Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 21, 2022
Q4 2021
|
Carnegie Capital Asset Management, LLC
|
BUY
|
- |
835+ 34.69% |
$158K - $179K
|
3.24K
$1.22M
|
|
|
Feb 14, 2022
Q4 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
828+ 0.52% |
$156K - $177K
|
160K
$60.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Thompson Davis & Co., Inc.
|
BUY
|
- |
825+ 143.48% |
$156K - $177K
|
1.4K
$526K
|
|
|
Feb 17, 2022
Q4 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
822+ 9.37% |
$155K - $176K
|
9.59K
$3.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Sandy Spring Bank
|
BUY
|
- |
814+ 5.59% |
$154K - $174K
|
15.4K
$5.78M
|
|
|
Feb 14, 2022
Q4 2021
|
Echo Street Capital Management LLC
New York, NY |
BUY
|
- |
810+ 21.25% |
$153K - $174K
|
4.62K
$1.74M
|
|
|
Feb 02, 2022
Q4 2021
|
Wesbanco Bank Inc
|
BUY
|
- |
800+ 3.95% |
$151K - $171K
|
21.1K
$7.91M
|
|
|
Feb 15, 2022
Q4 2021
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
800+ 8.51% |
$151K - $171K
|
10.2K
$3.83M
|
|
|
Feb 14, 2022
Q4 2021
|
Gordian Capital Singapore Pte LTD
Singapore, U0 |
BUY
|
- |
800New |
$151K - $171K
|
800
$301K
|
|
|
Jan 21, 2022
Q4 2021
|
Atwater Malick LLC
|
BUY
|
- |
793+ 2.12% |
$150K - $170K
|
38.1K
$14.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Principle Wealth Partners LLC
|
BUY
|
- |
777+ 3.78% |
$147K - $166K
|
21.3K
$8.02M
|
|
|
Jan 21, 2022
Q4 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
776+ 0.27% |
$147K - $166K
|
288K
$108M
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
772+ 13.98% |
$146K - $165K
|
6.29K
$2.36M
|
|
|
Mar 11, 2022
Q4 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
763+ 37.87% |
$144K - $163K
|
2.78K
$1.04M
|
|
|
Jan 27, 2022
Q4 2021
|
Regentatlantic Capital LLC
Morristown, NJ |
BUY
|
- |
753+ 2.79% |
$142K - $161K
|
27.8K
$10.4M
|
|
|
Feb 09, 2022
Q4 2021
|
Requisite Capital Management, LLC
|
BUY
|
- |
750+ 30.59% |
$142K - $161K
|
3.2K
$1.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Meiji Yasuda Asset Management CO Ltd.
Tokyo, M0 |
BUY
|
- |
750+ 7.77% |
$142K - $161K
|
10.4K
$3.91M
|
|
|
Feb 14, 2022
Q4 2021
|
Engine No. 1 LLC
San Francisco, CA |
BUY
|
- |
746+ 25.23% |
$141K - $160K
|
3.7K
$1.39M
|
|
|
Feb 09, 2022
Q4 2021
|
Gamble Jones Investment Counsel
|
BUY
|
- |
745+ 10.31% |
$141K - $160K
|
7.97K
$2.99M
|
|
|
Jan 27, 2022
Q4 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
744+ 3.56% |
$141K - $159K
|
21.6K
$8.12M
|
|
|
Feb 11, 2022
Q4 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
BUY
|
- |
741+ 10.56% |
$140K - $159K
|
7.76K
$2.91M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
738+ 5.01% |
$139K - $158K
|
15.5K
$5.81M
|
|
|
Feb 02, 2022
Q4 2021
|
Austin Private Wealth, LLC
|
BUY
|
- |
738New |
$139K - $158K
|
738
$277K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
727New |
$137K - $156K
|
727
$273K
|
|
|
Feb 11, 2022
Q4 2021
|
