Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Dsc Advisors, L.P.
Chicago, IL |
BUY
|
- |
258+ 21.74% |
$48.7K - $55.3K
|
1.45K
$526K
|
|
|
Jan 20, 2022
Q4 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
255+ 3.84% |
$48.2K - $54.6K
|
6.9K
$2.51M
|
|
|
Feb 02, 2022
Q4 2021
|
Capital Investment Counsel, Inc
|
BUY
|
- |
250+ 2.24% |
$47.2K - $53.6K
|
11.4K
$4.15M
|
|
|
Feb 03, 2022
Q4 2021
|
Schnieders Capital Management LLC
|
BUY
|
- |
250+ 4.91% |
$47.2K - $53.6K
|
5.34K
$1.94M
|
|
|
Jan 18, 2022
Q4 2021
|
Ritholtz Wealth Management
|
BUY
|
- |
243+ 4.95% |
$45.9K - $52.1K
|
5.15K
$1.87M
|
|
|
Feb 04, 2022
Q4 2021
|
Rnc Capital Management LLC
|
BUY
|
- |
240+ 4.95% |
$45.3K - $51.4K
|
5.09K
$1.85M
|
|
|
Feb 09, 2022
Q4 2021
|
1 St Source Bank
|
BUY
|
- |
240+ 2.63% |
$45.3K - $51.4K
|
9.37K
$3.41M
|
|
|
Feb 09, 2022
Q4 2021
|
Northwest Bancshares, Inc.
Warren, PA |
BUY
|
- |
238+ 14.37% |
$45K - $51K
|
1.89K
$689K
|
|
|
Feb 11, 2022
Q4 2021
|
Richard C. Young & Co., Ltd.
|
BUY
|
- |
237+ 0.49% |
$44.8K - $50.8K
|
48.6K
$17.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Masso Torrence Wealth Management Inc.
|
BUY
|
- |
236New |
$44.6K - $50.6K
|
236
$85.9K
|
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
236+ 4.21% |
$44.6K - $50.6K
|
5.85K
$2.13M
|
|
|
Feb 02, 2022
Q4 2021
|
Gould Asset Management LLC
Claremont, CA |
BUY
|
- |
235+ 19.5% |
$44.4K - $50.3K
|
1.44K
$524K
|
|
|
Feb 14, 2022
Q4 2021
|
Bivin & Associates, Inc.
Ponca City, OK |
BUY
|
- |
235New |
$44.4K - $50.3K
|
235
$85.5K
|
|
|
Feb 10, 2022
Q4 2021
|
Sumitomo Mitsui Financial Group, Inc.
Tokyo, M0 |
BUY
|
- |
232New |
$43.8K - $49.7K
|
232
$84.4K
|
|
|
Feb 15, 2022
Q4 2021
|
Neo Ivy Capital Management
New York, NY |
BUY
|
- |
231New |
$43.6K - $49.5K
|
231
$84.1K
|
|
|
Feb 01, 2022
Q4 2021
|
Xml Financial, LLC
|
BUY
|
- |
230+ 7.9% |
$43.5K - $49.3K
|
3.14K
$1.14M
|
|
|
Jan 18, 2022
Q4 2021
|
Hnp Capital LLC
|
BUY
|
- |
229+ 7.66% |
$43.3K - $49.1K
|
3.22K
$1.17M
|
|
|
Feb 15, 2022
Q4 2021
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
229+ 7.66% |
$43.3K - $49.1K
|
3.22K
$1.17M
|
|
|
Jan 21, 2022
Q4 2021
|
Aaron Wealth Advisors LLC
|
BUY
|
- |
224+ 12.56% |
$42.3K - $48K
|
2.01K
$730K
|
|
|
Jan 27, 2022
Q4 2021
|
Kavar Capital Partners Group, LLC
Leawood, KS |
BUY
|
- |
223+ 12.56% |
$42.1K - $47.8K
|
2K
$727K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
222+ 145.1% |
$41.9K - $47.6K
|
375
$136K
|
|
|
Feb 16, 2022
Q4 2021
|
Carroll Investors, Inc
|
BUY
|
- |
220New |
$41.6K - $47.1K
|
220
$80.1K
|
|
|
Feb 08, 2022
Q4 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
218+ 0.23% |
$41.2K - $46.7K
|
93.4K
$34M
|
|
|
Feb 09, 2022
Q4 2021
|
Archer Investment Corp
|
BUY
|
- |
216+ 7.32% |
$40.8K - $46.3K
|
3.17K
$1.15M
|
|
|
Feb 09, 2022
Q4 2021
|
Benedict Financial Advisors Inc
|
BUY
|
- |
215+ 13.23% |
$40.6K - $46.1K
|
1.84K
$670K
|
|
|
Feb 10, 2022
