Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 11, 2022
Q4 2021
|
Bradley Foster & Sargent Inc
Hartford, CT |
BUY
|
- |
2.43K+ 2.32% |
$459K - $521K
|
107K
$40.3M
|
|
|
Feb 04, 2022
Q4 2021
|
Empirical Finance, LLC
|
BUY
|
- |
2.43K+ 35.0% |
$459K - $520K
|
9.37K
$3.52M
|
|
|
Feb 16, 2022
Q4 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
2.43K+ 1.96% |
$459K - $520K
|
126K
$47.4M
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Asset Management Inc
Toronto, A6 |
BUY
|
- |
2.42K+ 4.6% |
$457K - $518K
|
55K
$20.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Cubist Systematic Strategies, LLC
Stamford, CT |
BUY
|
- |
2.4K+ 3.16% |
$453K - $514K
|
78.3K
$29.4M
|
|
|
Aug 15, 2022
Q4 2021
|
W Advisors, LLC
Germantown, TN |
BUY
|
- |
2.33KNew |
$441K - $500K
|
2.33K
$877K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
2.32K+ 8.64% |
$438K - $496K
|
29.1K
$10.9M
|
|
|
Feb 02, 2022
Q4 2021
|
Missouri Trust & Investment CO
Springfield, MO |
BUY
|
- |
2.31KNew |
$436K - $495K
|
2.31K
$868K
|
|
|
Feb 07, 2022
Q4 2021
|
Hodges Capital Management Inc.
|
BUY
|
- |
2.3K+ 16.04% |
$435K - $493K
|
16.7K
$6.26M
|
|
|
May 13, 2022
Q4 2021
|
Mechanics Financial Corp
|
BUY
|
- |
2.3KNew |
$435K - $493K
|
2.3K
$864K
|
|
|
Feb 09, 2022
Q4 2021
|
Alan B. Lancz & Associates, Inc.
Toledo, OH |
BUY
|
- |
2.29KNew |
$433K - $491K
|
2.29K
$861K
|
|
|
Mar 29, 2022
Q4 2021
|
First International Bank & Trust
Watford City, ND |
BUY
|
- |
2.29KNew |
$432K - $490K
|
2.29K
$859K
|
|
|
Jan 26, 2022
Q4 2021
|
Welch Group, LLC
|
BUY
|
- |
2.28K+ 8.74% |
$432K - $489K
|
28.4K
$10.7M
|
|
|
Jan 28, 2022
Q4 2021
|
Wayfinding Financial, LLC
Lynnwood, WA |
BUY
|
- |
2.28KNew |
$430K - $488K
|
2.28K
$856K
|
|
|
Feb 11, 2022
Q4 2021
|
Healthcare Of Ontario Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
2.27KNew |
$429K - $487K
|
2.27K
$853K
|
|
|
Jan 14, 2022
Q4 2021
|
Wedmont Private Capital
|
BUY
|
- |
2.27KNew |
$429K - $486K
|
2.27K
$853K
|
|
|
Feb 14, 2022
Q4 2021
|
Pluribus Labs, LLC
Mill Valley, CA |
BUY
|
- |
2.25KNew |
$426K - $483K
|
2.25K
$847K
|
|
|
Feb 14, 2022
Q4 2021
|
Deuterium Capital Management, LLC
|
BUY
|
- |
2.25KNew |
$425K - $482K
|
2.25K
$846K
|
|
|
Jan 28, 2022
Q4 2021
|
Vahanian & Associates Financial Planning Inc.
|
BUY
|
- |
2.25KNew |
$425K - $482K
|
2.25K
$846K
|
|
|
Feb 03, 2022
Q4 2021
|
Los Angeles Capital Management LLC
|
BUY
|
- |
2.23K+ 74.03% |
$421K - $477K
|
5.23K
$1.97M
|
|
|
Jan 31, 2022
Q4 2021
|
Ieq Capital, LLC
|
BUY
|
- |
2.21K+ 11.66% |
$418K - $474K
|
21.2K
$7.96M
|
|
|
Feb 15, 2022
Q4 2021
|
Ncm Capital Management, LLC
Ramsey, NJ |
BUY
|
- |
2.2KNew |
$416K - $471K
|
2.2K
$827K
|
|
|
Jan 31, 2022
Q4 2021
|
Riverwater Partners LLC
|
BUY
|
- |
2.19KNew |
$414K - $469K
|
2.19K
$823K
|
|
|
Jan 21, 2022
Q4 2021
|
Golden Green, Inc.
