Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 04, 2022
Q4 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
1.53K+ 85.2% |
$288K - $327K
|
3.32K
$1.21M
|
|
|
Feb 22, 2022
Q4 2021
|
Tyler Stone Wealth Management
Beachwood, OH |
BUY
|
- |
1.52KNew |
$288K - $327K
|
1.52K
$555K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1.52K+ 624.69% |
$287K - $325K
|
1.76K
$641K
|
|
|
May 20, 2022
Q4 2021
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
1.51KNew |
$285K - $324K
|
1.51K
$549K
|
|
|
Feb 28, 2022
Q4 2021
|
Echo45 Advisors LLC
|
BUY
|
- |
1.5KNew |
$284K - $322K
|
1.5K
$547K
|
|
|
Feb 15, 2022
Q4 2021
|
Wellington Shields Capital Management, LLC
New York, NY |
BUY
|
- |
1.5K+ 33.71% |
$283K - $321K
|
5.95K
$2.17M
|
|
|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
1.5KNew |
$282K - $320K
|
1.5K
$544K
|
|
|
Nov 14, 2022
Q4 2021
|
Brewin Dolphin Wealth Management LTD
Conskleagh, Dublin, L2 |
BUY
|
- |
1.48KNew |
$280K - $317K
|
1.48K
$539K
|
|
|
Feb 07, 2022
Q4 2021
|
Waypoint Capital Advisors, LLC
|
BUY
|
- |
1.48KNew |
$279K - $316K
|
1.48K
$537K
|
|
|
Jan 19, 2022
Q4 2021
|
Bnc Wealth Management, LLC
|
BUY
|
- |
1.47KNew |
$278K - $316K
|
1.47K
$536K
|
|
|
Feb 07, 2022
Q4 2021
|
M&T Bank Corp
|
BUY
|
- |
1.46K+ 0.74% |
$276K - $313K
|
199K
$72.4M
|
|
|
Feb 10, 2022
Q4 2021
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
1.45KNew |
$275K - $311K
|
1.45K
$529K
|
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.45K+ 5.39% |
$275K - $311K
|
28.4K
$10.3M
|
|
|
Jan 28, 2022
Q4 2021
|
Simmons Bank
|
BUY
|
- |
1.45K+ 5.7% |
$274K - $310K
|
26.9K
$9.77M
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
1.45K+ 3.67% |
$273K - $310K
|
40.8K
$14.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Barr E S & CO
Lexington, KY |
BUY
|
- |
1.44KNew |
$271K - $307K
|
1.44K
$522K
|
|
|
Feb 08, 2022
Q4 2021
|
Cordatus Wealth Management LLC
Newtown, PA |
BUY
|
- |
1.44KNew |
$271K - $307K
|
1.44K
$522K
|
|
|
Jan 20, 2022
Q4 2021
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
1.43K+ 83.66% |
$271K - $307K
|
3.15K
$1.15M
|
|
|
Feb 11, 2022
Q4 2021
|
Gsb Wealth Management, LLC
|
BUY
|
- |
1.41KNew |
$267K - $303K
|
1.41K
$514K
|
|
|
Jan 18, 2022
Q4 2021
|
Bcs Wealth Management
|
BUY
|
- |
1.4KNew |
$264K - $299K
|
1.4K
$508K
|
|
|
Feb 01, 2022
Q4 2021
|
Folger Nolan Fleming Douglas Capital Management, Inc
|
BUY
|
- |
1.39K+ 3.96% |
$262K - $297K
|
36.5K
$13.3M
|
|
|
Jan 13, 2022
Q4 2021
|
Marotta Asset Management
|
BUY
|
- |
1.38KNew |
$261K - $296K
|
1.38K
$503K
|
|
|
Feb 04, 2022
Q4 2021
|
Advisor Partners LLC
Walnut Creek, CA |
BUY
|
- |
1.38K+ 6.49% |
$261K - $296K
|
22.6K
$8.24M
|
|
|
Feb 14, 2022
Q4 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
1.38K+ 37.19% |
$261K - $296K
|
5.09K
$1.85M
|
|
|
Feb 11, 2022
Q4 2021
|
Clifford Swan Investment Counsel LLC
|
BUY
|
- |
1.38K+ 3.14% |
$260K - $295K
|
45.3K
$16.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Jmac Enterprises LLC
|
BUY
|
- |
1.38KNew |
$260K - $295K
|
1.38K
$501K
|
|
|
Feb 15, 2022
Q4 2021
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
1.37KNew |
$259K - $293K
|
1.37K
$498K
|
|
|
Feb 08, 2022
Q4 2021
|
West Bancorporation Inc
|
BUY
|
- |
1.37KNew |
$258K - $293K
|
1.37K
$498K
|
|
|
Feb 01, 2022
Q4 2021
|
Avestar Capital, LLC
|
BUY
|
- |
1.36KNew |
$257K - $292K
|
1.36K
$496K
|
|
|
Feb 08, 2022
Q4 2021
|
Becker Capital Management Inc
|
BUY
|
- |
1.34K+ 2.63% |
$254K - $288K
|
52.3K
$19M
|
|
|
Feb 14, 2022
Q4 2021
|
Eudaimonia Advisors LLC
Winchester, TN |
BUY
|
- |
1.34KNew |
$253K - $287K
|
1.34K
$488K
|
|
|
Feb 16, 2022
Q4 2021
|
Zullo Investment Group, Inc.