Sentry Investment Management LLC
|
BUY
|
- |
719+ 16.74% |
$136K - $154K
|
5.01K
$1.88M
|
|
|
Feb 16, 2022
Q4 2021
|
Ulland Investment Advisors, LLC
|
BUY
|
- |
715New |
$135K - $153K
|
715
$269K
|
|
|
Feb 11, 2022
Q4 2021
|
Knights Of Columbus Asset Advisors LLC
New Haven, CT |
BUY
|
- |
711+ 2.29% |
$134K - $152K
|
31.8K
$12M
|
|
|
Jan 10, 2022
Q4 2021
|
Dixon Hubard Feinour & Brown Inc
|
BUY
|
- |
708+ 17.69% |
$134K - $152K
|
4.71K
$1.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
698+ 63.92% |
$132K - $150K
|
1.79K
$673K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
698+ 1.39% |
$132K - $150K
|
50.8K
$19.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Mba Advisors LLC
Hermitage, PA |
BUY
|
- |
695+ 61.02% |
$131K - $149K
|
1.83K
$689K
|
|
|
Jan 25, 2022
Q4 2021
|
Old Second National Bank Of Aurora
|
BUY
|
- |
694+ 27.49% |
$131K - $149K
|
3.22K
$1.21M
|
|
|
Mar 11, 2022
Q4 2021
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
685+ 30.72% |
$129K - $147K
|
2.92K
$1.1M
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
685+ 23.93% |
$129K - $147K
|
3.55K
$1.33M
|
|
|
Feb 11, 2022
Q4 2021
|
Psi Advisors, LLC
|
BUY
|
- |
680+ 11.42% |
$128K - $146K
|
6.63K
$2.49M
|
|
|
Apr 19, 2024
Q4 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
679+ 18.46% |
$128K - $145K
|
4.36K
$1.64M
|
|
|
Feb 09, 2022
Q4 2021
|
Sandhill Capital Partners LLC
Buffalo, NY |
BUY
|
- |
677+ 6.7% |
$128K - $145K
|
10.8K
$4.05M
|
|
|
Feb 01, 2022
Q4 2021
|
Agf Investments LLC
Boston, MA |
BUY
|
- |
666New |
$126K - $143K
|
666
$250K
|
|
|
Feb 08, 2022
Q4 2021
|
Simon Quick Advisors, LLC
|
BUY
|
- |
664+ 1619.51% |
$125K - $142K
|
705
$265K
|
|
|
Jan 31, 2022
Q4 2021
|
Addison Advisors LLC
|
BUY
|
- |
663+ 82.46% |
$125K - $142K
|
1.47K
$551K
|
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
659+ 26.06% |
$125K - $141K
|
3.19K
$1.2M
|
|
|
Jan 27, 2022
Q4 2021
|
Hexagon Capital Partners LLC
|
BUY
|
- |
651+ 34.87% |
$123K - $139K
|
2.52K
$946K
|
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
648+ 0.96% |
$122K - $139K
|
67.9K
$25.5M
|
|
|
Jan 21, 2022
Q4 2021
|
Prairie View Partners, LLC
|
BUY
|
- |
633+ 23.32% |
$120K - $136K
|
3.35K
$1.26M
|
|
|
Feb 08, 2022
Q4 2021
|
Choreo, LLC
Minneapolis, MN |
BUY
|
- |
632+ 6.79% |
$119K - $135K
|
9.94K
$3.73M
|
|
|
Jan 04, 2022
Q4 2021
|
Park National Corp
|
BUY
|
- |
630+ 7.54% |
$119K - $135K
|
8.98K
$3.38M
|
|
|
Jan 21, 2022
Q4 2021
|
Diligent Investors, LLC
|
BUY
|
- |
628+ 27.4% |
$119K - $135K
|
2.92K
$1.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Williams Jones Wealth Management, Llc.
New York, NY |
BUY
|
- |
618+ 4.06% |
$117K - $132K
|
15.8K
$5.95M
|
|
|
Jan 31, 2022
Q4 2021
|
United Asset Strategies, Inc.
Garden City, NY |
BUY
|
- |
601+ 30.6% |
$114K - $129K
|
2.57K
$964K
|
|
|
Feb 10, 2022
Q4 2021
|
Csenge Advisory Group
|
BUY
|
- |
598+ 13.6% |
$113K - $128K
|
5K
$1.88M
|