Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Inspire Investing, LLC
Meridian, ID |
BUY
|
- |
3.25K+ 58.18% |
$613K - $696K
|
8.83K
$3.21M
|
|
|
Feb 08, 2022
Q4 2021
|
Callahan Advisors, LLC
|
BUY
|
- |
3.24K+ 8.44% |
$612K - $694K
|
41.6K
$15.1M
|
|
|
Jan 18, 2022
Q4 2021
|
Ellsworth Advisors, LLC
|
BUY
|
- |
3.24K+ 23.33% |
$612K - $694K
|
17.1K
$6.23M
|
|
|
Feb 15, 2022
Q4 2021
|
Cardiff Park Advisors, LLC
San Marcos, CA |
BUY
|
- |
3.18KNew |
$602K - $682K
|
3.18K
$1.16M
|
|
|
Feb 14, 2022
Q4 2021
|
Harvest Volatility Management LLC
|
BUY
|
- |
3.17KNew |
$600K - $680K
|
3.17K
$1.15M
|
|
|
Feb 02, 2022
Q4 2021
|
Woodmont Investment Counsel LLC
Nashville, TN |
BUY
|
- |
3.17KNew |
$599K - $679K
|
3.17K
$1.15M
|
|
|
Feb 14, 2022
Q4 2021
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
3.13K+ 93.21% |
$592K - $671K
|
6.49K
$2.36M
|
|
|
Feb 11, 2022
Q4 2021
|
Saxon Interests, Inc.
|
BUY
|
- |
3.12KNew |
$589K - $668K
|
3.12K
$1.14M
|
|
|
Feb 09, 2022
Q4 2021
|
Frg Family Wealth Advisors LLC
|
BUY
|
- |
3.12K+ 22.04% |
$589K - $668K
|
17.3K
$6.28M
|
|
|
Feb 11, 2022
Q4 2021
|
Hoyle Cohen, LLC
|
BUY
|
- |
3.11K+ 44.25% |
$588K - $667K
|
10.1K
$3.69M
|
|
|
Feb 08, 2022
Q4 2021
|
Keb Asset Management, LLC
Springfield, IL |
BUY
|
- |
3.08KNew |
$582K - $660K
|
3.08K
$1.12M
|
|
|
Feb 07, 2022
Q4 2021
|
Sweet Financial Partners, LLC
|
BUY
|
- |
3.02KNew |
$571K - $647K
|
3.02K
$1.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Advisor Resource Council
|
BUY
|
- |
3K+ 254.58% |
$567K - $643K
|
4.18K
$1.52M
|
|
|
Feb 14, 2022
Q4 2021
|
Delphia (Usa) Inc.
Toronto, A6 |
BUY
|
- |
2.99KNew |
$565K - $641K
|
2.99K
$1.09M
|
|
|
Feb 01, 2022
Q4 2021
|
Agf Investments Inc.
Toronto, A6 |
BUY
|
- |
2.99K+ 54.73% |
$565K - $641K
|
8.46K
$3.08M
|
|
|
Jan 21, 2022
Q4 2021
|
Well Done, LLC
|
BUY
|
- |
2.99KNew |
$564K - $640K
|
2.99K
$1.09M
|
|
|
Feb 15, 2022
Q4 2021
|
Wealthspan Partners, LLC
Davenport, IA |
BUY
|
- |
2.93KNew |
$553K - $627K
|
2.93K
$1.07M
|
|
|
Jan 11, 2022
Q4 2021
|
Brookstone Capital Management
|
BUY
|
- |
2.89K+ 9.55% |
$545K - $618K
|
33.1K
$12M
|
|
|
Jan 21, 2022
Q4 2021
|
Oak Harvest Investment Services
|
BUY
|
- |
2.88K+ 10.52% |
$545K - $618K
|
30.3K
$11M
|
|
|
Feb 15, 2022
Q4 2021
|
Eagle Bluffs Wealth Management LLC
Columbia, MO |
BUY
|
- |
2.87KNew |
$542K - $615K
|
2.87K
$1.04M
|
|
|
Feb 08, 2022
Q4 2021
|
Martin Capital Advisors, LLP
|
BUY
|
- |
2.85KNew |
$538K - $610K
|
2.85K
$1.04M
|
|
|
Jan 18, 2022
Q4 2021
|
Ballast, Inc.
|
BUY
|
- |
2.83KNew |
$535K - $607K
|
2.83K
$1.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.82K+ 14.0% |
$532K - $603K
|
22.9K
$8.34M
|
|
|
Feb 11, 2022
Q4 2021
|
Cpr Investments Inc.
