Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
American International Group, Inc.
New York, NY |
SELL
|
- |
-4.96K- 2.65% |
$937K - $1.06M
|
183K
$68.6M
|
|
|
Feb 09, 2022
Q4 2021
|
Fairfield, Bush & Co.
Darien, CT |
SELL
|
- |
-5K- 75.53% |
$945K - $1.07M
|
1.62K
$609K
|
|
|
Feb 11, 2022
Q4 2021
|
British Columbia Investment Management Corp
Victoria, A1 |
SELL
|
- |
-5.07K- 5.0% |
$958K - $1.09M
|
96.3K
$36.2M
|
|
|
Jan 20, 2022
Q4 2021
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-5.15KClosed |
$973K - $1.1M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-5.19K- 4.29% |
$981K - $1.11M
|
116K
$43.6M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.37K- 12.62% |
$1.01M - $1.15M
|
37.2K
$14M
|
|
|
Feb 02, 2022
Q4 2021
|
New York State Common Retirement Fund
|
SELL
|
- |
-5.58K- 0.56% |
$1.05M - $1.2M
|
985K
$370M
|
|
|
Feb 15, 2022
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.64K- 4.51% |
$1.07M - $1.21M
|
120K
$44.9M
|
|
|
Mar 22, 2023
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-5.64K- 4.51% |
$1.07M - $1.21M
|
120K
$44.9M
|
|
|
Feb 09, 2022
Q4 2021
|
Philadelphia Trust CO
Philadelphia, PA |
SELL
|
- |
-5.72K- 8.91% |
$1.08M - $1.22M
|
58.4K
$22M
|
|
|
Jan 25, 2022
Q4 2021
|
Old National Bancorp
|
SELL
|
- |
-5.76K- 6.98% |
$1.09M - $1.23M
|
76.8K
$28.9M
|
|
|
Jan 18, 2022
Q4 2021
|
Pendal Group LTD
|
SELL
|
- |
-5.9K- 67.26% |
$1.11M - $1.26M
|
2.87K
$1.08M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.97K- 6.91% |
$1.13M - $1.28M
|
80.3K
$30.2M
|
|
|
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-6.02KClosed |
$1.14M - $1.29M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-6.04K- 12.53% |
$1.14M - $1.29M
|
42.1K
$15.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Xtx Topco LTD
London, X0 |
SELL
|
- |
-6.14K- 79.83% |
$1.16M - $1.31M
|
1.55K
$582K
|
|
|
Feb 04, 2022
Q4 2021
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-6.15K- 8.06% |
$1.16M - $1.32M
|
70.1K
$26.4M
|
|
|
Feb 09, 2022
Q4 2021
|
Ziegler Capital Management, LLC
|
SELL
|
- |
-6.29K- 8.49% |
$1.19M - $1.35M
|
67.8K
$25.5M
|
|
|
Jan 25, 2022
Q4 2021
|
Deltec Asset Management LLC
|
SELL
|
- |
-6.3KClosed |
$1.19M - $1.35M
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Ibm Retirement Fund
|
SELL
|
- |
-6.38K- 41.13% |
$1.21M - $1.37M
|
9.13K
$3.43M
|
|
|
Feb 11, 2022
Q4 2021
|
Dai Ichi Life Insurance Company, LTD
Tokyo, M0 |
SELL
|
- |
-6.47K- 12.27% |
$1.22M - $1.39M
|
46.3K
$17.4M
|
|
|
Feb 08, 2022
Q4 2021
|
State Board Of Administration Of Florida Retirement System
|
SELL
|
- |
-6.47K- 0.94% |
$1.22M - $1.39M
|
680K
$256M
|
|
|
Jan 26, 2022
Q4 2021
|
Van Eck Associates Corp
|
SELL
|
- |
-6.6K- 87.49% |
$1.25M - $1.41M
|
944
$355K
|
|
|
Feb 15, 2022
Q4 2021
|
Andra Ap Fonden
Goteborg, V7 |
SELL
|
- |
-6.7K- 12.84% |
$1.27M - $1.44M
|
45.5K
$17.1M
|
|
|
Jan 21, 2022
Q4 2021
|
Telos Capital Management, Inc.
