Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
59.7K+ 11.53% |
$11.3M - $12.8M
|
578K
$210M
|
|
|
Jan 27, 2022
Q4 2021
|
Zweig Di Menna Associates LLC
|
BUY
|
- |
59KNew |
$11.1M - $12.6M
|
59K
$21.5M
|
|
|
Feb 14, 2022
Q4 2021
|
State Street Corp
Boston, MA |
BUY
|
- |
55.6K+ 0.14% |
$10.5M - $11.9M
|
40.8M
$14.9B
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
55.6K+ 7.87% |
$10.5M - $11.9M
|
762K
$277M
|
|
|
Feb 10, 2022
Q4 2021
|
Pine Bridge Investments, L.P.
|
BUY
|
- |
54K+ 49.14% |
$10.2M - $11.6M
|
164K
$59.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Capitolis Advisors LLC
New York, NY |
BUY
|
- |
53.9K+ 35.08% |
$10.2M - $11.6M
|
208K
$75.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
52.4K+ 2.06% |
$9.9M - $11.2M
|
2.6M
$946M
|
|
|
Feb 11, 2022
Q4 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
52.2K+ 0.61% |
$9.86M - $11.2M
|
8.62M
$3.14B
|
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
51.2K+ 38.05% |
$9.68M - $11M
|
186K
$67.6M
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
50.9K+ 39.21% |
$9.62M - $10.9M
|
181K
$65.8M
|
|
|
Nov 13, 2023
Q4 2021
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
50.2KNew |
$9.49M - $10.8M
|
50.2K
$18.3M
|
|
|
Feb 08, 2022
Q4 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
49.3K+ 14.31% |
$9.31M - $10.6M
|
393K
$143M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
47.3K+ 8.35% |
$8.94M - $10.1M
|
614K
$223M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
47.2K+ 8.08% |
$8.91M - $10.1M
|
631K
$230M
|
|
|
Jan 31, 2022
Q4 2021
|
Ardevora Asset Management LLP
|
BUY
|
- |
45.9K+ 13.72% |
$8.67M - $9.83M
|
381K
$138M
|
|
|
Feb 03, 2022
Q4 2021
|
First National Trust CO
|
BUY
|
- |
44.9K+ 188.42% |
$8.48M - $9.62M
|
68.7K
$25M
|
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
44.8K+ 32.35% |
$8.46M - $9.59M
|
183K
$66.6M
|
|
|
Jan 20, 2022
Q4 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
BUY
|
- |
44.6K+ 17.43% |
$8.43M - $9.56M
|
301K
$109M
|
|
|
Feb 10, 2022
Q4 2021
|
Td Asset Management Inc
|
BUY
|
- |
44.4K+ 2.53% |
$8.39M - $9.51M
|
1.8M
$654M
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
43.9K+ 226.97% |
$8.3M - $9.41M
|
63.3K
$23M
|
|
|
Jan 20, 2022
Q4 2021
|
Aafmaa Wealth Management & Trust LLC
|
BUY
|
- |
42.2KNew |
$7.97M - $9.04M
|
42.2K
$15.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Twin Tree Management, LP
Dallas, TX |
BUY
|
- |
42.2KNew |
$7.97M - $9.04M
|
42.2K
$15.4M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
42.2K+ 5.65% |
$7.97M - $9.04M
|
789K
$287M
|
|
|
Feb 14, 2022
Q4 2021
|
Canada Pension Plan Investment Board
Toronto Ontario, A6 |
BUY
|
- |
41.2K+ 8.17% |
$7.78M - $8.83M
|
545K
$198M
|
|
|
Feb 07, 2022
Q4 2021
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
40.9K+ 8.68% |
$7.73M - $8.77M
|
512K
$186M
|
|
|
Feb 08, 2022
Q4 2021
|
Diamond Hill Capital Management Inc
Columbus, OH |
BUY
|
- |
40.5K+ 3.17% |
$7.66M - $8.69M
|
1.32M
