Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Apg Asset Management N.V.
Amsterdam, P7 |
BUY
|
- |
11.2K+ 1.64% |
$2.11M - $2.4M
|
694K
$261M
|
|
|
Feb 07, 2022
Q4 2021
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
11.1K+ 31.7% |
$2.09M - $2.37M
|
46K
$17.3M
|
|
|
Feb 10, 2022
Q4 2021
|
Abeille Asset Management Sa
|
BUY
|
- |
10.9KNew |
$2.07M - $2.34M
|
10.9K
$4.11M
|
|
|
Feb 15, 2022
Q4 2021
|
Amalgamated Bank
New York, NY |
BUY
|
- |
10.8K+ 8.49% |
$2.04M - $2.32M
|
138K
$52M
|
|
|
Feb 23, 2022
Q4 2021
|
Mystic Asset Management, Inc.
Warwick, RI |
BUY
|
- |
10.7KNew |
$2.03M - $2.3M
|
10.7K
$4.03M
|
|
|
Mar 07, 2022
Q4 2021
|
Stephens Inc
|
BUY
|
- |
10.7K+ 14.58% |
$2.01M - $2.28M
|
83.8K
$31.5M
|
|
|
Feb 09, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
10.6K+ 26.38% |
$2M - $2.26M
|
50.6K
$19M
|
|
|
Dec 01, 2022
Q4 2021
|
Mufg Americas Holdings Corp
|
BUY
|
- |
10.6K+ 26.38% |
$2M - $2.26M
|
50.6K
$19M
|
|
|
Feb 10, 2022
Q4 2021
|
Winton Group LTD
London, X0 |
BUY
|
- |
10.5KNew |
$1.98M - $2.25M
|
10.5K
$3.95M
|
|
|
Feb 09, 2022
Q4 2021
|
Jackson Wealth Management, LLC
|
BUY
|
- |
10.5KNew |
$1.98M - $2.24M
|
10.5K
$3.94M
|
|
|
Feb 11, 2022
Q4 2021
|
Goelzer Investment Management, Inc.
|
BUY
|
- |
10.4KNew |
$1.96M - $2.22M
|
10.4K
$3.9M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
10.1KNew |
$1.91M - $2.17M
|
10.1K
$3.8M
|
|
|
Feb 09, 2022
Q4 2021
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
10.1KNew |
$1.9M - $2.16M
|
10.1K
$3.78M
|
|
|
Feb 14, 2022
Q4 2021
|
Hrt Financial LP
New York, NY |
BUY
|
- |
10KNew |
$1.9M - $2.15M
|
10K
$3.77M
|
|
|
Feb 10, 2022
Q4 2021
|
Pittenger & Anderson Inc
|
BUY
|
- |
10K+ 34.66% |
$1.89M - $2.14M
|
38.8K
$14.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Mill Capital Management, LLC
|
BUY
|
- |
10KNew |
$1.89M - $2.14M
|
10K
$3.76M
|
|
|
Feb 09, 2022
Q4 2021
|
Alpha Crest Capital Management LLC
New York, NY |
BUY
|
- |
9.94K+ 80.65% |
$1.88M - $2.13M
|
22.3K
$8.37M
|
|
|
Jan 20, 2022
Q4 2021
|
Radnor Capital Management, LLC
|
BUY
|
- |
9.93KNew |
$1.88M - $2.13M
|
9.93K
$3.73M
|
|
|
Feb 10, 2022
Q4 2021
|
Wharton Business Group, LLC
Malvern, PA |
BUY
|
- |
9.83KNew |
$1.86M - $2.11M
|
9.83K
$3.69M
|
|
|
May 09, 2022
Q4 2021
|
Triad Financial Advisors, Inc.
Greensboro, NC |
BUY
|
- |
9.78KNew |
$1.85M - $2.1M
|
9.78K
$3.67M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
9.44K+ 0.2% |
$1.78M - $2.02M
|
4.8M
$1.8B
|
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
9.43K+ 212.34% |
$1.78M - $2.02M
|
13.9K
$5.21M
|
|
|
Jan 12, 2022
Q4 2021
|
Stonnington Group, LLC
|
BUY
|
- |
9.37K+ 119.3% |
$1.77M - $2.01M
|
17.2K
$6.47M
|
|
|
Feb 11, 2022
Q4 2021
|
Townsquare Capital LLC
|
BUY
|
- |
9.35K+ 288.05% |
$1.77M - $2M
|
12.6K
$4.74M
|
|
|
Feb 14, 2022
Q4 2021
|
Schroder Investment Management Group
London, X0 |
BUY
|
- |
9.35K+ 15.05% |
$1.77M - $2M
|
71.5K
$26.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Cboe Vest Financial, LLC
Mclean, VA |
BUY
|
- |
8.81K+ 35.12% |
$1.66M - $1.89M
|
33.9K
$12.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
BUY
|
- |
8.75K+ 333.97% |
$1.65M - $1.87M
|
11.4K
$4.27M
|
|
|
Feb 02, 2022
Q4 2021
|
Buckley Wealth Management, LLC
|
BUY
|
- |
8.62K+ 780.09% |
$1.63M - $1.85M
|
9.73K
$3.65M
|
|
|
Jan 31, 2022
Q4 2021
|
Bourgeon Capital Management LLC
|
BUY
|
- |
8.5K+ 739.13% |
$1.61M - $1.82M
|
9.65K
$3.63M
|
|
|
Feb 10, 2022
Q4 2021
|
Mn Services Vermogensbeheer B.V.
