Purchases and Sales Made in Q4 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q4 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 18, 2022
Q4 2021
|
Eclectic Associates Inc
|
SELL
|
- |
-250- 13.69% |
$47.2K - $53.6K
|
1.58K
$592K
|
|
|
Jan 21, 2022
Q4 2021
|
Mascoma Wealth Management LLC
|
SELL
|
- |
-250- 61.73% |
$47.2K - $53.6K
|
155
$58.2K
|
|
|
Jan 25, 2022
Q4 2021
|
Montgomery Investment Management Inc
|
SELL
|
- |
-250- 1.35% |
$47.2K - $53.6K
|
18.3K
$6.87M
|
|
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-263- 2.62% |
$49.7K - $56.3K
|
9.77K
$3.67M
|
|
|
Feb 02, 2022
Q4 2021
|
Rmr Wealth Builders
|
SELL
|
- |
-264- 15.75% |
$49.9K - $56.6K
|
1.41K
$531K
|
|
|
Jan 05, 2022
Q4 2021
|
Fulton Bank, N.A.
|
SELL
|
- |
-266- 8.54% |
$50.3K - $57K
|
2.85K
$1.07M
|
|
|
Jan 12, 2022
Q4 2021
|
Old Port Advisors
|
SELL
|
- |
-268- 2.84% |
$50.6K - $57.4K
|
9.18K
$3.45M
|
|
|
Feb 11, 2022
Q4 2021
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-270Closed |
$51K - $57.8K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Meiji Yasuda Life Insurance CO
Tokyo, M0 |
SELL
|
- |
-272- 2.89% |
$51.4K - $58.3K
|
9.14K
$3.43M
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-272Closed |
$51.4K - $58.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
SELL
|
- |
-274- 2.27% |
$51.8K - $58.7K
|
11.8K
$4.44M
|
|
|
Jan 26, 2022
Q4 2021
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-275- 13.01% |
$52K - $58.9K
|
1.84K
$691K
|
|
|
Jan 24, 2022
Q4 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-275- 8.79% |
$52K - $58.9K
|
2.85K
$1.07M
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-277- 4.31% |
$52.3K - $59.3K
|
6.16K
$2.31M
|
|
|
Aug 16, 2024
Q4 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-280- 3.18% |
$52.9K - $60K
|
8.52K
$3.2M
|
|
|
Jan 19, 2022
Q4 2021
|
Wealth Management Partners, LLC
|
SELL
|
- |
-282- 8.59% |
$53.3K - $60.4K
|
3K
$1.13M
|
|
|
Jan 18, 2022
Q4 2021
|
Arlington Partners LLC
|
SELL
|
- |
-288- 83.48% |
$54.4K - $61.7K
|
57
$21.4K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-288- 5.54% |
$54.4K - $61.7K
|
4.91K
$1.85M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-292- 3.73% |
$55.2K - $62.6K
|
7.53K
$2.83M
|
|
|
Feb 01, 2022
Q4 2021
|
Grimes & Company, Inc.
|
SELL
|
- |
-293- 19.97% |
$55.4K - $62.8K
|
1.17K
$441K
|
|
|
Jan 25, 2022
Q4 2021
|
Gofen & Glossberg LLC
|
SELL
|
- |
-296- 0.49% |
$55.9K - $63.4K
|
59.8K
$22.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Sigma Investment Counselors Inc
|
SELL
|
- |
-298- 1.07% |
$56.3K - $63.8K
|
27.6K
$10.4M
|
|
|
Feb 14, 2022
Q4 2021
|
Navellier & Associates Inc
Reno, NV |
SELL
|
- |
-300- 6.38% |
$56.7K - $64.3K
|
4.4K
$1.65M
|
|
|
Feb 07, 2022
Q4 2021
|
Texas Capital Bank Wealth Management Services Inc
|
SELL
|
- |
-304- 0.57% |
$57.4K - $65.1K
|
53.2K
$20M
|
|
|
Feb 07, 2022
Q4 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-304- 2.1% |
$57.4K - $65.1K
|
14.2K
$5.33M
|
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-307- 0.31% |
$58K - $65.8K
|
99.7K
$37.5M
|
|
|
Feb 11, 2022
Q4 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-311- 12.71% |
$58.8K - $66.6K
|
2.14K
$803K
|
|
|
Feb 14, 2022
Q4 2021
|
Polar Asset Management Partners Inc.
