Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 26, 2022
Q4 2021
|
180 Wealth Advisors, LLC
|
BUY
|
- |
26+ 1.09% |
$4.91K - $5.57K
|
2.42K
$879K
|
|
|
Feb 23, 2022
Q4 2021
|
Dividend Assets Capital, LLC
|
BUY
|
- |
25+ 5.46% |
$4.72K - $5.36K
|
483
$176K
|
|
|
Jan 25, 2022
Q4 2021
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
BUY
|
- |
25+ 5.1% |
$4.72K - $5.36K
|
515
$187K
|
|
|
Feb 08, 2022
Q4 2021
|
Keudell
|
BUY
|
- |
25+ 0.42% |
$4.72K - $5.36K
|
5.96K
$2.17M
|
|
|
Jan 18, 2022
Q4 2021
|
Legacy Bridge, LLC
|
BUY
|
- |
25+ 0.38% |
$4.72K - $5.36K
|
6.66K
$2.42M
|
|
|
Feb 10, 2022
Q4 2021
|
Coastline Trust CO
|
BUY
|
- |
25+ 0.36% |
$4.72K - $5.36K
|
6.91K
$2.51M
|
|
|
Feb 03, 2022
Q4 2021
|
Investors Asset Management Of Georgia Inc
|
BUY
|
- |
25+ 0.36% |
$4.72K - $5.36K
|
7.01K
$2.55M
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
BUY
|
- |
25+ 0.38% |
$4.72K - $5.36K
|
6.62K
$2.41M
|
|
|
Feb 11, 2022
Q4 2021
|
Zions Bancorporation, N.A.
|
BUY
|
- |
25+ 0.47% |
$4.72K - $5.36K
|
5.37K
$1.95M
|
|
|
Feb 14, 2022
Q4 2021
|
Camden National Bank
Camden, ME |
BUY
|
- |
25+ 1.67% |
$4.72K - $5.36K
|
1.53K
$555K
|
|
|
Feb 15, 2022
Q4 2021
|
Crestwood Advisors Group LLC
|
BUY
|
- |
23+ 0.12% |
$4.35K - $4.93K
|
19.7K
$7.18M
|
|
|
Jan 31, 2022
Q4 2021
|
Adviser Investments LLC
|
BUY
|
- |
23+ 0.55% |
$4.35K - $4.93K
|
4.23K
$1.54M
|
|
|
Feb 14, 2022
Q4 2021
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
23+ 0.22% |
$4.35K - $4.93K
|
10.3K
$3.73M
|
|
|
Jan 18, 2022
Q4 2021
|
Boenning & Scattergood, Inc.
|
BUY
|
- |
22+ 0.29% |
$4.16K - $4.71K
|
7.61K
$2.77M
|
|
|
Feb 11, 2022
Q4 2021
|
Core Alternative Capital
|
BUY
|
- |
22New |
$4.16K - $4.71K
|
22
$8.01K
|
|
|
Feb 09, 2022
Q4 2021
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
22+ 1.26% |
$4.16K - $4.71K
|
1.77K
$644K
|
|
|
Feb 10, 2022
Q4 2021
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
21+ 0.32% |
$3.97K - $4.5K
|
6.67K
$2.43M
|
|
|
Feb 11, 2022
Q4 2021
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
21+ 0.65% |
$3.97K - $4.5K
|
3.27K
$1.19M
|
|
|
Jan 18, 2022
Q4 2021
|
Gleason Group, Inc.
|
BUY
|
- |
19+ 0.54% |
$3.59K - $4.07K
|
3.52K
$1.28M
|
|
|
Feb 08, 2022
Q4 2021
|
Lee Financial CO
Dallas, TX |
BUY
|
- |
19+ 15.2% |
$3.59K - $4.07K
|
144
$52.4K
|
|
|
Feb 09, 2022
Q4 2021
|
Knuff & CO LLC
Foster City, CA |
BUY
|
- |
19+ 0.06% |
$3.59K - $4.07K
|
32.2K
$11.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Hawaii
Honolulu, HI |
BUY
|
- |
19+ 0.09% |
$3.59K - $4.07K
|
22.3K
$8.13M
|
|
|
Feb 09, 2022
Q4 2021
|
Aquire Wealth Advisors, LLC
|
BUY
|
- |
18New |
$3.4K - $3.86K
|
18
$6.55K
|
|
|
Feb 10, 2022
Q4 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
17+ 0.46% |
$3.21K - $3.64K
|
3.68K
$1.34M
|
|
|
Feb 04, 2022
Q4 2021
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
17+ 0.19% |
$3.21K - $3.64K
|
8.84K
$3.22M
|
|
|
Jan 24, 2022
Q4 2021
|
Ellevest, Inc.