Scranton, PA |
BUY
|
- |
1.34KNew |
$253K - $287K
|
1.34K
$487K
|
|
|
Feb 07, 2022
Q4 2021
|
West Family Investments, Inc.
Carlsbad, CA |
BUY
|
- |
1.32KNew |
$250K - $283K
|
1.32K
$481K
|
|
|
May 10, 2022
Q4 2021
|
Sage Investment Advisers LLC
Poughkeepsie, NY |
BUY
|
- |
1.31KNew |
$247K - $280K
|
1.31K
$476K
|
|
|
Feb 10, 2022
Q4 2021
|
Bahl & Gaynor Inc
|
BUY
|
- |
1.3K+ 21.14% |
$246K - $279K
|
7.45K
$2.71M
|
|
|
Jan 21, 2022
Q4 2021
|
J2 Capital Management Inc
|
BUY
|
- |
1.29KNew |
$244K - $277K
|
1.29K
$470K
|
|
|
Jan 28, 2022
Q4 2021
|
Heritage Investors Management Corp
|
BUY
|
- |
1.29K+ 0.8% |
$244K - $277K
|
162K
$59.1M
|
|
|
Feb 15, 2022
Q4 2021
|
Guardian Wealth Management, Inc.
Peoria, IL |
BUY
|
- |
1.29KNew |
$243K - $276K
|
1.29K
$469K
|
|
|
Feb 09, 2022
Q4 2021
|
Meadow Creek Wealth Advisors LLC
|
BUY
|
- |
1.29K+ 83.83% |
$243K - $276K
|
2.82K
$1.03M
|
|
|
Feb 11, 2022
Q4 2021
|
Sjs Investment Consulting Inc.
Sylvania, OH |
BUY
|
- |
1.28KNew |
$243K - $275K
|
1.28K
$467K
|
|
|
Feb 04, 2022
Q4 2021
|
Destination Wealth Management
|
BUY
|
- |
1.27KNew |
$239K - $271K
|
1.27K
$461K
|
|
|
Feb 09, 2022
Q4 2021
|
Asset Management One Co., Ltd.
|
BUY
|
- |
1.26K+ 0.41% |
$238K - $270K
|
308K
$112M
|
|
|
Feb 15, 2022
Q4 2021
|
West Michigan Advisors, LLC
Holland, MI |
BUY
|
- |
1.24KNew |
$235K - $266K
|
1.24K
$452K
|
|
|
Feb 08, 2022
Q4 2021
|
One Ascent Wealth Management LLC
Birmingham, AL |
BUY
|
- |
1.24KNew |
$233K - $265K
|
1.24K
$449K
|
|
|
Feb 14, 2022
Q4 2021
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
1.23KNew |
$233K - $264K
|
1.23K
$449K
|
|
|
Jan 11, 2023
Q4 2021
|
Asb Consultores, LLC
Aventura, FL |
BUY
|
- |
1.23KNew |
$232K - $264K
|
1.23K
$448K
|
|
|
Feb 11, 2022
Q4 2021
|
Kore Private Wealth LLC
New York, NY |
BUY
|
- |
1.23K+ 47.34% |
$232K - $263K
|
3.83K
$1.39M
|
|
|
Feb 02, 2022
Q4 2021
|
Resource Consulting Group Inc
|
BUY
|
- |
1.22KNew |
$231K - $262K
|
1.22K
$445K
|
|
|
Jan 21, 2022
Q4 2021
|
Jacobs & CO
|
BUY
|
- |
1.22K+ 2.69% |
$231K - $261K
|
46.6K
$16.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
1.22KNew |
$231K - $261K
|
1.22K
$444K
|