Rochester, MI |
BUY
|
- |
2.79KNew |
$528K - $599K
|
2.79K
$1.02M
|
|
|
Feb 11, 2022
Q4 2021
|
Independent Advisor Alliance
|
BUY
|
- |
2.79K+ 4.4% |
$528K - $598K
|
66.2K
$24.1M
|
|
|
Feb 02, 2022
Q4 2021
|
Stonehage Fleming Financial Services Holdings LTD
|
BUY
|
- |
2.77K+ 206.72% |
$523K - $593K
|
4.11K
$1.5M
|
|
|
Jan 21, 2022
Q4 2021
|
Strategic Advisors LLC
|
BUY
|
- |
2.77K+ 34.45% |
$523K - $593K
|
10.8K
$3.93M
|
|
|
Jan 19, 2023
Q4 2021
|
Stephens Consulting, LLC
Flint, MI |
BUY
|
- |
2.76KNew |
$522K - $592K
|
2.76K
$1M
|
|
|
Feb 14, 2022
Q4 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
2.75K+ 56.72% |
$520K - $590K
|
7.61K
$2.77M
|
|
|
Feb 15, 2022
Q4 2021
|
Lifeworks Advisors, LLC
Grand Rapids, MI |
BUY
|
- |
2.73KNew |
$516K - $585K
|
2.73K
$994K
|
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
2.73K+ 38.22% |
$516K - $585K
|
9.87K
$3.59M
|
|
|
Feb 11, 2022
Q4 2021
|
Sawtooth Solutions, LLC
|
BUY
|
- |
2.73K+ 102.71% |
$515K - $584K
|
5.38K
$1.96M
|
|
|
Jan 18, 2022
Q4 2021
|
Procyon Advisors, LLC
|
BUY
|
- |
2.72K+ 41.69% |
$513K - $582K
|
9.23K
$3.36M
|
|
|
Feb 14, 2022
Q4 2021
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
2.7K+ 34.42% |
$510K - $578K
|
10.5K
$3.84M
|
|
|
Jan 26, 2022
Q4 2021
|
Monte Financial Group, LLC
|
BUY
|
- |
2.66K+ 12.08% |
$502K - $569K
|
24.7K
$8.97M
|
|
|
Jan 25, 2022
Q4 2021
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
2.65KNew |
$501K - $569K
|
2.65K
$966K
|
|
|
Aug 06, 2024
Q4 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
2.65K+ 7.27% |
$501K - $568K
|
39.1K
$14.2M
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.61K+ 41.26% |
$494K - $560K
|
8.95K
$3.26M
|
|
|
Feb 09, 2022
Q4 2021
|
Pine Haven Investment Counsel, Inc
Fairhaven, MA |
BUY
|
- |
2.6KNew |
$492K - $558K
|
2.6K
$947K
|
|
|
Feb 09, 2022
Q4 2021
|
Fractal Investments LLC
|
BUY
|
- |
2.59KNew |
$490K - $555K
|
2.59K
$943K
|
|
|
Feb 14, 2022
Q4 2021
|
Fine Mark National Bank & Trust
Fort Myers, FL |
BUY
|
- |
2.59K+ 3.64% |
$488K - $554K
|
73.6K
$26.8M
|
|
|
Feb 07, 2022
Q4 2021
|
Hamilton Capital, LLC
Columbus, OH |
BUY
|
- |
2.58KNew |
$488K - $553K
|
2.58K
$940K
|
|
|
Feb 02, 2022
Q4 2021
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
2.55K+ 218.35% |
$481K - $545K
|
3.71K
$1.35M
|
|
|
Jan 20, 2022
Q4 2021
|
Kinloch Capital, LLC
Glen Allen, VA |
BUY
|
- |
2.53K+ 23.35% |
$478K - $542K
|
13.4K
$4.87M
|
|
|
Feb 09, 2022
Q4 2021
|
Wealth Effects LLC
|
BUY
|
- |
2.51KNew |
$474K - $537K
|
2.51K
$913K
|
|
|
Feb 08, 2022
Q4 2021
|
Hayek Kallen Investment Management
Fairhope, AL |
BUY
|
- |
2.5K+ 15.3% |
$472K - $536K
|
18.8K
$6.85M
|
|
|
Feb 14, 2022
Q4 2021
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
2.49K+ 27.52% |
$470K - $533K
|
11.5K
$4.19M
|
|
|
Jan 28, 2022
Q4 2021
|
Claris Advisors, LLC
|
BUY
|
- |
2.48KNew |
$468K - $531K
|
2.48K
$902K
|
|
|
Mar 04, 2022
Q4 2021
|
Bill Few Associates, Inc.
|
BUY
|
- |
2.47KNew |
$467K - $530K
|
2.47K
$900K
|
|
|
Jan 21, 2022
Q4 2021
|
Asset Dedication, LLC
|
BUY
|
- |
2.44K+ 14.28% |
$462K - $524K
|
19.6K
$7.12M
|