Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2022
Q4 2021
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
1.21KNew |
$229K - $260K
|
1.21K
$456K
|
|
|
Feb 14, 2022
Q4 2021
|
Industrial Alliance Investment Management Inc.
Quebec, A8 |
BUY
|
- |
1.21K+ 383.81% |
$228K - $259K
|
1.52K
$573K
|
|
|
Feb 11, 2022
Q4 2021
|
Bowen Hanes & CO Inc
Atlanta, GA |
BUY
|
- |
1.2K+ 11.45% |
$227K - $257K
|
11.7K
$4.39M
|
|
|
Sep 15, 2023
Q4 2021
|
Cjm Wealth Advisers, Ltd.
Falls Church, VA |
BUY
|
- |
1.19KNew |
$225K - $255K
|
1.19K
$448K
|
|
|
Feb 24, 2022
Q4 2021
|
Compass Financial Advisors LLC
|
BUY
|
- |
1.18KNew |
$223K - $253K
|
1.18K
$444K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.18K+ 16.38% |
$223K - $253K
|
8.38K
$3.15M
|
|
|
Feb 10, 2022
Q4 2021
|
Cap Wealth Advisors, LLC
|
BUY
|
- |
1.18KNew |
$222K - $252K
|
1.18K
$442K
|
|
|
Feb 09, 2022
Q4 2021
|
L & S Advisors Inc
Los Angeles, CA |
BUY
|
- |
1.17K+ 5.06% |
$222K - $251K
|
24.4K
$9.15M
|
|
|
Jan 20, 2022
Q4 2021
|
Kiley Juergens Wealth Management, LLC
|
BUY
|
- |
1.17K+ 6.23% |
$221K - $250K
|
19.9K
$7.48M
|
|
|
Jan 19, 2022
Q4 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
1.17KNew |
$220K - $250K
|
1.17K
$439K
|
|
|
Jan 27, 2022
Q4 2021
|
Canal Capital Management, LLC
|
BUY
|
- |
1.16KNew |
$220K - $249K
|
1.16K
$437K
|
|
|
Jan 28, 2022
Q4 2021
|
Highview Capital Management LLC
|
BUY
|
- |
1.16KNew |
$219K - $249K
|
1.16K
$436K
|
|
|
Feb 09, 2022
Q4 2021
|
Keebeck Alpha, LP
Stamford, CT |
BUY
|
- |
1.16KNew |
$219K - $249K
|
1.16K
$436K
|
|
|
Feb 15, 2022
Q4 2021
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
1.16KNew |
$219K - $248K
|
1.16K
$435K
|
|
|
Feb 14, 2022
Q4 2021
|
Blue Crest Capital Management LTD
St Helier, Y9 |
BUY
|
- |
1.15KNew |
$218K - $247K
|
1.15K
$434K
|
|
|
Feb 10, 2022
Q4 2021
|
Cfo4 Life Group, LLC
|
BUY
|
- |
1.15KNew |
$218K - $247K
|
1.15K
$433K
|
|
|
Feb 04, 2022
Q4 2021
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
1.15KNew |
$218K - $247K
|
1.15K
$433K
|
|
|
Jan 26, 2022
Q4 2021
|
Northwest Investment Counselors, LLC
|
BUY
|
- |
1.15K+ 4.59% |
$217K - $247K
|
26.2K
$9.86M
|
|
|
Jan 14, 2022
Q4 2021
|
Bennicas & Associates, Inc.
