Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2022
Q4 2021
|
Ridgecrest Wealth Partners, LLC
|
BUY
|
- |
77+ 3.62% |
$14.5K - $16.5K
|
2.2K
$802K
|
|
|
Jan 12, 2022
Q4 2021
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
75+ 5.32% |
$14.2K - $16.1K
|
1.48K
$540K
|
|
|
Feb 14, 2022
Q4 2021
|
James Reed Financial Services, Inc.
Cleveland, OH |
BUY
|
- |
75New |
$14.2K - $16.1K
|
75
$27.3K
|
|
|
Feb 03, 2022
Q4 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
BUY
|
- |
75+ 1.17% |
$14.2K - $16.1K
|
6.47K
$2.35M
|
|
|
Feb 14, 2022
Q4 2021
|
Monetary Management Group Inc
St Louis, MO |
BUY
|
- |
75+ 0.45% |
$14.2K - $16.1K
|
16.9K
$6.15M
|
|
|
Feb 04, 2022
Q4 2021
|
Heron Financial Group, LLC
|
BUY
|
- |
74+ 3.47% |
$14K - $15.9K
|
2.21K
$804K
|
|
|
Jan 26, 2022
Q4 2021
|
Life Steps Financial, Inc.
|
BUY
|
- |
72+ 4.76% |
$13.6K - $15.4K
|
1.58K
$576K
|
|
|
Feb 09, 2022
Q4 2021
|
First National Bank Of Hutchinson
|
BUY
|
- |
72+ 3.01% |
$13.6K - $15.4K
|
2.47K
$897K
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
72+ 2.37% |
$13.6K - $15.4K
|
3.11K
$1.13M
|
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
72+ 0.65% |
$13.6K - $15.4K
|
11.1K
$4.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Intellectus Partners, LLC
San Francisco, CA |
BUY
|
- |
71+ 0.87% |
$13.4K - $15.2K
|
8.24K
$3M
|
|
|
Feb 09, 2022
Q4 2021
|
Checchi Capital Advisers, LLC
Beverly Hills, CA |
BUY
|
- |
70+ 1.31% |
$13.2K - $15K
|
5.41K
$1.97M
|
|
|
Feb 14, 2022
Q4 2021
|
Howe & Rusling Inc
Rochester, NY |
BUY
|
- |
70+ 0.14% |
$13.2K - $15K
|
48.5K
$17.6M
|
|
|
Feb 10, 2022
Q4 2021
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
69+ 5.98% |
$13K - $14.8K
|
1.22K
$445K
|
|
|
Oct 01, 2024
Q4 2021
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
69+ 1.64% |
$13K - $14.8K
|
4.28K
$1.56M
|
|
|
Oct 08, 2024
Q4 2021
|
Cladis Investment Advisory, LLC
Billings, MT |
BUY
|
- |
69+ 1.64% |
$13K - $14.8K
|
4.28K
$1.56M
|
|
|
May 03, 2022
Q4 2021
|
Investmark Advisory Group LLC
|
BUY
|
- |
68New |
$12.8K - $14.6K
|
68
$24.7K
|
|
|
Feb 01, 2022
Q4 2021
|
Cahaba Wealth Management, Inc.
|
BUY
|
- |
68+ 2.84% |
$12.8K - $14.6K
|
2.46K
$896K
|
|
|
Feb 01, 2022
Q4 2021
|
Rollins Financial
|
BUY
|
- |
67+ 2.11% |
$12.7K - $14.4K
|
3.24K
$1.18M
|
|
|
Feb 02, 2022
Q4 2021
|
Physicians Financial Services, Inc.
