Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-9.44K- 12.55% |
$1.78M - $2.02M
|
65.8K
$24.7M
|
|
Feb 15, 2022
Q4 2021
|
National Pension Service
Jeonju Si, Jeollabuk Do, M5 |
SELL
|
- |
-9.65K- 1.32% |
$1.82M - $2.07M
|
723K
$272M
|
|
Feb 14, 2022
Q4 2021
|
Ambassador Advisors, LLC
Lancaster, PA |
SELL
|
- |
-9.88K- 36.71% |
$1.87M - $2.12M
|
17K
$6.4M
|
|
Feb 08, 2022
Q4 2021
|
Texas Permanent School Fund
Austin, TX |
SELL
|
- |
-9.97K- 11.78% |
$1.88M - $2.14M
|
74.6K
$28M
|
|
Jan 24, 2022
Q4 2021
|
New York State Teachers Retirement System
|
SELL
|
- |
-9.99K- 1.54% |
$1.89M - $2.14M
|
638K
$240M
|
|
Feb 14, 2022
Q4 2021
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
SELL
|
- |
-10.1K- 72.95% |
$1.91M - $2.16M
|
3.74K
$1.41M
|
|
Feb 14, 2022
Q4 2021
|
Capital International, Inc.
Los Angeles, CA |
SELL
|
- |
-10.2K- 21.28% |
$1.93M - $2.18M
|
37.7K
$14.2M
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-10.9KClosed |
$2.06M - $2.34M
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Community Bank Of Raymore
|
SELL
|
- |
-11.4K- 15.0% |
$2.15M - $2.44M
|
64.6K
$24.3M
|
|
Jan 31, 2022
Q4 2021
|
Chevy Chase Trust Holdings, Inc.
Bethesda, MD |
SELL
|
- |
-11.5K- 3.35% |
$2.17M - $2.47M
|
332K
$125M
|
|
Jan 25, 2022
Q4 2021
|
Blue Sky Wealth Advisors, LLC
|
SELL
|
- |
-11.5K- 85.71% |
$2.18M - $2.47M
|
1.92K
$722K
|
|
Feb 14, 2022
Q4 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-11.6K- 46.98% |
$2.2M - $2.5M
|
13.1K
$4.94M
|
|
Feb 14, 2022
Q4 2021
|
Janus Henderson Group PLC
London, X0 |
SELL
|
- |
-11.9K- 7.31% |
$2.24M - $2.54M
|
151K
$56.6M
|
|
Feb 14, 2022
Q4 2021
|
Samlyn Capital, LLC
New York, NY |
SELL
|
- |
-12.2KClosed |
$2.3M - $2.61M
|
0
$0
|
|
Feb 03, 2022
Q4 2021
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-12.4K- 5.71% |
$2.34M - $2.65M
|
205K
$76.9M
|
|
Feb 15, 2022
Q4 2021
|
Citizens National Bank Trust Department
|
SELL
|
- |
-12.6K- 53.91% |
$2.37M - $2.69M
|
10.7K
$4.03M
|
|
Feb 08, 2022
Q4 2021
|
Abrdn PLC
|
SELL
|
- |
-12.6K- 5.56% |
$2.39M - $2.71M
|
215K
$80.7M
|
|
Feb 14, 2022
Q4 2021
|
Quilter PLC
|
SELL
|
- |
-13K- 21.5% |
$2.46M - $2.79M
|
47.6K
$17.9M
|
|
Feb 08, 2022
Q4 2021
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-13.2K- 50.46% |
$2.49M - $2.83M
|
13K
$4.87M
|
|
Jan 24, 2022
Q4 2021
|
Strs Ohio
|
SELL
|
- |
-13.2K- 3.17% |
$2.5M - $2.84M
|
404K
$152M
|
|
Feb 15, 2022
Q4 2021
|
Edgestream Partners, L.P.
