Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 04, 2022
Q4 2021
|
Canandaigua National Corp
|
SELL
|
- |
-92- 0.54% |
$17.4K - $19.7K
|
17K
$6.19M
|
|
|
Feb 14, 2022
Q4 2021
|
Means Investment Co., Inc.
|
SELL
|
- |
-92- 6.64% |
$17.4K - $19.7K
|
1.29K
$471K
|
|
|
Jan 13, 2022
Q4 2021
|
44 Wealth Management LLC
|
SELL
|
- |
-92- 2.36% |
$17.4K - $19.7K
|
3.81K
$1.38M
|
|
|
Feb 09, 2022
Q4 2021
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-93- 3.39% |
$17.6K - $19.9K
|
2.65K
$964K
|
|
|
Feb 08, 2022
Q4 2021
|
Bbr Partners, LLC
New York, NY |
SELL
|
- |
-93- 5.97% |
$17.6K - $19.9K
|
1.46K
$533K
|
|
|
Feb 10, 2022
Q4 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-94- 1.0% |
$17.8K - $20.1K
|
9.31K
$3.39M
|
|
|
Feb 07, 2022
Q4 2021
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-96- 3.46% |
$18.1K - $20.6K
|
2.68K
$974K
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-97- 3.85% |
$18.3K - $20.8K
|
2.43K
$882K
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-99- 4.08% |
$18.7K - $21.2K
|
2.33K
$847K
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-99- 2.04% |
$18.7K - $21.2K
|
4.75K
$1.73M
|
|
|
Jan 26, 2022
Q4 2021
|
Independence Bank Of Kentucky
|
SELL
|
- |
-100- 10.7% |
$18.9K - $21.4K
|
835
$304K
|
|
|
Jan 27, 2022
Q4 2021
|
Hartford Financial Management Inc.
|
SELL
|
- |
-100- 0.41% |
$18.9K - $21.4K
|
24.4K
$8.9M
|
|
|
Jan 27, 2022
Q4 2021
|
Mattern Wealth Management LLC
|
SELL
|
- |
-100- 1.58% |
$18.9K - $21.4K
|
6.23K
$2.27M
|
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-100- 4.72% |
$18.9K - $21.4K
|
2.02K
$734K
|
|
|
Jan 18, 2022
Q4 2021
|
Selective Wealth Management, Inc.
|
SELL
|
- |
-100- 6.45% |
$18.9K - $21.4K
|
1.45K
$528K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-100- 6.82% |
$18.9K - $21.4K
|
1.37K
$497K
|
|
|
Feb 09, 2022
Q4 2021
|
Cannell & Co.
New York, NY |
SELL
|
- |
-100- 0.31% |
$18.9K - $21.4K
|
31.8K
$11.6M
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-101- 3.41% |
$19.1K - $21.6K
|
2.86K
$1.04M
|
|
|
Jan 14, 2022
Q4 2021
|
Charles Schwab Trust CO
|
SELL
|
- |
-101- 2.48% |
$19.1K - $21.6K
|
3.97K
$1.45M
|
|
|
Feb 11, 2022
Q4 2021
|
American Money Management, LLC
|
SELL
|
- |
-103- 5.78% |
$19.5K - $22.1K
|
1.68K
$611K
|
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-105- 0.23% |
$19.8K - $22.5K
|
46K
$16.7M
|
|
|
Feb 11, 2022
Q4 2021
|
Firestone Capital Management
|
SELL
|
- |
-105Closed |
$19.8K - $22.5K
|
0
$0
|
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-110- 7.7% |
$20.8K - $23.6K
|
1.32K
$480K
|
|
|
Feb 01, 2022
Q4 2021
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-110- 3.73% |
$20.8K - $23.6K
|
2.84K
$1.03M
|
|
|
Jan 31, 2022
Q4 2021
|
One Capital Management, LLC
Westlake Village, CA |
SELL
|
- |
-114- 7.65% |
$21.5K - $24.4K
|
1.38K
$501K
|
|
|
Jan 13, 2022
Q4 2021
