Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Menard Financial Group LLC
Houston, TX |
SELL
|
- |
-602- 12.36% |
$114K - $129K
|
4.27K
$1.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Ade, LLC
|
SELL
|
- |
-606Closed |
$114K - $130K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Manchester Capital Management LLC
Manchester, VT |
SELL
|
- |
-622- 15.23% |
$118K - $133K
|
3.46K
$1.26M
|
|
|
Feb 10, 2022
Q4 2021
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-630- 30.29% |
$119K - $135K
|
1.45K
$528K
|
|
|
Feb 03, 2022
Q4 2021
|
Paradiem, LLC
|
SELL
|
- |
-638- 2.76% |
$121K - $137K
|
22.5K
$8.19M
|
|
|
Jan 20, 2022
Q4 2021
|
G&S Capital LLC
|
SELL
|
- |
-645- 7.46% |
$122K - $138K
|
8K
$2.91M
|
|
|
Feb 15, 2022
Q4 2021
|
Kiwi Wealth Investments Limited Partnership
Wellington, Q2 |
SELL
|
- |
-648- 2.51% |
$122K - $139K
|
25.1K
$9.15M
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-649- 13.97% |
$123K - $139K
|
4K
$1.45M
|
|
|
Jan 18, 2022
Q4 2021
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-658- 7.06% |
$124K - $141K
|
8.67K
$3.15M
|
|
|
Feb 09, 2022
Q4 2021
|
Westchester Capital Management, Inc.
Omaha, NE |
SELL
|
- |
-658- 0.86% |
$124K - $141K
|
76.2K
$27.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Citizens Financial Group Inc
|
SELL
|
- |
-662- 8.3% |
$125K - $142K
|
7.31K
$2.66M
|
|
|
Feb 03, 2022
Q4 2021
|
Mutual Of America Capital Management LLC
New York, NY |
SELL
|
- |
-673- 0.88% |
$127K - $144K
|
76K
$27.6M
|
|
|
Jan 14, 2022
Q4 2021
|
Fundamentun, LLC
Beachwood, OH |
SELL
|
- |
-687- 24.11% |
$130K - $147K
|
2.16K
$787K
|
|
|
Feb 14, 2022
Q4 2021
|
Hoey Investments, Inc
Coatesville, PA |
SELL
|
- |
-696- 13.54% |
$132K - $149K
|
4.44K
$1.62M
|
|
|
Feb 04, 2022
Q4 2021
|
First Personal Financial Services
|
SELL
|
- |
-700- 66.48% |
$132K - $150K
|
353
$128K
|
|
|
Feb 11, 2022
Q4 2021
|
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys
Harrisburg, PA |
SELL
|
- |
-709- 1.03% |
$134K - $152K
|
67.9K
$24.7M
|
|
|
Feb 16, 2022
Q4 2021
|
Kessler Investment Group, LLC
|
SELL
|
- |
-748- 39.56% |
$141K - $160K
|
1.14K
$416K
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-773- 14.45% |
$146K - $166K
|
4.58K
$1.67M
|
|
|
Feb 14, 2022
Q4 2021
|
Banque Cantonale Vaudoise
|
SELL
|
- |
-780- 2.26% |
$147K - $167K
|
33.8K
$12.3M
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-785- 81.1% |
$148K - $168K
|
183
$66.6K
|
|
|
Feb 08, 2022
Q4 2021
|
Nichols & Pratt Advisers LLP
|
SELL
|
- |
-787- 0.7% |
$149K - $169K
|
111K
$40.6M
|
|
|
Jan 19, 2022
Q4 2021
|
Edge Capital Group, LLC
|
SELL
|
- |
-794- 1.65% |
$150K - $170K
|
47.3K
$17.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Brown Brothers Harriman & CO
New York, NY |
SELL
|
- |
-795- 5.03% |
$150K - $170K
|
15K
$5.47M
|
|
|
Feb 14, 2022
Q4 2021
|
Evercore Wealth Management, LLC
New York, NY |
SELL
|
- |
-798- 6.35% |
$151K - $171K
|
11.8K
$4.29M
|
|
|
Feb 11, 2022
Q4 2021
|
Ci Investments Inc.
