Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.45KClosed |
$275K - $311K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-1.46K- 6.01% |
$276K - $313K
|
22.8K
$8.3M
|
|
|
Feb 11, 2022
Q4 2021
|
True North Advisors, LLC
|
SELL
|
- |
-1.5K- 15.22% |
$283K - $321K
|
8.34K
$3.04M
|
|
|
Jan 25, 2022
Q4 2021
|
Westwood Management Corp
|
SELL
|
- |
-1.5KClosed |
$283K - $321K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Cliftonlarsonallen Wealth Advisors, LLC
|
SELL
|
- |
-1.51KClosed |
$285K - $324K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-1.55K- 4.14% |
$292K - $331K
|
35.8K
$13M
|
|
|
Jan 28, 2022
Q4 2021
|
Bar Harbor Wealth Management
Concord, NH |
SELL
|
- |
-1.55K- 3.6% |
$293K - $332K
|
41.5K
$15.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.56K- 2.42% |
$294K - $333K
|
62.7K
$22.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Mirova
Paris, I0 |
SELL
|
- |
-1.58KClosed |
$298K - $338K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Hartford Investment Management CO
|
SELL
|
- |
-1.58K- 2.67% |
$299K - $339K
|
57.6K
$20.9M
|
|
|
Jan 12, 2022
Q4 2021
|
Contravisory Investment Management, Inc.
|
SELL
|
- |
-1.6KClosed |
$302K - $342K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Associated Banc Corp
Green Bay, WI |
SELL
|
- |
-1.62K- 1.53% |
$305K - $346K
|
104K
$37.8M
|
|
|
Feb 15, 2022
Q4 2021
|
Levin Capital Strategies, L.P.
New York, NY |
SELL
|
- |
-1.62K- 1.83% |
$307K - $348K
|
87.3K
$31.8M
|
|
|
Feb 15, 2022
Q4 2021
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-1.66K- 1.5% |
$313K - $355K
|
109K
$39.5M
|
|
|
Jan 10, 2022
Q4 2021
|
Crossmark Global Holdings, Inc.
|
SELL
|
- |
-1.73K- 6.28% |
$327K - $371K
|
25.8K
$9.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-1.74K- 57.29% |
$329K - $373K
|
1.3K
$472K
|
|
|
Feb 14, 2022
Q4 2021
|
Mcf Advisors LLC
Covington, KY |
SELL
|
- |
-1.75KClosed |
$330K - $375K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Quantamental Technologies LLC
White Plains, NY |
SELL
|
- |
-1.75KClosed |
$331K - $376K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-1.77K- 3.82% |
$335K - $380K
|
44.7K
$16.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-1.78K- 59.28% |
$337K - $382K
|
1.23K
$446K
|
|
|
Jan 28, 2022
Q4 2021
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-1.87K- 11.97% |
$352K - $400K
|
13.7K
$4.99M
|
|
|
Jan 21, 2022
Q4 2021
|
Sequent Asset Management, LLC
|
SELL
|
- |
-1.89K- 29.07% |
$357K - $405K
|
4.61K
$1.68M
|
|
|
Feb 18, 2022
Q4 2021
|
Castle Ark Alternatives, LLC
Chicago, IL |
SELL
|
- |
-1.94KClosed |
$367K - $416K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Treasurer Of The State Of North Carolina
|
SELL
|
- |
-1.98K- 0.83% |
$374K - $424K
|
237K
$86.4M
|
|
|
Jan 21, 2022
Q4 2021
|
Blb&B Advisors, LLC
|
SELL
|
- |
-1.98K- 12.89% |
$374K - $425K
|
13.4K
$4.88M
|
|
|
Jan 28, 2022
Q4 2021
|
Exane Derivatives
|
SELL
|
- |
-1.99K- 34.82% |
$376K - $426K
|
3.72K
$1.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.01K- 0.04% |
$379K - $430K
|
4.81M
$1.75B
|
|
|
Feb 10, 2022
Q4 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
SELL
|
- |
-2.01KClosed |
$380K - $431K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Papp L Roy & Associates
|
SELL
|
- |
-2.02K- 21.88% |
$381K - $432K
|
7.2K
$2.62M
|
|
|
Feb 15, 2022
Q4 2021
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-2.02K- 49.46% |
$382K - $433K
|
2.06K
$751K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.03K- 3.73% |
$383K - $434K
|
52.3K
$19M
|
|
|
Jan 18, 2022
Q4 2021
|
Monument Capital Management
|
SELL
|
- |
-2.04K- 11.61% |
$385K - $437K
|
15.5K
$5.65M
|
|
|
Feb 11, 2022
Q4 2021
|
Gyon Technologies Capital Management, LP
Denville, NJ |
SELL
|
- |
-2.05K- 61.65% |
$388K - $439K
|
1.28K
$464K
|
|
|
Feb 14, 2022
Q4 2021
|
Ergoteles LLC
New York, NY |
SELL
|
- |
-2.09KClosed |
$394K - $447K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Enlightenment Research, LLC
Saddle Brook, NJ |
SELL
|
- |
-2.1KClosed |
$397K - $450K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-2.11K- 1.91% |
$399K - $452K
|
108K
$39.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Dupont Capital Management Corp
|
SELL
|
- |
-2.17K- 42.28% |
$410K - $465K
|
2.96K
$1.08M
|
|
|
Feb 09, 2022
Q4 2021
|
Barings LLC
|
SELL
|
- |
-2.17K- 46.32% |
$410K - $465K
|
2.52K
$916K
|
|
|
Feb 01, 2022
Q4 2021
|
Pallas Capital Advisors LLC
Braintree, MA |
SELL
|
- |
-2.23K- 11.96% |
$422K - $478K
|
16.4K
$5.98M
|
|
|
Feb 10, 2022
Q4 2021
|
Rafferty Asset Management, LLC
New York, NY |
SELL
|
- |
-2.26K- 29.18% |
$426K - $483K
|
5.48K
$1.99M
|
|
|
Feb 11, 2022
Q4 2021
|
Coldstream Capital Management Inc
|
SELL
|
- |
-2.26K- 8.21% |
$428K - $485K
|
25.3K
$9.21M
|
|
|
Feb 07, 2022
Q4 2021
|
Harel Insurance Investments & Financial Services Ltd.
|
SELL
|
- |
-2.3K- 45.0% |
$434K - $492K
|
2.81K
$1.02M
|
|
|
Feb 14, 2022
Q4 2021
|
Livforsakringsbolaget Skandia, Omsesidigt
Stockholm, V7 |
SELL
|
- |
-2.3K- 40.26% |
$435K - $493K
|
3.41K
$1.24M
|
|
|
Feb 09, 2022
Q4 2021
|
Thrive Capital Management, LLC
Fort Washington, PA |
SELL
|
- |
-2.3KClosed |
$435K - $493K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-2.32K- 1.71% |
$438K - $497K
|
134K
$48.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-2.35KClosed |
$443K - $503K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-2.4K- 6.7% |
$453K - $514K
|
33.4K
$12.2M
|
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-2.41K- 16.21% |
$456K - $517K
|
12.5K
$4.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Agricole S A
|
SELL
|
- |
-2.42K- 12.79% |
$457K - $519K
|
16.5K
$6.01M
|
|
|
Feb 14, 2022
Q4 2021
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-2.42K- 35.9% |
$458K - $519K
|
4.33K
$1.57M
|