Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Varma Mutual Pension Insurance CO
Varma, H9 |
BUY
|
- |
20K+ 15.46% |
$3.78M - $4.29M
|
149K
$56.1M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
19.7K+ 11.89% |
$3.72M - $4.22M
|
185K
$69.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
19.6K+ 43.34% |
$3.7M - $4.2M
|
64.8K
$24.3M
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
19.4KNew |
$3.66M - $4.15M
|
19.4K
$7.28M
|
|
|
Feb 14, 2022
Q4 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
18.9K+ 2.85% |
$3.57M - $4.05M
|
682K
$256M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
18.7K+ 7.42% |
$3.54M - $4.01M
|
271K
$102M
|
|
|
Feb 03, 2022
Q4 2021
|
Virginia Retirement Systems Et Al
Richmond, VA |
BUY
|
- |
18.7K+ 181.55% |
$3.53M - $4.01M
|
29K
$10.9M
|
|
|
Feb 16, 2022
Q4 2021
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
18.2K+ 340.94% |
$3.44M - $3.9M
|
23.6K
$8.85M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
18.1K+ 61.4% |
$3.42M - $3.88M
|
47.6K
$17.9M
|
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
18K+ 24.01% |
$3.4M - $3.85M
|
92.8K
$34.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
BUY
|
- |
17.9K+ 104.52% |
$3.39M - $3.84M
|
35.1K
$13.2M
|
|
|
Feb 08, 2022
Q4 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
17.9K+ 30.7% |
$3.38M - $3.83M
|
76.1K
$28.6M
|
|
|
Feb 15, 2022
Q4 2021
|
Hb Wealth Management, LLC
|
BUY
|
- |
17.6KNew |
$3.33M - $3.77M
|
17.6K
$6.62M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
17.3K+ 8.19% |
$3.26M - $3.7M
|
228K
$85.6M
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer Asset Management Inc.
New York, NY |
BUY
|
- |
17.1K+ 47.74% |
$3.24M - $3.67M
|
53.1K
$19.9M
|
|
|
Feb 02, 2022
Q4 2021
|
Banque Pictet & Cie Sa
|
BUY
|
- |
16.8K+ 392.89% |
$3.18M - $3.6M
|
21.1K
$7.92M
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
16.5K+ 35.52% |
$3.11M - $3.52M
|
62.8K
$23.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
16.3K+ 46.76% |
$3.08M - $3.49M
|
51.2K
$19.2M
|
|
|
Feb 11, 2022
Q4 2021
|
Aigen Investment Management, LP
|
BUY
|
- |
16.3KNew |
$3.08M - $3.49M
|
16.3K
$6.12M
|
|
|
Feb 14, 2022
Q4 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
15.8K+ 12.66% |
$2.98M - $3.38M
|
141K
$52.8M
|
|
|
Feb 15, 2022
Q4 2021
|
Colony Group LLC
Boston, MA |
BUY
|
- |
15.6K+ 18.96% |
$2.96M - $3.35M
|
98.2K
$36.9M
|
|
|
Feb 14, 2022
Q4 2021
|
Man Group PLC
London, X0 |
BUY
|
- |
15.5K+ 3.72% |
$2.93M - $3.33M
|
432K
$163M
|
|
|
Jan 31, 2022
Q4 2021
|
Financial Sense Advisors, Inc.
