Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
BUY
|
- |
598+ 13.6% |
$113K - $128K
|
5K
$1.82M
|
|
|
Jan 28, 2022
Q4 2021
|
Bank Of The West
|
BUY
|
- |
597+ 3.88% |
$113K - $128K
|
16K
$5.82M
|
|
|
Feb 04, 2022
Q4 2021
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
593+ 5.22% |
$112K - $127K
|
11.9K
$4.35M
|
|
|
Jan 18, 2022
Q4 2021
|
Atlas Brown,Inc.
|
BUY
|
- |
587+ 8.18% |
$111K - $126K
|
7.76K
$2.82M
|
|
|
Feb 07, 2022
Q4 2021
|
Wfa Of San Diego, LLC
|
BUY
|
- |
581New |
$110K - $124K
|
581
$211K
|
|
|
Feb 14, 2022
Q4 2021
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
577+ 1.88% |
$109K - $124K
|
31.2K
$11.4M
|
|
|
Feb 11, 2022
Q4 2021
|
Cutler Investment Counsel LLC
|
BUY
|
- |
575+ 0.72% |
$109K - $123K
|
81K
$29.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Krs Capital Management, LLC
|
BUY
|
- |
575New |
$109K - $123K
|
575
$209K
|
|
|
Feb 07, 2022
Q4 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
BUY
|
- |
574+ 52.18% |
$108K - $123K
|
1.67K
$609K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
573+ 1.04% |
$108K - $123K
|
55.5K
$20.2M
|
|
|
Feb 17, 2022
Q4 2021
|
Richwood Investment Advisors, LLC
|
BUY
|
- |
571New |
$108K - $122K
|
571
$208K
|
|
|
Feb 10, 2022
Q4 2021
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
571New |
$108K - $122K
|
571
$208K
|
|
|
Feb 14, 2022
Q4 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
566+ 2.61% |
$107K - $121K
|
22.3K
$8.11M
|
|
|
Feb 07, 2022
Q4 2021
|
Community Bank & Trust, Waco, Texas
Waco, TX |
BUY
|
- |
564+ 2.72% |
$107K - $121K
|
21.3K
$7.76M
|
|
|
Feb 14, 2022
Q4 2021
|
Glassman Wealth Services
|
BUY
|
- |
551+ 100.36% |
$104K - $118K
|
1.1K
$400K
|
|
|
Jan 28, 2022
Q4 2021
|
Avantax Planning Partners, Inc.
|
BUY
|
- |
546+ 3.07% |
$103K - $117K
|
18.4K
$6.68M
|
|
|
Feb 07, 2022
Q4 2021
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
544New |
$103K - $117K
|
544
$198K
|
|
|
Jan 26, 2022
Q4 2021
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
543+ 40.95% |
$103K - $116K
|
1.87K
$680K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
541+ 8.38% |
$102K - $116K
|
7K
$2.55M
|
|
|
Feb 11, 2022
Q4 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
BUY
|
- |
539+ 49.63% |
$102K - $115K
|
1.63K
$591K
|
|
|
Jan 31, 2022
Q4 2021
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
538+ 7.72% |
$102K - $115K
|
7.51K
$2.73M
|
|
|
Jan 25, 2022
Q4 2021
|
Hancock Whitney Corp
|
BUY
|
- |
524+ 13.87% |
$99K - $112K
|
4.3K
$1.57M
|
|
|
Feb 11, 2022
Q4 2021
|
Sargent Investment Group, LLC
|
BUY
|
- |
515+ 16.48% |
$97.3K - $110K
|
3.64K
$1.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
510+ 24.72% |
$96.4K - $109K
|
2.57K
$936K
|
|
|
Jan 28, 2022
Q4 2021
|
Argi Investment Services, LLC
|
BUY
|
- |
509+ 8.8% |
$96.2K - $109K
|
6.29K
$2.29M
|
|
|
Feb 15, 2022
Q4 2021
|
Albion Financial Group
|
BUY
|
- |
506+ 49.46% |
$95.6K - $108K
|
1.53K
$556K
|
|
|
Feb 14, 2022
Q4 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
506+ 2.74% |
$95.6K - $108K
|
19K
$6.9M
|
|
|
Jan 24, 2022
Q4 2021
|
Montis Financial, LLC
|
BUY
|
- |
505+ 14.33% |
$95.4K - $108K
|
4.03K
$1.47M
|
|
|
Jan 27, 2022
Q4 2021
|
Rockland Trust CO
|
BUY
|
- |
503+ 27.26% |
$95K - $108K
|
2.35K
$854K
|
|
|
Feb 14, 2022
Q4 2021
|
Columbia Asset Management
Ann Arbor, MI |
BUY
|
- |
502+ 2.16% |
$94.8K - $108K
|
23.7K
$8.62M
|
|
|
Feb 14, 2022
Q4 2021
|
Kenfarb & Co.
