Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-1.03K- 0.98% |
$194K - $220K
|
104K
$39M
|
|
|
Feb 15, 2022
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.05K- 1.24% |
$198K - $224K
|
83.6K
$31.4M
|
|
|
Mar 30, 2023
Q4 2021
|
Metropolitan Life Insurance CO
New York, NY |
SELL
|
- |
-1.05K- 1.24% |
$198K - $224K
|
83.6K
$31.4M
|
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
SELL
|
- |
-1.05K- 48.72% |
$198K - $225K
|
1.1K
$415K
|
|
|
Feb 09, 2022
Q4 2021
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-1.05K- 11.32% |
$199K - $225K
|
8.24K
$3.1M
|
|
|
Jan 19, 2022
Q4 2021
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-1.05KClosed |
$199K - $226K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-1.06K- 7.87% |
$200K - $226K
|
12.4K
$4.65M
|
|
|
Mar 11, 2022
Q4 2021
|
First Citizens Bank & Trust CO
|
SELL
|
- |
-1.06K- 10.46% |
$200K - $227K
|
9.08K
$3.41M
|
|
|
Jan 21, 2022
Q4 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-1.06K- 49.74% |
$200K - $227K
|
1.07K
$403K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-1.07K- 5.34% |
$202K - $229K
|
18.9K
$7.12M
|
|
|
Feb 11, 2022
Q4 2021
|
First National Bank Of Omaha
Omaha, NE |
SELL
|
- |
-1.08KClosed |
$205K - $232K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Patten Group, Inc.
|
SELL
|
- |
-1.08KClosed |
$205K - $232K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Mastrapasqua Asset Management Inc
|
SELL
|
- |
-1.09K- 2.2% |
$205K - $232K
|
48.2K
$18.1M
|
|
|
Feb 03, 2022
Q4 2021
|
Summit Financial Strategies, Inc.
|
SELL
|
- |
-1.09K- 31.94% |
$206K - $233K
|
2.32K
$872K
|
|
|
Feb 07, 2022
Q4 2021
|
Brandywine Oak Private Wealth LLC
|
SELL
|
- |
-1.09KClosed |
$207K - $234K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Kaizen Financial Strategies
|
SELL
|
- |
-1.11K- 25.94% |
$210K - $238K
|
3.17K
$1.19M
|
|
|
Feb 11, 2022
Q4 2021
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-1.12KClosed |
$211K - $239K
|
0
$0
|
|
|
Feb 01, 2022
Q4 2021
|
Calamos Wealth Management LLC
|
SELL
|
- |
-1.13KClosed |
$213K - $242K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Essex Private Wealth Management, LLC
Topsfield, MA |
SELL
|
- |
-1.16KClosed |
$218K - $248K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Savant Capital, LLC
|
SELL
|
- |
-1.16K- 8.67% |
$219K - $248K
|
12.2K
$4.58M
|
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-1.17K- 2.43% |
$221K - $250K
|
46.9K
$17.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Lee Ainslie
Maverick Capital LTD | Dallas, Tx
|
SELL
|
- |
-1.18KClosed |
$222K - $252K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.18K- 4.22% |
$224K - $254K
|
26.9K
$10.1M
|
|
|
Apr 06, 2023
Q4 2021
|
Silverlake Wealth Management LLC
Williston, VT |
SELL
|
- |
-1.19K- 17.72% |
$224K - $254K
|
5.51K
$2.07M
|
|
|
May 13, 2022
Q4 2021
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-1.19K- 31.08% |
$225K - $255K
|
2.64K
$991K
|
|
|
Jan 05, 2022
Q4 2021
|
Stonebridge Capital Management Inc
Los Angeles, CA |
SELL
|
- |
-1.2K- 5.68% |
$227K - $257K
|
19.9K
$7.49M
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Os, LLC
|
SELL
|
- |
-1.21KClosed |
$228K - $259K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Krane Funds Advisors LLC
New York, NY |
SELL
|
- |
-1.22K- 44.23% |
$230K - $261K
|
1.54K
$577K
|
|
|
Oct 26, 2022
Q4 2021
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-1.22K- 35.17% |
$230K - $261K
|
2.25K
$844K
|
|
|
Jan 28, 2022
Q4 2021
|
James Investment Research Inc
|
SELL
|
- |
-1.22K- 2.37% |
$231K - $262K
|
50.3K
$18.9M
|
|
|
Feb 01, 2022
Q4 2021
|
Tiaa, Fsb
St. Louis, MO |
SELL
|
- |
-1.23K- 4.42% |
$233K - $264K
|
26.6K
$10M
|
|
|
Feb 15, 2022
Q4 2021
|
Blueprint Investment Partners LLC
Greensboro, NC |
SELL
|
- |
-1.25KClosed |
$236K - $268K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Ground Swell Capital, LLC
Folly Beach, SC |
SELL
|
- |
-1.26KClosed |
$238K - $270K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-1.26K- 17.28% |
$238K - $270K
|
6.04K
$2.27M
|
|
|
Feb 08, 2022
Q4 2021
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-1.27K- 3.04% |
$239K - $271K
|
40.4K
$15.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-1.28K- 48.05% |
$241K - $274K
|
1.38K
$519K
|
|
|
Feb 14, 2022
Q4 2021
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-1.3KClosed |
$245K - $278K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
State Of Michigan Retirement System
|
SELL
|
- |
-1.3K- 0.95% |
$246K - $279K
|
136K
$51.2M
|
|
|
Feb 11, 2022
Q4 2021
|
Petix & Botte CO
|
SELL
|
- |
-1.31KClosed |
$248K - $281K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-1.32K- 23.39% |
$248K - $282K
|
4.31K
$1.62M
|
|
|
Feb 02, 2022
Q4 2021
|
Mosaic Advisors LLC
Houston, TX |
SELL
|
- |
-1.32K- 41.05% |
$249K - $282K
|
1.89K
$710K
|
|
|
Feb 15, 2022
Q4 2021
|
Vestcor Inc
Fredericton, A3 |
SELL
|
- |
-1.32K- 16.31% |
$249K - $282K
|
6.76K
$2.54M
|
|
|
Jan 28, 2022
Q4 2021
|
Mizuho Markets Cayman LP
|
SELL
|
- |
-1.32KClosed |
$250K - $283K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Balentine LLC
Atlanta, GA |
SELL
|
- |
-1.32KClosed |
$250K - $283K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Jsf Financial, LLC
|
SELL
|
- |
-1.32KClosed |
$250K - $283K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-1.36K- 31.99% |
$257K - $292K
|
2.9K
$1.09M
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.4K- 18.3% |
$264K - $300K
|
6.24K
$2.35M
|
|
|
Feb 07, 2022
Q4 2021
|
Rede Wealth, LLC
|
SELL
|
- |
-1.4K- 56.61% |
$265K - $300K
|
1.07K
$403K
|
|
|
Feb 14, 2022
Q4 2021
|
Haverford Trust CO
Radnor, PA |
SELL
|
- |
-1.44K- 20.02% |
$273K - $309K
|
5.77K
$2.17M
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.45KClosed |
$275K - $311K
|
0
$0
|