Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Phoenix Wealth Advisors
|
SELL
|
- |
-364Closed |
$68.8K - $78K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-375- 15.63% |
$70.9K - $80.3K
|
2.03K
$761K
|
|
|
Jan 21, 2022
Q4 2021
|
Eagle Bay Advisors LLC
New York, NY |
SELL
|
- |
-375- 29.07% |
$70.9K - $80.3K
|
915
$344K
|
|
|
Jan 19, 2022
Q4 2021
|
Atlantic Union Bankshares Corp
|
SELL
|
- |
-394- 3.33% |
$74.4K - $84.4K
|
11.4K
$4.3M
|
|
|
Feb 01, 2022
Q4 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-394- 4.93% |
$74.4K - $84.4K
|
7.6K
$2.85M
|
|
|
Jan 07, 2022
Q4 2021
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-396- 2.94% |
$74.8K - $84.8K
|
13.1K
$4.91M
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-396Closed |
$74.8K - $84.8K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Ashfield Capital Partners, LLC
|
SELL
|
- |
-400- 0.61% |
$75.6K - $85.7K
|
64.9K
$24.4M
|
|
|
Feb 11, 2022
Q4 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-400- 7.8% |
$75.6K - $85.7K
|
4.73K
$1.78M
|
|
|
Feb 11, 2022
Q4 2021
|
Sompo Asset Management Co., Ltd.
Tokyo, M0 |
SELL
|
- |
-400- 2.11% |
$75.6K - $85.7K
|
18.6K
$6.98M
|
|
|
Jan 18, 2022
Q4 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-406- 0.21% |
$76.7K - $87K
|
195K
$73.2M
|
|
|
Oct 18, 2022
Q4 2021
|
Royal London Asset Management LTD
United Kingdom, X0 |
SELL
|
- |
-406- 0.21% |
$76.7K - $87K
|
195K
$73.2M
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-412- 12.2% |
$77.8K - $88.3K
|
2.97K
$1.11M
|
|
|
Feb 09, 2022
Q4 2021
|
Washington Trust Bank
|
SELL
|
- |
-413- 5.3% |
$78K - $88.5K
|
7.39K
$2.78M
|
|
|
Jan 10, 2022
Q4 2021
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-415- 1.56% |
$78.4K - $88.9K
|
26.2K
$9.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Farmers Trust CO
|
SELL
|
- |
-415- 6.8% |
$78.4K - $88.9K
|
5.69K
$2.14M
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-419Closed |
$79.2K - $89.8K
|
0
$0
|
|
|
Jan 24, 2022
Q4 2021
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-430- 2.62% |
$81.2K - $92.1K
|
16K
$6.02M
|
|
|
Feb 08, 2022
Q4 2021
|
Profund Advisors LLC
|
SELL
|
- |
-431- 3.42% |
$81.4K - $92.3K
|
12.2K
$4.58M
|
|
|
Feb 02, 2022
Q4 2021
|
Bison Wealth, LLC
|
SELL
|
- |
-432- 24.55% |
$81.6K - $92.6K
|
1.33K
$499K
|
|
|
Feb 09, 2022
Q4 2021
|
Gables Capital Management Inc.
