q4 2021
|
Cfm Wealth Partners LLC
|
SELL
|
- |
-223- 4.03% |
$42.1K - $47.8K
|
5.31K
$1.93M
|
|
|
Feb 11, 2022
Q4 2021
|
Elgethun Capital Management
Sioux Falls, SD |
SELL
|
- |
-226- 20.81% |
$42.7K - $48.4K
|
860
$313K
|
|
|
Feb 09, 2022
Q4 2021
|
Biechele Royce Advisors
|
SELL
|
- |
-233- 1.03% |
$44K - $49.9K
|
22.4K
$8.14M
|
|
|
Feb 04, 2022
Q4 2021
|
Mathes Company, Inc.
|
SELL
|
- |
-235- 1.17% |
$44.4K - $50.3K
|
19.8K
$7.22M
|
|
|
Feb 10, 2022
Q4 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-235- 1.95% |
$44.4K - $50.3K
|
11.8K
$4.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-239- 2.32% |
$45.2K - $51.2K
|
10.1K
$3.67M
|