|
SELL
|
- |
-6.82K- 62.48% |
$1.29M - $1.46M
|
4.09K
$1.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Harris Associates L P
Chicago, IL |
SELL
|
- |
-6.85K- 23.02% |
$1.29M - $1.47M
|
22.9K
$8.6M
|
|
|
Jan 28, 2022
Q4 2021
|
Stevens Capital Management LP
Radnor, PA |
SELL
|
- |
-6.86K- 58.67% |
$1.3M - $1.47M
|
4.83K
$1.82M
|
|
|
Feb 07, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-6.88K- 72.42% |
$1.3M - $1.47M
|
2.62K
$985K
|
|
|
Feb 01, 2022
Q4 2021
|
Eidelman Virant Capital
|
SELL
|
- |
-7.01KClosed |
$1.32M - $1.5M
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Manning & Napier Group, LLC
|
SELL
|
- |
-7.05K- 3.56% |
$1.33M - $1.51M
|
191K
$71.7M
|
|
|
Feb 08, 2022
Q4 2021
|
Nikko Asset Management Americas, Inc.
|
SELL
|
- |
-7.38K- 13.34% |
$1.39M - $1.58M
|
47.9K
$18M
|
|
|
Feb 04, 2022
Q4 2021
|
Heartland Bank & Trust CO
|
SELL
|
- |
-7.46KClosed |
$1.41M - $1.6M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Korea Investment Corp
Seoul, M5 |
SELL
|
- |
-7.5K- 2.76% |
$1.42M - $1.61M
|
265K
$99.5M
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-7.57K- 60.14% |
$1.43M - $1.62M
|
5.01K
$1.88M
|
|
|
Feb 11, 2022
Q4 2021
|
Rothschild & CO Asset Management Us Inc.
New York, NY |
SELL
|
- |
-7.57K- 1.61% |
$1.43M - $1.62M
|
462K
$174M
|
|
|
May 03, 2022
Q4 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-7.8K- 24.81% |
$1.47M - $1.67M
|
23.6K
$8.88M
|
|
|
Jan 28, 2022
Q4 2021
|
Dearborn Partners LLC
|
SELL
|
- |
-7.86K- 13.32% |
$1.48M - $1.68M
|
51.1K
$19.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Fjarde Ap Fonden
|
SELL
|
- |
-7.9K- 4.92% |
$1.49M - $1.69M
|
153K
$57.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Arabesque Asset Management LTD
London, X0 |
SELL
|
- |
-8.24KClosed |
$1.56M - $1.77M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-8.36K- 4.01% |
$1.58M - $1.79M
|
200K
$75.3M
|
|
|
Jan 27, 2022
Q4 2021
|
Krilogy Financial LLC
|
SELL
|
- |
-8.43K- 83.82% |
$1.59M - $1.81M
|
1.63K
$611K
|
|
|
Jan 20, 2022
Q4 2021
|
Sciencast Management LP
|
SELL
|
- |
-8.6KClosed |
$1.62M - $1.84M
|
0
$0
|
|
|
Dec 09, 2024
Q4 2021
|
Swedbank Ab
Stockholm, V7 |
SELL
|
- |
-8.63K- 2.88% |
$1.63M - $1.85M
|
291K
$109M
|
|
|
Feb 14, 2022
Q4 2021
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-8.74K- 13.51% |
$1.65M - $1.87M
|
55.9K
$21M
|
|
|
Feb 17, 2022
Q4 2021
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-8.83K- 79.14% |
$1.67M - $1.89M
|
2.33K
$874K
|
|
|
Feb 10, 2022
Q4 2021
|
Lavaca Capital LLC
Houston, TX |
SELL
|
- |
-9.05K- 48.74% |
$1.71M - $1.94M
|
9.52K
$3.58M
|
|
|
Feb 07, 2022
Q4 2021
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-9.09K- 27.67% |
$1.72M - $1.95M
|
23.8K
$8.93M
|
|
|
Feb 14, 2022
Q4 2021
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-9.21K- 72.87% |
$1.74M - $1.97M
|
3.43K
$1.29M
|
|
|
Feb 03, 2022
Q4 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
SELL
|
- |
-9.37K- 7.72% |
$1.77M - $2.01M
|
112K
$42.1M
|
|
|
Jan 19, 2022
Q4 2021
|
Swarthmore Group Inc
|
SELL
|
- |
-9.39K- 25.61% |
$1.77M - $2.01M
|
27.3K
$10.2M
|