Princeton, NJ |
SELL
|
- |
-13.4K- 87.65% |
$2.52M - $2.86M
|
1.88K
$707K
|
|
Feb 14, 2022
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-13.8K- 70.3% |
$2.61M - $2.96M
|
5.84K
$2.2M
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-14.2K- 72.05% |
$2.68M - $3.04M
|
5.5K
$2.07M
|
|
Feb 08, 2022
Q4 2021
|
Badgley Phelps Wealth Managers, LLC
|
SELL
|
- |
-14.6K- 22.44% |
$2.76M - $3.13M
|
50.5K
$19M
|
|
Feb 15, 2022
Q4 2021
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-15K- 4.3% |
$2.83M - $3.21M
|
333K
$125M
|
|
Jan 25, 2022
Q4 2021
|
Meag Munich Ergo, Kapitalanlagegesellschaft Mb H
|
SELL
|
- |
-15.1K- 91.2% |
$2.84M - $3.23M
|
1.45K
$546K
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-17.7KClosed |
$3.34M - $3.79M
|
0
$0
|
|
Jan 24, 2022
Q4 2021
|
Cubic Asset Management, LLC
|
SELL
|
- |
-18.5K- 94.87% |
$3.49M - $3.96M
|
1K
$376K
|
|
Jan 24, 2022
Q4 2021
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-18.5K- 17.46% |
$3.49M - $3.96M
|
87.4K
$32.8M
|
|
Jan 14, 2022
Q4 2021
|
Gateway Advisory, LLC
Westfield, NJ |
SELL
|
- |
-18.5KClosed |
$3.5M - $3.97M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Pearl River Capital, LLC
Niles, MI |
SELL
|
- |
-19.7KClosed |
$3.72M - $4.22M
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Howland Capital Management LLC
|
SELL
|
- |
-20.1K- 79.82% |
$3.79M - $4.3M
|
5.07K
$1.91M
|
|
Jan 20, 2022
Q4 2021
|
Retirement Systems Of Alabama
|
SELL
|
- |
-20.1K- 4.94% |
$3.8M - $4.31M
|
387K
$145M
|
|
Jan 07, 2022
Q4 2021
|
Beacon Financial Group
|
SELL
|
- |
-21.3K- 94.9% |
$4.03M - $4.57M
|
1.15K
$430K
|
|
Feb 07, 2022
Q4 2021
|
Inverness Counsel LLC
|
SELL
|
- |
-23.7K- 41.27% |
$4.48M - $5.08M
|
33.7K
$12.7M
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-24.3K- 8.61% |
$4.6M - $5.21M
|
258K
$97.1M
|
|
Feb 09, 2022
Q4 2021
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-24.6K- 2.29% |
$4.65M - $5.27M
|
1.05M
$395M
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
SELL
|
- |
-24.6K- 13.8% |
$4.65M - $5.27M
|
154K
$57.8M
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-25.8K- 55.02% |
$4.87M - $5.52M
|
21.1K
$7.92M
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-25.8K- 99.54% |
$4.88M - $5.53M
|
118
$44.3K
|
|
Feb 03, 2022
Q4 2021
|
Kbc Group Nv
|
SELL
|
- |
-25.9K- 30.89% |
$4.89M - $5.54M
|
57.9K
$21.8M
|
|
Feb 14, 2022
Q4 2021
|
D L Carlson Investment Group Inc
Concord, NH |
SELL
|
- |
-26.8KClosed |
$5.06M - $5.74M
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-26.9K- 23.37% |
$5.08M - $5.76M
|
88.1K
$33.1M
|
|
Feb 04, 2022
Q4 2021
|
Seaview Investment Managers LLC
|
SELL
|
- |
-27.6KClosed |
$5.21M - $5.91M
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-27.8KClosed |
$5.25M - $5.95M
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-28K- 89.28% |
$5.3M - $6M
|
3.37K
$1.26M
|
|
Jan 12, 2022
Q4 2021
|
State Of Alaska, Department Of Revenue
|
SELL
|
- |
-28.3K- 22.18% |
$5.34M - $6.06M
|
99.2K
$37.3M
|
|
Feb 14, 2022
Q4 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-28.8K- 17.7% |
$5.44M - $6.17M
|
134K
$50.3M
|
|
Feb 10, 2022
Q4 2021
|
Factory Mutual Insurance CO
Waltham, MA |
SELL
|
- |
-29K- 10.35% |
$5.47M - $6.2M
|
251K
$94.3M
|
|
Feb 15, 2022
Q4 2021
|
Bank Julius Baer & Co. Ltd, Zurich
|
SELL
|
- |
-30.3K- 44.89% |
$5.73M - $6.5M
|
37.2K
$14M
|