|
BUY
|
- |
2.19K+ 134.44% |
$414K - $469K
|
3.82K
$1.44M
|
|
|
Jan 13, 2022
Q4 2021
|
Stock Yards Bank & Trust CO
Louisville, KY |
BUY
|
- |
2.15K+ 2.71% |
$406K - $461K
|
81.7K
$30.7M
|
|
|
Jul 20, 2023
Q4 2021
|
Rockwood Wealth Management, LLC
New Hope, PA |
BUY
|
- |
2.15KNew |
$406K - $460K
|
2.15K
$807K
|
|
|
Feb 15, 2022
Q4 2021
|
Greenwood Gearhart Inc
Fayetteville, AR |
BUY
|
- |
2.14K+ 4.99% |
$404K - $458K
|
45K
$16.9M
|
|
|
Feb 15, 2022
Q4 2021
|
Salem Investment Counselors Inc
Winston Salem, NC |
BUY
|
- |
2.13K+ 6.71% |
$403K - $457K
|
33.9K
$12.8M
|
|
|
Feb 08, 2022
Q4 2021
|
Blue Chip Partners, Inc.
|
BUY
|
- |
2.12K+ 3.5% |
$401K - $455K
|
62.8K
$23.6M
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
2.09KNew |
$395K - $448K
|
2.09K
$786K
|
|
|
Jan 18, 2022
Q4 2021
|
Reliant Investment Management, LLC
|
BUY
|
- |
2.08K+ 11.19% |
$393K - $446K
|
20.7K
$7.77M
|
|
|
Feb 10, 2022
Q4 2021
|
Pictet Asset Management Sa
Geneva 73, V8 |
BUY
|
- |
2.08K+ 0.79% |
$393K - $446K
|
265K
$99.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Quantitative Investment Management, LLC
Charlottesville, VA |
BUY
|
- |
2.07KNew |
$391K - $444K
|
2.07K
$779K
|
|
|
Feb 14, 2022
Q4 2021
|
Dz Bank Ag Deutsche Zentral Genossenschafts Bank, Frankfurt Am Main
Frankfurt Am Main, 2M |
BUY
|
- |
2.05K+ 4.37% |
$387K - $439K
|
48.9K
$18.4M
|
|
|
Feb 08, 2022
Q4 2021
|
Hyman Charles D
|
BUY
|
- |
2.04K+ 1.3% |
$384K - $436K
|
159K
$59.6M
|
|
|
Jan 26, 2022
Q4 2021
|
Mcrae Capital Management Inc
|
BUY
|
- |
2.02K+ 5.34% |
$381K - $432K
|
39.7K
$14.9M
|
|
|
Aug 28, 2024
Q4 2021
|
Farmers National Bank
Danville, KY |
BUY
|
- |
2K+ 93.72% |
$378K - $429K
|
4.14K
$1.55M
|
|
|
Feb 16, 2022
Q4 2021
|
First Community Trust Na
|
BUY
|
- |
2KNew |
$378K - $429K
|
2K
$752K
|
|
|
Jan 24, 2022
Q4 2021
|
Penobscot Wealth Management
|
BUY
|
- |
2KNew |
$377K - $428K
|
2K
$750K
|
|
|
Feb 11, 2022
Q4 2021
|
Fayez Sarofim & CO
Houston, TX |
BUY
|
- |
1.99K+ 8.53% |
$375K - $426K
|
25.3K
$9.5M
|
|
|
Jul 24, 2024
Q4 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
1.99K+ 10.85% |
$375K - $426K
|
20.3K
$7.63M
|
|
|
Jan 13, 2022
Q4 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
1.97KNew |
$372K - $422K
|
1.97K
$740K
|
|
|
Feb 14, 2022
Q4 2021
|
Teza Capital Management LLC
Chicago, IL |
BUY
|
- |
1.97K+ 136.46% |
$371K - $421K
|
3.41K
$1.28M
|
|
|
Feb 11, 2022
Q4 2021
|
Financial Advisory Service, Inc.
|
BUY
|
- |
1.96K+ 83.14% |
$371K - $420K
|
4.32K
$1.62M
|
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
BUY
|
- |
1.95K+ 65.01% |
$368K - $418K
|
4.95K
$1.86M
|
|
|
Feb 02, 2022
Q4 2021
|
Robbins Farley LLC
Manchester, NH |
BUY
|
- |
1.95K+ 9.32% |
$368K - $417K
|
22.8K
$8.58M
|
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
1.91K+ 47.7% |
$360K - $409K
|
5.91K
$2.22M
|
|
|
Jan 31, 2022
Q4 2021
|
Klcm Advisors, Inc.
|
BUY
|
- |
1.9KNew |
$360K - $408K
|
1.9K
$716K
|
|
|
Feb 25, 2022
Q4 2021
|
Westwood Holdings Group Inc
Dallas, TX |
BUY
|
- |
1.9K+ 28.18% |
$358K - $406K
|
8.63K
$3.24M
|
|
|
Feb 10, 2022
Q4 2021
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
BUY
|
- |
1.89K+ 17.6% |
$357K - $405K
|
12.6K
$4.75M
|