|
BUY
|
- |
1.15KNew |
$217K - $246K
|
1.15K
$432K
|
|
|
Feb 11, 2022
Q4 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
1.15K+ 7.52% |
$217K - $246K
|
16.4K
$6.17M
|
|
|
Jan 13, 2022
Q4 2021
|
Diversified Trust CO
|
BUY
|
- |
1.14K+ 12.89% |
$215K - $244K
|
9.96K
$3.74M
|
|
|
Jan 19, 2022
Q4 2021
|
Canvas Wealth Advisors, LLC
|
BUY
|
- |
1.14KNew |
$214K - $243K
|
1.14K
$427K
|
|
|
Feb 07, 2022
Q4 2021
|
North Rock Partners, LLC
|
BUY
|
- |
1.13K+ 31.52% |
$213K - $242K
|
4.71K
$1.77M
|
|
|
Jan 24, 2022
Q4 2021
|
Crescent Grove Advisors, LLC
|
BUY
|
- |
1.12K+ 81.02% |
$212K - $241K
|
2.51K
$943K
|
|
|
Jan 20, 2022
Q4 2021
|
Spring Capital Management, LLC
|
BUY
|
- |
1.12KNew |
$212K - $240K
|
1.12K
$421K
|
|
|
Feb 10, 2022
Q4 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
BUY
|
- |
1.12KNew |
$212K - $240K
|
1.12K
$421K
|
|
|
Apr 12, 2022
Q4 2021
|
Capstone Wealth Management Group, LLC
Clarks Green, PA |
BUY
|
- |
1.12KNew |
$212K - $240K
|
1.12K
$421K
|
|
|
Jan 04, 2022
Q4 2021
|
Silverleafe Capital Partners, LLC
Memphis, TN |
BUY
|
- |
1.11K+ 4.03% |
$210K - $238K
|
28.7K
$10.8M
|
|
|
Feb 11, 2022
Q4 2021
|
Greenleaf Trust
Kalamazoo, MI |
BUY
|
- |
1.11K+ 9.5% |
$210K - $238K
|
12.8K
$4.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.1K+ 29.02% |
$208K - $236K
|
4.89K
$1.84M
|
|
|
Feb 09, 2022
Q4 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
1.1K+ 5.97% |
$207K - $235K
|
19.5K
$7.32M
|
|
|
Jan 26, 2022
Q4 2021
|
Consilium Wealth Advisory, LLC
|
BUY
|
- |
1.09KNew |
$206K - $234K
|
1.09K
$410K
|
|
|
Feb 11, 2022
Q4 2021
|
Hourglass Capital, LLC
|
BUY
|
- |
1.09KNew |
$206K - $234K
|
1.09K
$410K
|
|
|
Feb 07, 2022
Q4 2021
|
Vista Finance, LLC
|
BUY
|
- |
1.09KNew |
$205K - $233K
|
1.09K
$408K
|
|
|
Feb 11, 2022
Q4 2021
|
Maryland Capital Management
Towson, MD |
BUY
|
- |
1.09K+ 49.27% |
$205K - $232K
|
3.29K
$1.24M
|
|
|
Jan 11, 2022
Q4 2021
|
First American Trust, Fsb
|
BUY
|
- |
1.08K+ 2.56% |
$205K - $232K
|
43.3K
$16.3M
|
|
|
Mar 24, 2022
Q4 2021
|
Montz Harcus Wealth Management LLC
|
BUY
|
- |
1.08KNew |
$204K - $231K
|
1.08K
$406K
|
|
|
Jan 26, 2022
Q4 2021
|
S.C. Financial Services, Inc.
|
BUY
|
- |
1.08KNew |
$203K - $230K
|
1.08K
$404K
|
|
|
Feb 07, 2022
Q4 2021
|
Warren Street Wealth Advisors, LLC
|
BUY
|
- |
1.07KNew |
$203K - $230K
|
1.07K
$403K
|
|
|
Jan 12, 2022
Q4 2021
|
Platte River Wealth Advisors, LLC
|
BUY
|
- |
1.07KNew |
$202K - $229K
|
1.07K
$402K
|
|
|
Jan 10, 2022
Q4 2021
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
1.06K+ 46.11% |
$200K - $227K
|
3.36K
$1.26M
|
|
|
Apr 20, 2022
Q4 2021
|
Objective Capital Management, LLC
|
BUY
|
- |
1.06KNew |
$200K - $226K
|
1.06K
$397K
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
BUY
|
- |
1.05K+ 11.57% |
$198K - $224K
|
10.1K
$3.79M
|
|
|
Feb 14, 2022
Q4 2021
|
Berkshire Asset Management LLC
Wilkes Barre, PA |
BUY
|
- |
1.04KNew |
$197K - $223K
|
1.04K
$391K
|
|
|
Jan 12, 2022
Q4 2021
|
Winthrop Advisory Group LLC
|
BUY
|
- |
1.04KNew |
$196K - $223K
|
1.04K
$391K
|
|
|
Feb 10, 2022
Q4 2021
|
River Front Investment Group, LLC
Richmond, VA |
BUY
|
- |
1.03K+ 4.11% |
$195K - $222K
|
26.2K
$9.83M
|
|
|
Jan 20, 2022
Q4 2021
|
Reitz Capital Advisors LLC
|
BUY
|
- |
1.03KNew |
$194K - $220K
|
1.03K
$385K
|
|
|
Feb 08, 2022
Q4 2021
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
1.03KNew |
$194K - $220K
|
1.03K
$385K
|
|
|
Feb 04, 2022
Q4 2021
|
Mengis Capital Management, Inc.
|
BUY
|
- |
1.02KNew |
$193K - $219K
|
1.02K
$384K
|
|
|
Feb 10, 2022
Q4 2021
|
Smith, Salley & Associates
|
BUY
|
- |
1.02K+ 11.86% |
$192K - $218K
|
9.6K
$3.61M
|