Toronto, A6 |
SELL
|
- |
-312- 5.49% |
$58.9K - $66.8K
|
5.38K
$2.02M
|
|
|
Jan 19, 2022
Q4 2021
|
Marketfield Asset Management LLC
|
SELL
|
- |
-321- 1.7% |
$60.6K - $68.8K
|
18.6K
$6.98M
|
|
|
Feb 11, 2022
Q4 2021
|
Valley National Advisers Inc
|
SELL
|
- |
-323- 18.98% |
$61K - $69.2K
|
1.38K
$518K
|
|
|
Jan 28, 2022
Q4 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-324- 10.41% |
$61.2K - $69.4K
|
2.79K
$1.05M
|
|
|
Jan 25, 2022
Q4 2021
|
Argus Investors' Counsel, Inc.
|
SELL
|
- |
-325- 3.54% |
$61.4K - $69.6K
|
8.86K
$3.33M
|
|
|
Feb 14, 2022
Q4 2021
|
Tiemann Investment Advisors, LLC
Menlo Park, CA |
SELL
|
- |
-325- 4.96% |
$61.4K - $69.6K
|
6.22K
$2.34M
|
|
|
Feb 01, 2022
Q4 2021
|
Patriot Investment Management Inc.
|
SELL
|
- |
-326- 6.77% |
$61.6K - $69.8K
|
4.49K
$1.69M
|
|
|
Feb 09, 2022
Q4 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-326- 2.68% |
$61.6K - $69.8K
|
11.8K
$4.45M
|
|
|
Feb 11, 2022
Q4 2021
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-327- 5.45% |
$61.8K - $70.1K
|
5.67K
$2.13M
|
|
|
Feb 04, 2022
Q4 2021
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-327- 2.87% |
$61.8K - $70.1K
|
11.1K
$4.15M
|
|
|
Feb 10, 2022
Q4 2021
|
Probity Advisors, Inc.
Dallas, TX |
SELL
|
- |
-332- 3.93% |
$62.7K - $71.1K
|
8.12K
$3.05M
|
|
|
Feb 15, 2022
Q4 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-332- 2.14% |
$62.7K - $71.1K
|
15.2K
$5.71M
|
|
|
Jan 20, 2022
Q4 2021
|
Forte Capital LLC
|
SELL
|
- |
-340- 15.05% |
$64.2K - $72.8K
|
1.92K
$721K
|
|
|
Jan 19, 2022
Q4 2021
|
Acas, LLC
|
SELL
|
- |
-340- 23.76% |
$64.2K - $72.8K
|
1.09K
$410K
|
|
|
Feb 14, 2022
Q4 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-343- 16.03% |
$64.8K - $73.5K
|
1.8K
$675K
|
|
|
Jan 26, 2022
Q4 2021
|
La Fleur & Godfrey LLC
|
SELL
|
- |
-344- 0.6% |
$65K - $73.7K
|
57.4K
$21.6M
|
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-350- 0.74% |
$66.1K - $75K
|
46.7K
$17.6M
|
|
|
Feb 04, 2022
Q4 2021
|
Amg National Trust Bank
|
SELL
|
- |
-350- 4.93% |
$66.1K - $75K
|
6.75K
$2.54M
|
|
|
Feb 03, 2022
Q4 2021
|
Appleton Partners Inc
|
SELL
|
- |
-351- 14.53% |
$66.3K - $75.2K
|
2.07K
$776K
|
|
|
Feb 03, 2022
Q4 2021
|
Moisand Fitzgerald Tamayo, LLC
|
SELL
|
- |
-351- 87.31% |
$66.3K - $75.2K
|
51
$19.2K
|
|
|
Jan 27, 2022
Q4 2021
|
Close Asset Management LTD
|
SELL
|
- |
-357- 66.11% |
$67.5K - $76.5K
|
183
$68.8K
|
|
|
Jan 27, 2022
Q4 2021
|
Lee Danner & Bass Inc
|
SELL
|
- |
-360- 0.58% |
$68K - $77.1K
|
61.3K
$23M
|
|
|
Feb 14, 2022
Q4 2021
|
Alerus Financial Na
Grand Forks, ND |
SELL
|
- |
-361- 20.34% |
$68.2K - $77.3K
|
1.41K
$531K
|