|
BUY
|
- |
15.5KNew |
$2.93M - $3.32M
|
15.5K
$5.82M
|
|
|
Feb 10, 2022
Q4 2021
|
Tredje Ap Fonden
|
BUY
|
- |
15.4K+ 18.87% |
$2.91M - $3.3M
|
96.9K
$36.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Gould Capital, LLC
|
BUY
|
- |
15.4KNew |
$2.91M - $3.29M
|
15.4K
$5.78M
|
|
|
Feb 14, 2022
Q4 2021
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
15.3KNew |
$2.88M - $3.27M
|
15.3K
$5.73M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
15.2K+ 3.71% |
$2.86M - $3.25M
|
424K
$159M
|
|
|
Feb 09, 2022
Q4 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
15.1K+ 1.44% |
$2.85M - $3.23M
|
1.07M
$400M
|
|
|
Feb 15, 2022
Q4 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
15K+ 13.25% |
$2.83M - $3.21M
|
128K
$48.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
14.5K+ 5.08% |
$2.74M - $3.11M
|
300K
$113M
|
|
|
Feb 10, 2022
Q4 2021
|
Rhumbline Advisers
Boston, MA |
BUY
|
- |
14.5K+ 1.75% |
$2.74M - $3.11M
|
844K
$317M
|
|
|
Feb 11, 2022
Q4 2021
|
Macquarie Group LTD
Australia, C3 |
BUY
|
- |
14.1K+ 7.2% |
$2.66M - $3.01M
|
209K
$78.6M
|
|
|
Feb 17, 2022
Q4 2021
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
13.9KNew |
$2.62M - $2.97M
|
13.9K
$5.21M
|
|
|
Feb 01, 2022
Q4 2021
|
Pinnacle Financial Partners Inc
|
BUY
|
- |
13.7K+ 171.85% |
$2.59M - $2.93M
|
21.7K
$8.14M
|
|
|
Feb 07, 2022
Q4 2021
|
Neirg Wealth Management, LLC
|
BUY
|
- |
13.6KNew |
$2.56M - $2.9M
|
13.6K
$5.09M
|
|
|
Feb 11, 2022
Q4 2021
|
Prudential PLC
London, England, X0 |
BUY
|
- |
13.5KNew |
$2.55M - $2.89M
|
13.5K
$5.08M
|
|
|
Feb 11, 2022
Q4 2021
|
Richard Bernstein Advisors LLC
|
BUY
|
- |
13.3KNew |
$2.51M - $2.85M
|
13.3K
$5M
|
|
|
Feb 14, 2022
Q4 2021
|
Interval Partners, LP
New York, NY |
BUY
|
- |
12.9K+ 32.81% |
$2.44M - $2.77M
|
52.3K
$19.6M
|
|
|
May 03, 2022
Q4 2021
|
Lgt Group Foundation
|
BUY
|
- |
12.9KNew |
$2.44M - $2.76M
|
12.9K
$4.85M
|
|
|
Jan 27, 2022
Q4 2021
|
Brown Advisory Inc
|
BUY
|
- |
12.7K+ 20.78% |
$2.39M - $2.71M
|
73.6K
$27.7M
|
|
|
Jan 27, 2022
Q4 2021
|
Wright Investors Service Inc
|
BUY
|
- |
12.5KNew |
$2.37M - $2.68M
|
12.5K
$4.71M
|
|
|
Feb 14, 2022
Q4 2021
|
Viewpoint Capital Management LLC
Seattle, WA |
BUY
|
- |
11.8KNew |
$2.22M - $2.52M
|
11.8K
$4.42M
|
|
|
Feb 23, 2022
Q4 2021
|
Vanguard Personalized Indexing Management, LLC
Oakland, CA |
BUY
|
- |
11.6K+ 133.34% |
$2.19M - $2.49M
|
20.3K
$7.64M
|
|
|
Feb 08, 2022
Q4 2021
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
11.6K+ 65.52% |
$2.19M - $2.49M
|
29.3K
$11M
|
|
|
Jan 28, 2022
Q4 2021
|
Costello Asset Management, Inc
|
BUY
|
- |
11.6K+ 222.35% |
$2.18M - $2.48M
|
16.8K
$6.3M
|
|
|
Jan 13, 2022
Q4 2021
|
Blue Sky Wealth Advisors, LLC
|
BUY
|
- |
11.5K+ 600.0% |
$2.18M - $2.47M
|
13.4K
$5.05M
|
|
|
Feb 14, 2022
Q4 2021
|
Albar Capital LTD
London, X0 |
BUY
|
- |
11.4KNew |
$2.15M - $2.43M
|
11.4K
$4.27M
|
|
|
Jan 27, 2022
Q4 2021
|
Conning Inc.
|
BUY
|
- |
11.3K+ 4.71% |
$2.14M - $2.42M
|
251K
$94.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11.3K+ 11.68% |
$2.14M - $2.42M
|
108K
$40.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Capital International Sarl
Los Angeles, CA |
BUY
|
- |
11.2K+ 396.89% |
$2.12M - $2.41M
|
14.1K
$5.29M
|