Toronto, A6 |
SELL
|
- |
-810- 4.71% |
$153K - $174K
|
16.4K
$5.96M
|
|
|
Jan 31, 2022
Q4 2021
|
Qvr LLC
|
SELL
|
- |
-821Closed |
$155K - $176K
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
United Services Automobile Association
San Antonio, TX |
SELL
|
- |
-821- 0.57% |
$155K - $176K
|
144K
$52.4M
|
|
|
Feb 04, 2022
Q4 2021
|
Beacon Investment Advisory Services, Inc.
|
SELL
|
- |
-825- 4.53% |
$156K - $177K
|
17.4K
$6.33M
|
|
|
Jan 18, 2022
Q4 2021
|
Ifm Investors Pty LTD
|
SELL
|
- |
-829- 1.14% |
$157K - $178K
|
71.8K
$26.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Twin Capital Management Inc
|
SELL
|
- |
-830- 4.53% |
$157K - $178K
|
17.5K
$6.36M
|
|
|
Feb 08, 2022
Q4 2021
|
Handelsbanken Fonder Ab
|
SELL
|
- |
-833- 0.57% |
$157K - $178K
|
145K
$52.7M
|
|
|
Jan 18, 2022
Q4 2021
|
Acg Wealth
|
SELL
|
- |
-878- 45.37% |
$166K - $188K
|
1.06K
$385K
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-880- 27.56% |
$166K - $189K
|
2.31K
$842K
|
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-896- 29.5% |
$169K - $192K
|
2.14K
$779K
|
|
|
Feb 14, 2022
Q4 2021
|
Utah Retirement Systems
Salt Lake City, UT |
SELL
|
- |
-900- 0.91% |
$170K - $193K
|
98.4K
$35.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Cornercap Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-909- 7.36% |
$172K - $195K
|
11.4K
$4.16M
|
|
|
Feb 22, 2022
Q4 2021
|
Capital Directions Investment Advisors, LLC
|
SELL
|
- |
-928Closed |
$175K - $199K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-940- 9.7% |
$178K - $201K
|
8.75K
$3.19M
|
|
|
Feb 14, 2022
Q4 2021
|
New England Asset Management Inc
Farmington, CT |
SELL
|
- |
-944Closed |
$178K - $202K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-950Closed |
$179K - $204K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Mogy Joel R Investment Counsel Inc
Beverly Hills, CA |
SELL
|
- |
-954- 90.0% |
$180K - $204K
|
106
$38.6K
|
|
|
Jan 21, 2022
Q4 2021
|
Windsor Group LTD
|
SELL
|
- |
-962- 10.51% |
$182K - $206K
|
8.19K
$2.98M
|
|
|
Feb 14, 2022
Q4 2021
|
Nissay Asset Management Corp
Tokyo, M0 |
SELL
|
- |
-966- 1.62% |
$183K - $207K
|
58.5K
$21.3M
|
|
|
Jan 14, 2022
Q4 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-970- 3.48% |
$183K - $208K
|
26.9K
$9.78M
|
|
|
Feb 07, 2022
Q4 2021
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-971Closed |
$183K - $208K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-973- 10.58% |
$184K - $208K
|
8.22K
$2.99M
|
|
|
Jan 31, 2022
Q4 2021
|
Regions Financial Corp
|
SELL
|
- |
-984- 1.03% |
$186K - $211K
|
94.8K
$34.5M
|
|
|
Feb 07, 2022
Q4 2021
|
North Star Asset Management Inc
|
SELL
|
- |
-994- 37.69% |
$188K - $213K
|
1.64K
$598K
|
|
|
Feb 11, 2022
Q4 2021
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-996- 27.85% |
$188K - $213K
|
2.58K
$939K
|
|
|
Feb 10, 2022
Q4 2021
|
Oarsman Capital, Inc.
Milwaukee, WI |
SELL
|
- |
-1K- 12.75% |
$189K - $214K
|
6.84K
$2.49M
|