Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Sanchez Wealth Management Group
|
BUY
|
- |
8+ 0.51% |
$1.51K - $1.71K
|
1.57K
$566K
|
|
|
Jan 18, 2022
Q4 2021
|
Ogorek Anthony Joseph
|
BUY
|
- |
8+ 0.06% |
$1.51K - $1.71K
|
13.2K
$4.77M
|
|
|
Jan 18, 2022
Q4 2021
|
Strategic Equity Management
|
BUY
|
- |
8+ 0.56% |
$1.51K - $1.71K
|
1.44K
$518K
|
|
|
Feb 14, 2022
Q4 2021
|
Camden Capital, LLC
|
BUY
|
- |
8+ 0.48% |
$1.51K - $1.71K
|
1.69K
$608K
|
|
|
Feb 14, 2022
Q4 2021
|
Hutchinson Capital Management
San Rafael, CA |
BUY
|
- |
8+ 0.47% |
$1.51K - $1.71K
|
1.72K
$618K
|
|
|
Jan 21, 2022
Q4 2021
|
Trust CO Of Vermont
|
BUY
|
- |
7+ 0.06% |
$1.32K - $1.5K
|
11.7K
$4.23M
|
|
|
Jan 31, 2022
Q4 2021
|
Smith Anglin Financial, LLC
|
BUY
|
- |
7+ 0.33% |
$1.32K - $1.5K
|
2.11K
$761K
|
|
|
Feb 14, 2022
Q4 2021
|
West Hill Financial Advisors, Inc.
|
BUY
|
- |
7+ 0.53% |
$1.32K - $1.5K
|
1.34K
$483K
|
|
|
Jan 31, 2022
Q4 2021
|
Dumont & Blake Investment Advisors LLC
|
BUY
|
- |
7+ 0.2% |
$1.32K - $1.5K
|
3.55K
$1.28M
|
|
|
Feb 09, 2022
Q4 2021
|
Cassady Schiller Wealth Management, LLC
Cincinnati, OH |
BUY
|
- |
7New |
$1.32K - $1.5K
|
7
$2.52K
|
|
|
Jan 06, 2022
Q4 2021
|
Versant Capital Management, Inc
|
BUY
|
- |
6+ 5.77% |
$1.13K - $1.29K
|
110
$39.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
5+ 0.12% |
$945 - $1.07K
|
4.11K
$1.48M
|
|
|
Jan 24, 2022
Q4 2021
|
Roman Butler Fullerton & CO
|
BUY
|
- |
5+ 0.14% |
$945 - $1.07K
|
3.65K
$1.32M
|
|
|
Feb 02, 2022
Q4 2021
|
Sunburst Financial Group, LLC
|
BUY
|
- |
5+ 0.3% |
$945 - $1.07K
|
1.67K
$601K
|
|
|
Feb 09, 2022
Q4 2021
|
Tiedemann Advisors, LLC
|
BUY
|
- |
5+ 0.16% |
$945 - $1.07K
|
3.05K
$1.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
5+ 0.46% |
$945 - $1.07K
|
1.08K
$390K
|
|
|
Feb 15, 2022
Q4 2021
|
High Falls Advisors, Inc
Rochester, NY |
BUY
|
- |
5+ 0.09% |
$945 - $1.07K
|
5.5K
$1.98M
|
|
|
Feb 15, 2022
Q4 2021
|
Madison Asset Management, LLC
Madison, WI |
BUY
|
- |
5+ 0.05% |
$945 - $1.07K
|
10.7K
$3.87M
|
|
|
Jan 24, 2022
Q4 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
4+ 0.34% |
$756 - $857
|
1.17K
$423K
|
|
|
Feb 14, 2022
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
4+ 0.27% |
$756 - $857
|
1.51K
$545K
|
|
|
Feb 25, 2022
Q4 2021
|
Garde Capital, Inc.
Seattle, WA |
BUY
|
- |
4+ 0.08% |
$756 - $857
|
4.73K
$1.7M
|
|
|
Dec 13, 2023
Q4 2021
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
4+ 0.27% |
$756 - $857
|
1.51K
$545K
|
|
|
Jan 12, 2022
Q4 2021
|
White Lighthouse Investment Management Inc.
|
BUY
|
- |
3+ 0.08% |
$567 - $643
|
3.57K
$1.29M
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
3+ 0.27% |
$567 - $643
|
1.09K
$394K
|
|
|
Feb 11, 2022
Q4 2021
|
River Wealth Advisors LLC
Camp Hill, PA |
BUY
|
- |
3+ 0.06% |
$567 - $643
|
4.7K
$1.69M
|
|
|
Feb 14, 2022
Q4 2021
|
Pacific Center For Financial Services
San Ramon, CA |
BUY
|
- |
3+ 0.46% |
$567 - $643
|
652
$235K
|
|
|
Feb 14, 2022
Q4 2021
|
Southeast Asset Advisors Inc.