|
BUY
|
- |
16+ 6.45% |
$3.02K - $3.43K
|
264
$96.1K
|
|
|
Jan 19, 2022
Q4 2021
|
Mountain Pacific Investment Advisers Inc
|
BUY
|
- |
16+ 0.79% |
$3.02K - $3.43K
|
2.05K
$745K
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
16+ 2.23% |
$3.02K - $3.43K
|
732
$266K
|
|
|
Jan 24, 2022
Q4 2021
|
Atwood & Palmer Inc
|
BUY
|
- |
15+ 0.46% |
$2.83K - $3.21K
|
3.28K
$1.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Silvercrest Asset Management Group LLC
New York, NY |
BUY
|
- |
15+ 0.09% |
$2.83K - $3.21K
|
16.8K
$6.13M
|
|
|
Jan 12, 2022
Q4 2021
|
Gradient Investments LLC
|
BUY
|
- |
15+ 0.4% |
$2.83K - $3.21K
|
3.77K
$1.37M
|
|
|
Feb 15, 2022
Q4 2021
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
14+ 0.49% |
$2.65K - $3K
|
2.87K
$1.04M
|
|
|
Jan 25, 2022
Q4 2021
|
Kistler Tiffany Companies, LLC
Berwyn, PA |
BUY
|
- |
14+ 0.15% |
$2.65K - $3K
|
9.62K
$3.5M
|
|
|
Jan 27, 2022
Q4 2021
|
First Merchants Corp
|
BUY
|
- |
13+ 0.07% |
$2.46K - $2.79K
|
17.8K
$6.49M
|
|
|
Jan 27, 2022
Q4 2021
|
Bordeaux Wealth Advisors LLC
|
BUY
|
- |
13+ 0.52% |
$2.46K - $2.79K
|
2.51K
$914K
|
|
|
Feb 03, 2022
Q4 2021
|
Kalos Management, Inc.
Alpharetta, GA |
BUY
|
- |
13+ 0.97% |
$2.46K - $2.79K
|
1.36K
$494K
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
13+ 0.21% |
$2.46K - $2.79K
|
6.19K
$2.25M
|
|
|
Dec 19, 2023
Q4 2021
|
West Paces Advisors Inc.
Atlanta, GA |
BUY
|
- |
13+ 5.65% |
$2.46K - $2.79K
|
243
$88.4K
|
|
|
Feb 03, 2022
Q4 2021
|
Executive Wealth Management, LLC
|
BUY
|
- |
12+ 1.05% |
$2.27K - $2.57K
|
1.16K
$421K
|
|
|
Apr 04, 2022
Q4 2021
|
Strengthening Families & Communities, LLC
|
BUY
|
- |
12New |
$2.27K - $2.57K
|
12
$4.37K
|
|
|
Feb 15, 2022
Q4 2021
|
Lake Street Advisors Group, LLC
|
BUY
|
- |
12+ 0.08% |
$2.27K - $2.57K
|
15K
$5.46M
|
|
|
Jan 13, 2022
Q4 2021
|
Sound Income Strategies, LLC
|
BUY
|
- |
11+ 1.64% |
$2.08K - $2.36K
|
683
$249K
|
|
|
Jan 14, 2022
Q4 2021
|
Garrett Investment Advisors LLC
|
BUY
|
- |
11+ 0.58% |
$2.08K - $2.36K
|
1.91K
$694K
|
|
|
Feb 14, 2022
Q4 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
11+ 0.48% |
$2.08K - $2.36K
|
2.32K
$844K
|
|
|
Feb 15, 2022
Q4 2021
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
11+ 0.73% |
$2.08K - $2.36K
|
1.52K
$554K
|
|
|
Jan 10, 2022
Q4 2021
|
Murphy Capital Management Inc
|
BUY
|
- |
10+ 0.1% |
$1.89K - $2.14K
|
10.1K
$3.69M
|
|
|
Jan 20, 2022
Q4 2021
|
Horst & Graben Wealth Management LLC
|
BUY
|
- |
10+ 0.56% |
$1.89K - $2.14K
|
1.79K
$652K
|
|
|
Feb 11, 2022
Q4 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
BUY
|
- |
10+ 0.63% |
$1.89K - $2.14K
|
1.59K
$577K
|
|
|
Feb 07, 2022
Q4 2021
|
Shoker Investment Counsel, Inc.
Oxford, OH |
BUY
|
- |
9+ 0.51% |
$1.7K - $1.93K
|
1.79K
$651K
|
|
|
Feb 14, 2022
Q4 2021
|
Sanchez Wealth Management Group
|
BUY
|
- |
8+ 0.51% |
$1.51K - $1.71K
|
1.57K
$571K
|