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-115- 2.8% |
$21.7K - $24.6K
|
4K
$1.45M
|
|
|
Feb 03, 2022
Q4 2021
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-117- 0.78% |
$22.1K - $25.1K
|
14.8K
$5.38M
|
|
|
Jan 31, 2022
Q4 2021
|
Sfmg, LLC
|
SELL
|
- |
-117- 7.65% |
$22.1K - $25.1K
|
1.41K
$514K
|
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
SELL
|
- |
-120- 1.21% |
$22.7K - $25.7K
|
9.8K
$3.57M
|
|
|
Feb 03, 2022
Q4 2021
|
Novare Capital Management LLC
|
SELL
|
- |
-120- 6.12% |
$22.7K - $25.7K
|
1.84K
$670K
|
|
|
Feb 17, 2022
Q4 2021
|
Prio Wealth Limited Partnership
Boston, MA |
SELL
|
- |
-120- 0.29% |
$22.7K - $25.7K
|
41.1K
$14.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Burney CO
Reston, VA |
SELL
|
- |
-121- 0.67% |
$22.9K - $25.9K
|
18K
$6.55M
|
|
|
Feb 14, 2022
Q4 2021
|
Resolute Advisors LLC
|
SELL
|
- |
-122Closed |
$23.1K - $26.1K
|
0
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Kercheville Advisors, LLC
|
SELL
|
- |
-125- 2.98% |
$23.6K - $26.8K
|
4.08K
$1.48M
|
|
|
Jan 19, 2022
Q4 2021
|
Bristlecone Advisors, LLC
|
SELL
|
- |
-125- 10.93% |
$23.6K - $26.8K
|
1.02K
$371K
|
|
|
Feb 11, 2022
Q4 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-125Closed |
$23.6K - $26.8K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Boston Financial Mangement LLC
Boston, MA |
SELL
|
- |
-125- 4.37% |
$23.6K - $26.8K
|
2.73K
$995K
|
|
|
Jan 24, 2022
Q4 2021
|
Hudson Valley Investment Advisors Inc
|
SELL
|
- |
-126- 3.05% |
$23.8K - $27K
|
4.01K
$1.46M
|
|
|
Feb 02, 2022
Q4 2021
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-126- 6.45% |
$23.8K - $27K
|
1.83K
$665K
|
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-128- 8.63% |
$24.2K - $27.4K
|
1.36K
$493K
|
|
|
Feb 15, 2022
Q4 2021
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-130- 1.74% |
$24.6K - $27.9K
|
7.35K
$2.68M
|
|
|
Feb 02, 2022
Q4 2021
|
Meridian Wealth Advisors, LLC
|
SELL
|
- |
-132- 11.06% |
$24.9K - $28.3K
|
1.06K
$386K
|
|
|
Feb 14, 2022
Q4 2021
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-133- 6.58% |
$25.1K - $28.5K
|
1.89K
$687K
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-138- 0.28% |
$26.1K - $29.6K
|
49.6K
$18M
|
|
|
Jan 31, 2022
Q4 2021
|
Cnb Bank
Clearfield, PA |
SELL
|
- |
-140- 4.5% |
$26.5K - $30K
|
2.97K
$1.08M
|
|
|
Feb 04, 2022
Q4 2021
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-141- 21.79% |
$26.6K - $30.2K
|
506
$184K
|
|
|
Jan 19, 2022
Q4 2021
|
Jackson Square Capital, LLC
|
SELL
|
- |
-142- 2.96% |
$26.8K - $30.4K
|
4.65K
$1.69M
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-143- 9.62% |
$27K - $30.6K
|
1.34K
$489K
|
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-143- 0.92% |
$27K - $30.6K
|
15.3K
$5.57M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-145- 3.99% |
$27.4K - $31.1K
|
3.49K
$1.27M
|