Thomasville, GA |
BUY
|
- |
3+ 0.07% |
$567 - $643
|
4.18K
$1.51M
|
|
|
Jan 07, 2022
Q4 2021
|
M&R Capital Management Inc
|
BUY
|
- |
2+ 0.2% |
$378 - $429
|
1K
$361K
|
|
|
Jan 19, 2022
Q4 2021
|
Financial Management Network Inc
|
BUY
|
- |
2+ 0.06% |
$378 - $429
|
3.18K
$1.14M
|
|
|
Jan 25, 2022
Q4 2021
|
Burleson & Company, LLC
|
BUY
|
- |
2+ 0.03% |
$378 - $429
|
7.24K
$2.61M
|
|
|
Jan 13, 2022
Q4 2021
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
2+ 0.46% |
$378 - $429
|
434
$156K
|
|
|
Jan 26, 2022
Q4 2021
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
2+ 0.42% |
$378 - $429
|
476
$172K
|
|
|
Jan 31, 2022
Q4 2021
|
Accredited Investors Inc.
|
BUY
|
- |
2+ 0.11% |
$378 - $429
|
1.88K
$677K
|
|
|
Feb 08, 2022
Q4 2021
|
Clarus Group, Inc.
|
BUY
|
- |
2+ 0.11% |
$378 - $429
|
1.9K
$685K
|
|
|
Feb 08, 2022
Q4 2021
|
Stockman Wealth Management, Inc.
|
BUY
|
- |
2+ 0.17% |
$378 - $429
|
1.19K
$430K
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
BUY
|
- |
2+ 0.1% |
$378 - $429
|
2.02K
$729K
|
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Nova Scotia Trust CO
|
BUY
|
- |
2+ 0.08% |
$378 - $429
|
2.6K
$938K
|
|
|
Feb 11, 2022
Q4 2021
|
E Fund Management Co., Ltd.
Guangzhou, F4 |
BUY
|
- |
2+ 0.17% |
$378 - $429
|
1.2K
$431K
|
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2+ 0.3% |
$378 - $429
|
665
$240K
|
|
|
Jan 21, 2022
Q4 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
1+ 0.47% |
$189 - $214
|
215
$77.5K
|
|
|
Jan 20, 2022
Q4 2021
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
1+ 0.07% |
$189 - $214
|
1.53K
$550K
|
|
|
Jan 19, 2022
Q4 2021
|
Evanson Asset Management, LLC
|
BUY
|
- |
1+ 0.05% |
$189 - $214
|
2.21K
$795K
|
|
|
Jan 26, 2022
Q4 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
1+ 0.5% |
$189 - $214
|
200
$72.1K
|
|
|
Feb 07, 2022
Q4 2021
|
Windsor Capital Management, LLC
|
BUY
|
- |
1+ 0.04% |
$189 - $214
|
2.62K
$944K
|
|
|
Feb 15, 2022
Q4 2021
|
Westside Investment Management, Inc.
|
BUY
|
- |
1+ 0.14% |
$189 - $214
|
709
$256K
|
|
|
Jan 12, 2022
Q4 2021
|
Center For Asset Management LLC
|
BUY
|
- |
1+ 0.08% |
$189 - $214
|
1.19K
$429K
|
|
|
Feb 07, 2022
Q4 2021
|
Delta Investment Management, LLC
|
BUY
|
- |
1+ 0.03% |
$189 - $214
|
3.63K
$1.31M
|
|
|
Jan 19, 2022
Q4 2021
|
Hc Financial Advisors Inc
|
BUY
|
- |
1+ 0.01% |
$189 - $214
|
13.9K
$5.03M
|
|
|
Jan 19, 2022
Q4 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
1+ 0.33% |
$189 - $214
|
306
$110K
|
|
|
Feb 07, 2022
Q4 2021
|
Fulton Breakefield Broenniman LLC
|
BUY
|
- |
1+ 0.1% |
$189 - $214
|
1.05K
$379K
|