|
SELL
|
- |
-440- 5.87% |
$83.1K - $94.3K
|
7.05K
$2.65M
|
|
|
Feb 11, 2022
Q4 2021
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-448- 0.46% |
$84.6K - $96K
|
96.1K
$36.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-464- 0.84% |
$87.7K - $99.4K
|
54.8K
$20.6M
|
|
|
Feb 08, 2022
Q4 2021
|
Nicolet Advisory Services, LLC
Green Bay, WI |
SELL
|
- |
-464- 20.05% |
$87.7K - $99.4K
|
1.85K
$695K
|
|
|
Feb 02, 2022
Q4 2021
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-475- 1.8% |
$89.7K - $102K
|
25.9K
$9.74M
|
|
|
Feb 07, 2022
Q4 2021
|
Keybank National Association
|
SELL
|
- |
-493- 0.31% |
$93.1K - $106K
|
158K
$59.3M
|
|
|
Jan 10, 2022
Q4 2021
|
Bremer Bank National Association
|
SELL
|
- |
-496- 23.47% |
$93.7K - $106K
|
1.62K
$608K
|
|
|
Jan 26, 2022
Q4 2021
|
Birinyi Associates Inc
|
SELL
|
- |
-500- 11.11% |
$94.5K - $107K
|
4K
$1.5M
|
|
|
Jan 07, 2022
Q4 2021
|
Woodstock Corp
|
SELL
|
- |
-505- 11.39% |
$95.4K - $108K
|
3.93K
$1.48M
|
|
|
Jan 19, 2022
Q4 2021
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-507- 30.0% |
$95.8K - $109K
|
1.18K
$445K
|
|
|
Feb 04, 2022
Q4 2021
|
F3 Logic, LLC
|
SELL
|
- |
-516- 3.74% |
$97.5K - $111K
|
13.3K
$4.99M
|
|
|
Feb 14, 2022
Q4 2021
|
First Manhattan CO
New York, NY |
SELL
|
- |
-522- 12.92% |
$98.6K - $112K
|
3.52K
$1.32M
|
|
|
Feb 01, 2022
Q4 2021
|
Marcum Wealth, LLC
|
SELL
|
- |
-524- 18.01% |
$99K - $112K
|
2.39K
$897K
|
|
|
Jan 26, 2022
Q4 2021
|
Childress Capital Advisors, LLC
Houston, TX |
SELL
|
- |
-528- 25.38% |
$99.8K - $113K
|
1.55K
$583K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Investment Management Company, LLC
|
SELL
|
- |
-529- 2.13% |
$99.9K - $113K
|
24.3K
$9.15M
|
|
|
Jan 19, 2022
Q4 2021
|
Alpha Cubed Investments, LLC
|
SELL
|
- |
-530- 4.54% |
$100K - $114K
|
11.1K
$4.19M
|
|
|
Feb 11, 2022
Q4 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-530- 2.36% |
$100K - $114K
|
21.9K
$8.24M
|
|
|
Jan 24, 2022
Q4 2021
|
Ipswich Investment Management Co., Inc.
|
SELL
|
- |
-535- 2.46% |
$101K - $115K
|
21.2K
$7.97M
|
|
|
Jan 04, 2022
Q4 2021
|
Modus Advisors, LLC
|
SELL
|
- |
-537- 5.07% |
$101K - $115K
|
10K
$3.78M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Capital Management LLC
|
SELL
|
- |
-539- 0.73% |
$102K - $115K
|
73.1K
$27.5M
|
|
|
Jan 25, 2022
Q4 2021
|
Anderson Hoagland & CO
|
SELL
|
- |
-551- 1.6% |
$104K - $118K
|
34K
$12.8M
|
|
|
Feb 08, 2022
Q4 2021
|
S&Co Inc
Boston, MA |
SELL
|
- |
-555- 0.43% |
$105K - $119K
|
128K
$47.9M
|
|
|
Feb 13, 2024
Q4 2021
|
United Community Bank
Greenville, SC |
SELL
|
- |
-575- 7.44% |
$109K - $123K
|
7.15K
$2.69M
|
|
|
Feb 03, 2022
Q4 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-576- 1.9% |
$109K - $123K
|
29.8K
$11.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-579- 15.22% |
$109K - $124K
|
3.23K
$1.21M
|
|
|
Feb 07, 2022
Q4 2021
|
Dt Investment Partners, LLC
|
SELL
|
- |
-581- 3.71% |
$110K - $124K
|
15.1K
$5.67M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-595- 4.31% |
$112K - $127K
|
13.2K
$4.97M
|
|
|
Feb 11, 2022
Q4 2021
|
Aia Group LTD
Hong Kong, K3 |
SELL
|
- |
-596- 25.09% |
$113K - $128K
|
1.78K
$669K
|
|
|
Jan 13, 2022
Q4 2021
|
Grassi Investment Management
|
SELL
|
- |
-600- 0.86% |
$113K - $129K
|
69K
$25.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Menard Financial Group LLC
Houston, TX |
SELL
|
- |
-602- 12.36% |
$114K - $129K
|
4.27K
$1.6M
|