Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 13, 2022
Q4 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-31.4K- 71.89% |
$5.94M - $6.74M
|
12.3K
$4.62M
|
|
|
Jun 21, 2023
Q4 2021
|
Met Life Investment Management, LLC
Whippany, NJ |
SELL
|
- |
-32.9K- 21.58% |
$6.21M - $7.05M
|
120K
$44.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
- |
-34KClosed |
$6.42M - $7.28M
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mitsubishi Ufj Trust & Banking Corp
Tokyo, M0 |
SELL
|
- |
-34K- 10.11% |
$6.43M - $7.29M
|
302K
$114M
|
|
|
Feb 14, 2022
Q4 2021
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-36.3K- 39.29% |
$6.87M - $7.79M
|
56.1K
$21.1M
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-37.9K- 10.21% |
$7.15M - $8.11M
|
333K
$125M
|
|
|
Feb 14, 2022
Q4 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-37.9K- 1.17% |
$7.17M - $8.13M
|
3.2M
$1.2B
|
|
|
Feb 14, 2022
Q4 2021
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
SELL
|
- |
-38K- 90.02% |
$7.18M - $8.14M
|
4.21K
$1.58M
|
|
|
Feb 14, 2022
Q4 2021
|
Socorro Asset Management LP
Dallas, TX |
SELL
|
- |
-38.9KClosed |
$7.34M - $8.33M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Jennison Associates LLC
|
SELL
|
- |
-39.8K- 26.1% |
$7.52M - $8.52M
|
113K
$42.3M
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-40KClosed |
$7.56M - $8.57M
|
0
$0
|
|
|
Feb 14, 2024
Q4 2021
|
Kbc Group Nv
|
SELL
|
- |
-40.9K- 41.38% |
$7.72M - $8.76M
|
57.9K
$21.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-40.9K- 81.55% |
$7.73M - $8.76M
|
9.25K
$3.48M
|
|
|
Feb 11, 2022
Q4 2021
|
State Of Wisconsin Investment Board
Madison, WI |
SELL
|
- |
-41.6K- 10.8% |
$7.86M - $8.92M
|
344K
$129M
|
|
|
Jan 18, 2022
Q4 2021
|
Clear Street Markets LLC
|
SELL
|
- |
-42.3K- 95.06% |
$7.99M - $9.07M
|
2.2K
$826K
|
|
|
Feb 14, 2022
Q4 2021
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-44.9K- 58.84% |
$8.49M - $9.63M
|
31.4K
$11.8M
|
|
|
Feb 01, 2022
Q4 2021
|
Calamos Advisors LLC
|
SELL
|
- |
-46.2K- 20.92% |
$8.72M - $9.89M
|
175K
$65.6M
|
|
|
Jan 27, 2022
Q4 2021
|
Sea Town Holdings Pte. Ltd.
|
SELL
|
- |
-50KClosed |
$9.45M - $10.7M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-51.7K- 6.96% |
$9.77M - $11.1M
|
692K
$260M
|
|
|
Feb 10, 2022
Q4 2021
|
Aviva PLC
|
SELL
|
- |
-54.4K- 13.94% |
$10.3M - $11.7M
|
336K
$126M
|
|
|
Feb 14, 2022
Q4 2021
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-54.9K- 38.41% |
$10.4M - $11.8M
|
88K
$33.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Voloridge Investment Management, LLC
Jupiter, FL |
SELL
|
- |
-54.9K- 18.75% |
$10.4M - $11.8M
|
238K
$89.3M
|
|
|
Feb 07, 2022
Q4 2021
|
Victory Capital Management Inc
|
SELL
|
- |
-55.1K- 12.96% |
$10.4M - $11.8M
|
370K
$139M
|
|
|
Feb 14, 2022
Q4 2021
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-55.9K- 5.65% |
$10.6M - $12M
|
934K
$351M
|
|
|
Feb 14, 2022
Q4 2021
|
Moore Capital Management, LP
New York, NY |
SELL
|
- |
-58.5KClosed |
$11M - $12.5M
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-58.7K- 16.18% |
$11.1M - $12.6M
|
304K
$114M
|
|
|
Dec 01, 2022
Q4 2021
|
Robeco Institutional Asset Management B.V.