|
BUY
|
- |
8.4K+ 2.06% |
$1.59M - $1.8M
|
416K
$156M
|
|
|
Jun 01, 2022
Q4 2021
|
Finer Wealth Management, Inc.
Salem, MA |
BUY
|
- |
8.36KNew |
$1.58M - $1.79M
|
8.36K
$3.14M
|
|
|
Feb 01, 2022
Q4 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
8.33K+ 2.53% |
$1.57M - $1.79M
|
338K
$127M
|
|
|
Jan 12, 2022
Q4 2021
|
Kmg Fiduciary Partners, LLC
|
BUY
|
- |
8.26K+ 369.02% |
$1.56M - $1.77M
|
10.5K
$3.94M
|
|
|
Jan 21, 2022
Q4 2021
|
Wealthfront Advisers LLC
|
BUY
|
- |
8.12K+ 21.84% |
$1.53M - $1.74M
|
45.3K
$17M
|
|
|
Feb 15, 2022
Q4 2021
|
Chartwell Investment Partners, LLC
|
BUY
|
- |
8.1K+ 7.98% |
$1.53M - $1.74M
|
110K
$41.2M
|
|
|
Feb 14, 2022
Q4 2021
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
8.06K+ 4030.5% |
$1.52M - $1.73M
|
8.26K
$3.1M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.05K+ 1.44% |
$1.52M - $1.73M
|
569K
$214M
|
|
|
Feb 02, 2022
Q4 2021
|
Ignite Planners, LLC
|
BUY
|
- |
8.04KNew |
$1.52M - $1.72M
|
8.04K
$3.02M
|
|
|
Jan 28, 2022
Q4 2021
|
Arrow Financial Corp
|
BUY
|
- |
7.69K+ 137.19% |
$1.45M - $1.65M
|
13.3K
$5M
|
|
|
Jan 18, 2022
Q4 2021
|
Miracle Mile Advisors, LLC
|
BUY
|
- |
7.65K+ 59.32% |
$1.44M - $1.64M
|
20.5K
$7.72M
|
|
|
Feb 11, 2022
Q4 2021
|
Jeremy Grantham
Grantham, Mayo, Van Otterloo & Co. LLC | Boston, Ma
|
BUY
|
- |
7.54K+ 46.76% |
$1.42M - $1.62M
|
23.7K
$8.89M
|
|
|
Feb 03, 2022
Q4 2021
|
Perfromance Wealth Partners, LLC
|
BUY
|
- |
7.46KNew |
$1.41M - $1.6M
|
7.46K
$2.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Ethic Inc.
New York, NY |
BUY
|
- |
7.42K+ 75.49% |
$1.4M - $1.59M
|
17.2K
$6.48M
|
|
|
Jan 31, 2022
Q4 2021
|
Teamwork Financial Advisors, LLC
|
BUY
|
- |
7.38K+ 358.53% |
$1.39M - $1.58M
|
9.43K
$3.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Cowen And Company, LLC
|
BUY
|
- |
7.24KNew |
$1.37M - $1.55M
|
7.24K
$2.72M
|
|
|
Feb 09, 2022
Q4 2021
|
Thoroughbred Financial Services, LLC
|
BUY
|
- |
7.24K+ 230.59% |
$1.37M - $1.55M
|
10.4K
$3.9M
|
|
|
Feb 07, 2022
Q4 2021
|
Cross Staff Investments Inc
|
BUY
|
- |
7.16KNew |
$1.35M - $1.53M
|
7.16K
$2.69M
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
7.08K+ 198.43% |
$1.34M - $1.52M
|
10.6K
$4M
|
|
|
Feb 02, 2022
Q4 2021
|
Stoneridge Investment Partners LLC
|
BUY
|
- |
7.03K+ 100.83% |
$1.33M - $1.51M
|
14K
$5.26M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.03K+ 5.07% |
$1.33M - $1.51M
|
146K
$54.7M
|