Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 02, 2022
Q4 2021
|
Maltin Wealth Management, Inc.
|
BUY
|
- |
4.57KNew |
$863K - $978K
|
4.57K
$1.72M
|
|
|
Feb 11, 2022
Q4 2021
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
4.55KNew |
$859K - $974K
|
4.55K
$1.71M
|
|
|
Feb 11, 2022
Q4 2021
|
Asset Allocation & Management Company, LLC
|
BUY
|
- |
4.53KNew |
$855K - $970K
|
4.53K
$1.7M
|
|
|
Jan 20, 2022
Q4 2021
|
Tkg Advisors, LLC
|
BUY
|
- |
4.53KNew |
$855K - $970K
|
4.53K
$1.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Stonegate Investment Group, LLC
Birmingham, AL |
BUY
|
- |
4.52KNew |
$854K - $968K
|
4.52K
$1.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
4.5K+ 49.32% |
$850K - $964K
|
13.6K
$5.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Graticule Asia Macro Advisors LLC
New York, NY |
BUY
|
- |
4.5K+ 40.91% |
$850K - $964K
|
15.5K
$5.82M
|
|
|
Feb 14, 2022
Q4 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
4.48K+ 87.46% |
$846K - $960K
|
9.6K
$3.61M
|
|
|
Jan 21, 2022
Q4 2021
|
Grandview Asset Management LLC
|
BUY
|
- |
4.43KNew |
$838K - $950K
|
4.43K
$1.67M
|
|
|
Feb 14, 2022
Q4 2021
|
Hancock Whitney Investment Services Inc.
New Orleans, LA |
BUY
|
- |
4.32KNew |
$815K - $925K
|
4.32K
$1.62M
|
|
|
Feb 22, 2022
Q4 2021
|
Rs Crum Inc.
|
BUY
|
- |
4.31KNew |
$813K - $922K
|
4.31K
$1.62M
|
|
|
Feb 10, 2022
Q4 2021
|
Bridgefront Capital, LLC
Austin, TX |
BUY
|
- |
4.26KNew |
$805K - $913K
|
4.26K
$1.6M
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
4.24KNew |
$801K - $908K
|
4.24K
$1.59M
|
|
|
Feb 10, 2022
Q4 2021
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
4.2K+ 3.07% |
$794K - $900K
|
141K
$53M
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
4.2K+ 10.04% |
$794K - $900K
|
46K
$17.3M
|
|
|
Feb 11, 2022
Q4 2021
|
Clearbridge Investments, LLC
New York, NY |
BUY
|
- |
4.18K+ 79.65% |
$790K - $896K
|
9.43K
$3.54M
|
|
|
Feb 11, 2022
Q4 2021
|
Scotia Capital Inc.
|
BUY
|
- |
4.15K+ 8.81% |
$784K - $889K
|
51.3K
$19.3M
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
4.12KNew |
$778K - $882K
|
4.12K
$1.55M
|
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
4.1K+ 236.31% |
$775K - $878K
|
5.84K
$2.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Cambridge Trust CO
Boston, MA |
BUY
|
- |
4.1K+ 120.61% |
$774K - $878K
|
7.49K
$2.82M
|
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
4.02K+ 18.36% |
$760K - $862K
|
25.9K
$9.75M
|
|
|
Feb 14, 2022
Q4 2021
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
4.02K+ 15.72% |
$759K - $861K
|
29.6K
$11.1M
|
|
|
Feb 10, 2022
Q4 2021
|
Essex Investment Management CO LLC
Boston, MA |
BUY
|
- |
4.01K+ 15.54% |
$758K - $860K
|
29.8K
$11.2M
|
|
|
Feb 02, 2022
Q4 2021
|
Cim Investment Management Inc
Pittsburgh, PA |
BUY
|
- |
4K+ 98.18% |
$756K - $857K
|
8.08K
$3.04M
|
|
|
Feb 11, 2022
Q4 2021
|
Forsta Ap Fonden