$480M
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
35.8KNew |
$6.76M - $7.67M
|
35.8K
$13M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluestein R H & CO LLC
Birmingham, MI |
BUY
|
- |
35.6K+ 18.71% |
$6.72M - $7.62M
|
226K
$82.1M
|
|
|
Feb 01, 2022
Q4 2021
|
Zenyatta Capital Management LP
|
BUY
|
- |
35KNew |
$6.61M - $7.5M
|
35K
$12.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Caisse De Depot Et Placement Du Quebec
Montreal, A8 |
BUY
|
- |
33.2KNew |
$6.27M - $7.11M
|
33.2K
$12.1M
|
|
|
Feb 15, 2022
Q4 2021
|
Allstate Corp
Northbrook, IL |
BUY
|
- |
33K+ 278.15% |
$6.24M - $7.07M
|
44.9K
$16.3M
|
|
|
Feb 10, 2022
Q4 2021
|
Teacher Retirement System Of Texas
Austin, TX |
BUY
|
- |
32.5K+ 22.84% |
$6.13M - $6.95M
|
175K
$63.5M
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
BUY
|
- |
29.5K+ 10.09% |
$5.58M - $6.32M
|
322K
$117M
|
|
|
Feb 14, 2022
Q4 2021
|
Fred Alger Management, LLC
New York, NY |
BUY
|
- |
28.7K+ 46.06% |
$5.42M - $6.15M
|
91K
$33.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Sandbar Asset Management LLP
London, X0 |
BUY
|
- |
28.7KNew |
$5.42M - $6.15M
|
28.7K
$10.4M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
28.6K+ 7.59% |
$5.39M - $6.12M
|
405K
$147M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
27.1K+ 57.71% |
$5.12M - $5.8M
|
74K
$26.9M
|
|
|
Feb 15, 2022
Q4 2021
|
California State Teachers Retirement System
West Sacramento, CA |
BUY
|
- |
26.6K+ 2.78% |
$5.03M - $5.71M
|
984K
$358M
|
|
|
Feb 14, 2022
Q4 2021
|
Voya Investment Management LLC
Atlanta, GA |
BUY
|
- |
25.9K+ 10.56% |
$4.9M - $5.55M
|
271K
$98.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Fullerton Fund Management CO Ltd.
Singapore, U0 |
BUY
|
- |
25.5K+ 55.6% |
$4.83M - $5.47M
|
71.5K
$26M
|
|
|
Feb 10, 2022
Q4 2021
|
Edmond De Rothschild Holding S.A.
Chambesy, V8 |
BUY
|
- |
24.4K+ 58.77% |
$4.62M - $5.23M
|
66K
$24M
|
|
|
Feb 14, 2022
Q4 2021
|
Ossiam
Paris, I0 |
BUY
|
- |
23.6K+ 598.63% |
$4.45M - $5.05M
|
27.5K
$10M
|
|
|
Feb 09, 2022
Q4 2021
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
22.8K+ 1150.0% |
$4.31M - $4.89M
|
24.8K
$9.02M
|
|
|
Feb 01, 2022
Q4 2021
|
Zurcher Kantonalbank (Zurich Cantonalbank)
Zurich, V8 |
BUY
|
- |
22.5K+ 15.28% |
$4.26M - $4.83M
|
170K
$61.8M
|
|
|
Jan 07, 2022
Q4 2021
|
Cullinan Associates Inc
|
BUY
|
- |
22.2K+ 1588.0% |
$4.2M - $4.76M
|
23.6K
$8.6M
|
|
|
Jan 31, 2022
Q4 2021
|
Illinois Municipal Retirement Fund
|
BUY
|
- |
21.9K+ 39.47% |
$4.13M - $4.68M
|
77.3K
$28.1M
|
|
|
Feb 07, 2022
Q4 2021
|
Sg Americas Securities, LLC
|
BUY
|
- |
21.5K+ 74.21% |
$4.07M - $4.62M
|
50.6K
$18.4M
|
|
|
Nov 14, 2022
Q4 2021
|
Brewin Dolphin LTD
London, X0 |
BUY
|
- |
21KNew |
$3.97M - $4.5M
|
21K
$7.65M
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
20.9K+ 406.64% |
$3.95M - $4.47M
|
26K
$9.47M
|
|
|
Feb 08, 2022
Q4 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
20.5K+ 49.69% |
$3.87M - $4.39M
|
61.7K
$22.4M
|