Ashland, KY |
BUY
|
- |
500New |
$94.5K - $107K
|
500
$182K
|
|
|
Feb 11, 2022
Q4 2021
|
Biltmore Family Office, LLC
|
BUY
|
- |
500+ 11.33% |
$94.5K - $107K
|
4.91K
$1.79M
|
|
|
May 12, 2022
Q4 2021
|
Quent Capital, LLC
|
BUY
|
- |
500+ 108.46% |
$94.5K - $107K
|
961
$350K
|
|
|
Feb 01, 2022
Q4 2021
|
Wesleyan Assurance Society
Birmingham, X0 |
BUY
|
- |
500+ 0.43% |
$94.5K - $107K
|
118K
$42.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Mairs & Power Inc
St Paul, MN |
BUY
|
- |
498+ 7.3% |
$94.1K - $107K
|
7.32K
$2.66M
|
|
|
Jan 02, 2024
Q4 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
488+ 5.3% |
$92.2K - $105K
|
9.69K
$3.53M
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
484+ 5.7% |
$91.4K - $104K
|
8.97K
$3.26M
|
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
483+ 21.88% |
$91.3K - $103K
|
2.69K
$979K
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
475+ 2.46% |
$89.7K - $102K
|
19.8K
$7.19M
|
|
|
Feb 03, 2022
Q4 2021
|
Larson Financial Group LLC
|
BUY
|
- |
462+ 142.59% |
$87.3K - $99K
|
786
$286K
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
461+ 20.43% |
$87.1K - $98.8K
|
2.72K
$989K
|
|
|
Feb 28, 2022
Q4 2021
|
Quent Capital, LLC
|
BUY
|
- |
461New |
$87.1K - $98.8K
|
461
$168K
|
|
|
Jan 31, 2022
Q4 2021
|
Westhampton Capital, LLC
|
BUY
|
- |
460+ 11.9% |
$86.9K - $98.6K
|
4.33K
$1.57M
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
457+ 10.23% |
$86.3K - $97.9K
|
4.92K
$1.79M
|
|
|
Jan 21, 2022
Q4 2021
|
Liberty One Investment Management, LLC
|
BUY
|
- |
456+ 5.17% |
$86.2K - $97.7K
|
9.27K
$3.37M
|
|
|
Jan 14, 2022
Q4 2021
|
Culbertson A N & CO Inc
|
BUY
|
- |
455+ 1.07% |
$86K - $97.5K
|
43K
$15.6M
|
|
|
Feb 15, 2022
Q4 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
BUY
|
- |
455+ 21.53% |
$86K - $97.5K
|
2.57K
$934K
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
454+ 4.34% |
$85.8K - $97.3K
|
10.9K
$3.97M
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
453New |
$85.6K - $97.1K
|
453
$165K
|
|
|
Feb 14, 2022
Q4 2021
|
Capital Research Global Investors
Los Angeles, CA |
BUY
|
- |
453+ 0.01% |
$85.6K - $97.1K
|
3.23M
$1.17B
|