|
SELL
|
- |
-58.7K- 16.18% |
$11.1M - $12.6M
|
304K
$114M
|
|
|
Feb 10, 2022
Q4 2021
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-60.2K- 97.46% |
$11.4M - $12.9M
|
1.57K
$589K
|
|
|
Nov 22, 2024
Q4 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-60.6K- 58.36% |
$11.4M - $13M
|
43.2K
$16.2M
|
|
|
Feb 10, 2022
Q4 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-61.1K- 4.96% |
$11.5M - $13.1M
|
1.17M
$440M
|
|
|
Feb 14, 2022
Q4 2021
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-62.7K- 6.71% |
$11.8M - $13.4M
|
872K
$328M
|
|
|
Feb 02, 2022
Q4 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-64.2K- 3.38% |
$12.1M - $13.7M
|
1.83M
$688M
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-66.1K- 5.44% |
$12.5M - $14.2M
|
1.15M
$431M
|
|
|
Feb 04, 2022
Q4 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
SELL
|
- |
-66.4K- 15.85% |
$12.5M - $14.2M
|
352K
$132M
|
|
|
Jan 28, 2022
Q4 2021
|
Congress Asset Management CO
|
SELL
|
- |
-68.5K- 11.49% |
$12.9M - $14.7M
|
528K
$198M
|
|
|
Jan 28, 2022
Q4 2021
|
Cathie Wood
Ark Investment Management LLC | St. Petersburg, Fl
|
SELL
|
- |
-73.7K- 33.81% |
$13.9M - $15.8M
|
144K
$54.2M
|
|
|
Feb 11, 2022
Q4 2021
|
Mufg Securities Emea PLC
London, X0 |
SELL
|
- |
-75.3K- 98.23% |
$14.2M - $16.1M
|
1.35K
$509K
|
|
|
Feb 11, 2022
Q4 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-79.9K- 12.32% |
$15.1M - $17.1M
|
568K
$214M
|
|
|
Feb 14, 2022
Q4 2021
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-83.6K- 2.26% |
$15.8M - $17.9M
|
3.62M
$1.36B
|
|
|
Feb 10, 2022
Q4 2021
|
Massachusetts Financial Services CO
Boston, MA |
SELL
|
- |
-84.4KClosed |
$15.9M - $18.1M
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Swiss National Bank
Zurich, V8 |
SELL
|
- |
-85.1K- 3.93% |
$16.1M - $18.2M
|
2.08M
$782M
|
|
|
Feb 11, 2022
Q4 2021
|
Cibc World Markets Corp
New York, NY |
SELL
|
- |
-91.1K- 41.21% |
$17.2M - $19.5M
|
130K
$48.8M
|
|
|
Feb 16, 2022
Q4 2021
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-91.8K- 8.43% |
$17.4M - $19.7M
|
997K
$375M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-96.4K- 1.28% |
$18.2M - $20.7M
|
7.43M
$2.79B
|
|
|
Feb 14, 2022
Q4 2021
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-99.1K- 26.02% |
$18.7M - $21.2M
|
282K
$106M
|
|
|
Feb 01, 2022
Q4 2021
|
Oregon Public Employees Retirement Fund
|
SELL
|
- |
-99.7K- 69.2% |
$18.8M - $21.4M
|
44.4K
$16.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-99.8K- 96.21% |
$18.9M - $21.4M
|
3.93K
$1.48M
|
|
|
Feb 11, 2022
Q4 2021
|
Payden & Rygel
Los Angeles, CA |
SELL
|
- |
-103K- 99.04% |
$19.5M - $22.1M
|
1K
$376K
|
|
|
Feb 11, 2022
Q4 2021
|
Capstone Investment Advisors, LLC
New York, NY |
SELL
|
- |
-105K- 68.83% |
$19.8M - $22.4M
|
47.4K
$17.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-110K- 8.92% |
$20.7M - $23.5M
|
1.12M
$421M
|