Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2022
Q4 2021
|
Kg&L Capital Management,Llc
|
BUY
|
- |
1.88K+ 15.64% |
$356K - $403K
|
13.9K
$5.23M
|
|
|
Jan 27, 2022
Q4 2021
|
Plimoth Trust CO LLC
|
BUY
|
- |
1.87K+ 24.82% |
$353K - $400K
|
9.4K
$3.53M
|
|
|
Feb 09, 2022
Q4 2021
|
American National Bank
|
BUY
|
- |
1.85K+ 7.1% |
$350K - $397K
|
28K
$10.5M
|
|
|
Jan 19, 2022
Q4 2021
|
Intelligence Driven Advisers, LLC
|
BUY
|
- |
1.85KNew |
$350K - $397K
|
1.85K
$697K
|
|
|
Jan 24, 2022
Q4 2021
|
Lake Street Financial LLC
|
BUY
|
- |
1.85KNew |
$350K - $396K
|
1.85K
$695K
|
|
|
Feb 10, 2022
Q4 2021
|
Rational Advisors LLC
Huntington, NY |
BUY
|
- |
1.85K+ 26.42% |
$350K - $396K
|
8.85K
$3.33M
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.84K+ 20.9% |
$348K - $395K
|
10.7K
$4.01M
|
|
|
Dec 27, 2022
Q4 2021
|
Schechter Investment Advisors, LLC
Birmingham, MI |
BUY
|
- |
1.84K+ 35.05% |
$348K - $394K
|
7.09K
$2.66M
|
|
|
Feb 16, 2022
Q4 2021
|
Winning Points Advisors, LLC
Boca Raton, FL |
BUY
|
- |
1.83KNew |
$346K - $392K
|
1.83K
$688K
|
|
|
Jan 18, 2022
Q4 2021
|
Family Legacy, Inc.
|
BUY
|
- |
1.82K+ 10.68% |
$344K - $390K
|
18.9K
$7.1M
|
|
|
Feb 09, 2022
Q4 2021
|
Allegheny Financial Group LTD
Pittsburgh, PA |
BUY
|
- |
1.82KNew |
$344K - $390K
|
1.82K
$684K
|
|
|
Jan 18, 2022
Q4 2021
|
Cutler Group LP
|
BUY
|
- |
1.81K+ 13.79% |
$343K - $389K
|
15K
$5.62M
|
|
|
Jan 27, 2022
Q4 2021
|
Meridian Financial Partners LLC
|
BUY
|
- |
1.81K+ 115.83% |
$341K - $387K
|
3.37K
$1.27M
|
|
|
Feb 15, 2022
Q4 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
BUY
|
- |
1.81KNew |
$341K - $387K
|
1.81K
$679K
|
|
|
Jan 19, 2022
Q4 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
1.79K+ 6.24% |
$339K - $384K
|
30.5K
$11.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
1.78K+ 43.92% |
$336K - $381K
|
5.83K
$2.19M
|
|
|
Feb 01, 2022
Q4 2021
|
Traynor Capital Management, Inc.
|
BUY
|
- |
1.76K+ 18.39% |
$333K - $377K
|
11.3K
$4.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Marion Wealth Management
|
BUY
|
- |
1.76KNew |
$332K - $376K
|
1.76K
$660K
|
|
|
Feb 08, 2022
Q4 2021
|
Q Pula Trading Management LP
New York, NY |
BUY
|
- |
1.75KNew |
$331K - $375K
|
1.75K
$658K
|
|
|
Feb 10, 2022
Q4 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
1.75KNew |
$330K - $375K
|
1.75K
$657K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.75K+ 4.18% |
$330K - $374K
|
43.5K
$16.3M
|
|
|
Feb 09, 2022
Q4 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1.72K+ 3.69% |
$326K - $369K
|
48.5K
$18.2M
|
|
|
Jan 18, 2022
Q4 2021
|
Nu Wave Investment Management, LLC
|
BUY
|
- |
1.72KNew |
$324K - $368K
|
1.72K
$645K
|
|
|
Feb 11, 2022
Q4 2021
|
Pinnacle Financial Group, LLC
|
BUY
|
- |
1.72KNew |
$324K - $368K
|
1.72K
$645K
|
|
|
Jan 06, 2022
Q4 2021
|
Vigilant Capital Management, LLC
|
BUY
|
- |
1.69K+ 55.53% |
$319K - $362K