Raleigh, NC |
BUY
|
- |
67+ 0.36% |
$12.7K - $14.4K
|
18.4K
$6.71M
|
|
|
Feb 14, 2022
Q4 2021
|
Aberdeen Wealth Management LLC
Lake Bluff, IL |
BUY
|
- |
66+ 3.0% |
$12.5K - $14.1K
|
2.27K
$825K
|
|
|
Jan 31, 2022
Q4 2021
|
Act Wealth Management, LLC
|
BUY
|
- |
65+ 6.34% |
$12.3K - $13.9K
|
1.09K
$397K
|
|
|
Feb 08, 2022
Q4 2021
|
Somerville Kurt F
|
BUY
|
- |
65+ 2.13% |
$12.3K - $13.9K
|
3.11K
$1.13M
|
|
|
Mar 11, 2022
Q4 2021
|
City Holding CO
|
BUY
|
- |
64+ 0.26% |
$12.1K - $13.7K
|
24.5K
$8.91M
|
|
|
Feb 15, 2022
Q4 2021
|
Prestige Wealth Management Group LLC
|
BUY
|
- |
63+ 3.84% |
$11.9K - $13.5K
|
1.7K
$619K
|
|
|
Jan 19, 2022
Q4 2021
|
Traverso Chambers Private Wealth Management, LLC
|
BUY
|
- |
62+ 3.1% |
$11.7K - $13.3K
|
2.06K
$750K
|
|
|
Feb 08, 2022
Q4 2021
|
Accurate Wealth Management, LLC
|
BUY
|
- |
62+ 2.64% |
$11.7K - $13.3K
|
2.41K
$877K
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
61+ 0.75% |
$11.5K - $13.1K
|
8.25K
$3M
|
|
|
Jan 18, 2022
Q4 2021
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
61+ 2.87% |
$11.5K - $13.1K
|
2.19K
$797K
|
|
|
Jan 12, 2022
Q4 2021
|
West Oak Capital, LLC
|
BUY
|
- |
60+ 1.35% |
$11.3K - $12.9K
|
4.52K
$1.64M
|
|
|
Feb 11, 2022
Q4 2021
|
Patton Albertson Miller Group, LLC
|
BUY
|
- |
60+ 2.0% |
$11.3K - $12.9K
|
3.06K
$1.11M
|
|
|
Feb 08, 2022
Q4 2021
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
60+ 5.74% |
$11.3K - $12.9K
|
1.11K
$402K
|
|
|
Nov 07, 2023
Q4 2021
|
Sutton Wealth Advisors Inc.
Tampa, FL |
BUY
|
- |
60+ 1.45% |
$11.3K - $12.9K
|
4.21K
$1.53M
|
|
|
Feb 02, 2022
Q4 2021
|
Iowa State Bank
|
BUY
|
- |
59+ 0.42% |
$11.1K - $12.6K
|
14.2K
$5.17M
|
|
|
Feb 14, 2022
Q4 2021
|
Bell Investment Advisors, Inc
Oakland, CA |
BUY
|
- |
58+ 28.16% |
$11K - $12.4K
|
264
$96.1K
|
|
|
Feb 10, 2022
Q4 2021
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
58+ 3.19% |
$11K - $12.4K
|
1.88K
$684K
|
|
|
Feb 14, 2022
Q4 2021
|
Wms Partners, LLC
|
BUY
|
- |
57+ 1.64% |
$10.8K - $12.2K
|
3.53K
$1.29M
|
|
|
Feb 09, 2022
Q4 2021
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
57+ 4.26% |
$10.8K - $12.2K
|
1.39K
$507K
|
|
|
Feb 01, 2022
Q4 2021
|
Tfg Advisers LLC
|
BUY
|
- |
56+ 4.64% |
$10.6K - $12K
|
1.26K
$460K
|
|
|
Jan 07, 2022
Q4 2021
|
Trust CO Of Toledo Na
Holland, OH |
BUY
|
- |
56+ 0.43% |
$10.6K - $12K
|
13K
$4.74M
|
|
|
Mar 31, 2022
Q4 2021
|
Zwj Investment Counsel Inc
|
BUY
|
- |
55+ 3.64% |
$10.4K - $11.8K
|
1.57K
$569K
|
|
|
Feb 17, 2022
Q4 2021
|
Rinkey Investments
San Diego, CA |
BUY
|
- |
54New |
$10.2K - $11.6K
|
54
$19.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
54+ 10.4% |
$10.2K - $11.6K
|
573
$209K
|
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
BUY
|
- |
54+ 1.9% |
$10.2K - $11.6K
|
2.9K
$1.06M
|
|
|
Feb 24, 2023
Q4 2021
|
Kaydan Wealth Management, Inc.
Fenton, MI |
BUY
|
- |
54+ 3.12% |
$10.2K - $11.6K
|
1.79K
$650K
|
|
|
Jan 18, 2022
Q4 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
53+ 1.96% |
$10K - $11.4K
|
2.75K
$1M
|
|
|
Jan 07, 2022
Q4 2021
|
Hollencrest Capital Management
|
BUY
|
- |
52+ 4.18% |
$9.82K - $11.1K
|
1.3K
$471K
|
|
|
Jan 18, 2022
Q4 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
52+ 3.83% |
$9.82K - $11.1K
|
1.41K
$513K
|
|
|
Jan 10, 2022
Q4 2021
|
Indiana Trust & Investment Management CO
|
BUY
|
- |
50+ 1.49% |
$9.45K - $10.7K
|
3.4K
$1.24M
|
|
|
Feb 03, 2022
Q4 2021
|
Curated Wealth Partners LLC
|
BUY
|
- |
50+ 3.56% |
$9.45K - $10.7K
|
1.45K
$529K
|