Q4 2021
|
Zhang Financial LLC
|
BUY
|
- |
214+ 9.3% |
$40.4K - $45.8K
|
2.52K
$916K
|
|
|
Jan 26, 2022
Q4 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
BUY
|
- |
213+ 3042.86% |
$40.2K - $45.6K
|
220
$80.1K
|
|
|
Jan 25, 2022
Q4 2021
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
208+ 2.55% |
$39.3K - $44.6K
|
8.38K
$3.05M
|
|
|
Jan 14, 2022
Q4 2021
|
Gateway Investment Advisers LLC
|
BUY
|
- |
205+ 0.09% |
$38.7K - $43.9K
|
235K
$85.4M
|
|
|
Feb 11, 2022
Q4 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
205+ 7.11% |
$38.7K - $43.9K
|
3.09K
$1.12M
|
|
|
Feb 10, 2022
Q4 2021
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
BUY
|
- |
204+ 2.16% |
$38.5K - $43.7K
|
9.66K
$3.51M
|
|
|
Feb 03, 2022
Q4 2021
|
Db Fitzpatrick & Co, Inc
|
BUY
|
- |
202New |
$38.2K - $43.3K
|
202
$73.5K
|
|
|
Jan 10, 2022
Q4 2021
|
Boltwood Capital Management
|
BUY
|
- |
200+ 1.81% |
$37.8K - $42.9K
|
11.2K
$4.09M
|
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
200+ 22.22% |
$37.8K - $42.9K
|
1.1K
$400K
|
|
|
Feb 11, 2022
Q4 2021
|
Oak Grove Capital LLC
North Hampton, NH |
BUY
|
- |
200+ 16.67% |
$37.8K - $42.9K
|
1.4K
$509K
|
|
|
Feb 14, 2022
Q4 2021
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
200+ 8.29% |
$37.8K - $42.9K
|
2.61K
$951K
|
|
|
Feb 14, 2022
Q4 2021
|
Ima Wealth, Inc.
Wichita, KS |
BUY
|
- |
200New |
$37.8K - $42.9K
|
200
$72.8K
|
|
|
Feb 18, 2022
Q4 2021
|
Kb Financial Partners, LLC
Princeton, NJ |
BUY
|
- |
196New |
$37K - $42K
|
196
$71.3K
|
|
|
Jan 27, 2022
Q4 2021
|
Solstein Capital, LLC
Menlo Park, CA |
BUY
|
- |
195+ 4.79% |
$36.8K - $41.8K
|
4.27K
$1.55M
|
|
|
Feb 11, 2022
Q4 2021
|
Mission Wealth Management, LP
|
BUY
|
- |
192+ 6.53% |
$36.3K - $41.1K
|
3.13K
$1.14M
|
|
|
Feb 15, 2022
Q4 2021
|
First Affirmative Financial Network
|
BUY
|
- |
190+ 8.98% |
$35.9K - $40.7K
|
2.31K
$839K
|
|
|
Jan 25, 2022
Q4 2021
|
First Command Financial Services, Inc.
|
BUY
|
- |
190+ 6.16% |
$35.9K - $40.7K
|
3.28K
$1.19M
|
|
|
Feb 14, 2022
Q4 2021
|
King Luther Capital Management Corp
Fort Worth, TX |
BUY
|
- |
190+ 1.7% |
$35.9K - $40.7K
|
11.4K
$4.13M
|
|
|
Feb 10, 2022
Q4 2021
|
Linscomb & Williams, Inc.
Houston, TX |
BUY
|
- |
188+ 16.86% |
$35.5K - $40.3K
|
1.3K
$474K
|
|
|
Feb 10, 2022
Q4 2021
|
Sierra Capital LLC
|
BUY
|
- |
186New |
$35.1K - $39.9K
|
186
$67.7K
|
|
|
Feb 15, 2022
Q4 2021
|
Orleans Capital Management Corp
Mandeville, LA |
BUY
|
- |
185+ 3.28% |
$35K - $39.6K
|
5.83K
$2.12M
|
|
|
Feb 01, 2022
Q4 2021
|
Platform Technology Partners
|
BUY
|
- |
183+ 8.11% |
$34.6K - $39.2K
|
2.44K
$888K
|
|
|
Feb 14, 2022
Q4 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
182+ 0.29% |
$34.4K - $39K
|
63.7K
$23.2M
|
|
|
Feb 09, 2022
Q4 2021
|
55 I, LLC
Boston, MA |
BUY
|
- |
182+ 6.63% |
$34.4K - $39K
|
2.93K
$1.07M
|
|
|
Jan 20, 2022
Q4 2021
|
Pflug Koory, LLC
|
BUY
|
- |
181+ 1.65% |
$34.2K - $38.8K
|
11.2K
$4.06M
|