|
4.73K
$1.78M
|
|
|
Jan 31, 2022
Q4 2021
|
Equitable Trust CO
|
BUY
|
- |
1.67K+ 9.35% |
$316K - $359K
|
19.6K
$7.36M
|
|
|
Feb 11, 2022
Q4 2021
|
Baldwin Investment Management, LLC
|
BUY
|
- |
1.67K+ 22.05% |
$316K - $358K
|
9.24K
$3.47M
|
|
|
Feb 07, 2022
Q4 2021
|
Atlas Private Wealth Management
|
BUY
|
- |
1.67KNew |
$315K - $357K
|
1.67K
$626K
|
|
|
Jan 28, 2022
Q4 2021
|
Tufton Capital Management
|
BUY
|
- |
1.65K+ 3.02% |
$312K - $354K
|
56.3K
$21.2M
|
|
|
Feb 01, 2022
Q4 2021
|
Ccm Investment Advisers LLC
|
BUY
|
- |
1.63K+ 2.32% |
$308K - $349K
|
72K
$27.1M
|
|
|
Aug 25, 2023
Q4 2021
|
Financial & Tax Architects, LLC
St Louis, MO |
BUY
|
- |
1.63K+ 10.16% |
$308K - $349K
|
17.7K
$6.65M
|
|
|
Feb 23, 2022
Q4 2021
|
C2 C Wealth Management, LLC
|
BUY
|
- |
1.61KNew |
$303K - $344K
|
1.61K
$603K
|
|
|
Feb 15, 2022
Q4 2021
|
Icapital Wealth LLC
Walnut Creek, CA |
BUY
|
- |
1.6KNew |
$302K - $343K
|
1.6K
$601K
|
|
|
Feb 16, 2022
Q4 2021
|
Castleark Management LLC
Chicago, IL |
BUY
|
- |
1.6K+ 82.47% |
$302K - $343K
|
3.54K
$1.33M
|
|
|
Feb 15, 2022
Q4 2021
|
Planning Center, Inc.
|
BUY
|
- |
1.59KNew |
$301K - $342K
|
1.59K
$599K
|
|
|
Feb 02, 2022
Q4 2021
|
Blodgett Wealth Advisors, LLC
|
BUY
|
- |
1.59KNew |
$300K - $341K
|
1.59K
$598K
|
|
|
Feb 23, 2022
Q4 2021
|
Regatta Capital Group, LLC
El Segundo, CA |
BUY
|
- |
1.58KNew |
$299K - $339K
|
1.58K
$594K
|
|
|
Feb 22, 2022
Q4 2021
|
Cypress Capital Management LLC
Greenville, DE |
BUY
|
- |
1.58KNew |
$298K - $338K
|
1.58K
$593K
|
|
|
Mar 08, 2022
Q4 2021
|
Lakeside Advisors, Inc.
Seattle, WA |
BUY
|
- |
1.58KNew |
$298K - $337K
|
1.58K
$592K
|
|
|
Jan 20, 2022
Q4 2021
|
Allied Investment Advisors, LLC
|
BUY
|
- |
1.57K+ 4.31% |
$297K - $337K
|
38.1K
$14.3M
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.57K+ 7.53% |
$297K - $337K
|
22.5K
$8.44M
|
|
|
Feb 17, 2022
Q4 2021
|
Fingerlakes Wealth Management, Inc.
|
BUY
|
- |
1.57KNew |
$297K - $337K
|
1.57K
$591K
|
|
|
Feb 25, 2022
Q4 2021
|
First Farmers & Merchants Bank
|
BUY
|
- |
1.57KNew |
$296K - $335K
|
1.57K
$588K
|
|
|
Feb 14, 2022
Q4 2021
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
1.56KNew |
$294K - $334K
|
1.56K
$585K
|
|
|
Feb 14, 2022
Q4 2021
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
1.55KNew |
$293K - $332K
|
1.55K
$582K
|
|
|
Feb 14, 2022
Q4 2021
|
Operose Advisors LLC
Milwaukee, WI |
BUY
|
- |
1.54KNew |
$292K - $331K
|
1.54K
$580K
|
|
|
Jan 12, 2022
Q4 2021
|
Fusion Capital, LLC
|
BUY
|
- |
1.54K+ 8.07% |
$291K - $330K
|
20.6K
$7.75M
|
|
|
Dec 30, 2022
Q4 2021
|
Warther Private Wealth, LLC
Akron, OH |
BUY
|
- |
1.54KNew |
$290K - $329K
|
1.54K
$577K
|
|
|
Feb 14, 2022
Q4 2021
|
Graham Capital Management, L.P.
Rowayton, CT |
BUY
|
- |
1.53KNew |
$289K - $327K
|
1.53K
$574K
|
|
|
Feb 04, 2022
Q4 2021
|
Advisory Alpha, LLC
|
BUY
|
- |
1.53K+ 85.2% |
$288K - $327K
|
3.32K
$1.25M
|