Stockholm, V7 |
BUY
|
- |
4K+ 3.41% |
$756K - $857K
|
121K
$45.6M
|
|
|
Feb 13, 2024
Q4 2021
|
Evernest Financial Advisors, LLC
Carmel, IN |
BUY
|
- |
3.86KNew |
$729K - $827K
|
3.86K
$1.45M
|
|
|
May 04, 2022
Q4 2021
|
Offit Capital Advisors LLC
|
BUY
|
- |
3.83KNew |
$723K - $820K
|
3.83K
$1.44M
|
|
|
Jan 21, 2022
Q4 2021
|
Sabal Trust CO
|
BUY
|
- |
3.82K+ 3.69% |
$721K - $817K
|
107K
$40.3M
|
|
|
Jan 31, 2022
Q4 2021
|
Dmg Group, LLC
Birmingham, AL |
BUY
|
- |
3.75KNew |
$708K - $803K
|
3.75K
$1.41M
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.7K+ 5.36% |
$700K - $794K
|
72.8K
$27.4M
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
3.67K+ 7.52% |
$692K - $785K
|
52.4K
$19.7M
|
|
|
Jan 28, 2022
Q4 2021
|
Berkshire Bank
|
BUY
|
- |
3.63K+ 171.99% |
$686K - $778K
|
5.74K
$2.16M
|
|
|
Feb 08, 2022
Q4 2021
|
Norwood Financial Corp
|
BUY
|
- |
3.61KNew |
$681K - $772K
|
3.61K
$1.35M
|
|
|
Feb 09, 2022
Q4 2021
|
Stiles Financial Services Inc
|
BUY
|
- |
3.6KNew |
$681K - $772K
|
3.6K
$1.35M
|
|
|
Feb 09, 2022
Q4 2021
|
Compagnie Lombard Odier S Cm A
1204 Geneva, V8 |
BUY
|
- |
3.6K+ 23.14% |
$680K - $771K
|
19.2K
$7.2M
|
|
|
Feb 09, 2022
Q4 2021
|
Banco Santander, S.A.
|
BUY
|
- |
3.58K+ 4.43% |
$677K - $767K
|
84.4K
$31.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Financial Planners Of Cleveland, Inc.
Mayfield Heights, OH |
BUY
|
- |
3.49KNew |
$660K - $748K
|
3.49K
$1.31M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
3.46K+ 30.85% |
$654K - $742K
|
14.7K
$5.52M
|
|
|
Feb 11, 2022
Q4 2021
|
Washington Trust Advisors, Inc.
|
BUY
|
- |
3.44KNew |
$650K - $737K
|
3.44K
$1.29M
|
|
|
Feb 09, 2022
Q4 2021
|
Elo Mutual Pension Insurance CO
|
BUY
|
- |
3.44K+ 9.01% |
$650K - $737K
|
41.6K
$15.6M
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
3.43K+ 14.03% |
$647K - $734K
|
27.8K
$10.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.42KNew |
$647K - $733K
|
3.42K
$1.29M
|
|
|
Feb 17, 2022
Q4 2021
|
Titleist Asset Management, Ltd.
San Antonio, TX |
BUY
|
- |
3.42KNew |
$647K - $733K
|
3.42K
$1.29M
|
|
|
Jan 25, 2022
Q4 2021
|
First National Bank Sioux Falls
|
BUY
|
- |
3.41K+ 133.2% |
$644K - $731K
|
5.97K
$2.24M
|
|
|
Mar 15, 2022
Q4 2021
|
Security Financial Services, Inc.
|
BUY
|
- |
3.39KNew |
$641K - $727K
|
3.39K
$1.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Marco Investment Management LLC
|
BUY
|
- |
3.35K+ 5.25% |
$633K - $718K
|
67.2K
$25.3M
|
|
|
Feb 02, 2022
Q4 2021
|
Pinnacle Associates LTD
|
BUY
|
- |
3.31K+ 5.06% |
$625K - $708K
|
68.7K
$25.8M
|
|
|
Feb 15, 2022
Q4 2021
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
3.3KNew |
$624K - $707K
|
3.3K
$1.24M
|
|
|
May 10, 2022
Q4 2021
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
3.28KNew |
$620K - $703K
|
3.28K
$1.23M
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
3.25KNew |
$615K - $697K
|
3.25K
$1.22M
|