Purchases and Sales Made in Q4 2023 in Hercules Capital, Inc. (HTGC)
This table provides information about the institutional ownership of Hercules Capital, Inc. (HTGC) during Q4 2023. The information is specifically focused on institutions that hold shares of Hercules Capital, Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.27M+ 1567.0% |
$19.1M - $21.4M
|
1.35M
$28.1M
|
|
|
Jan 10, 2024
Q4 2023
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
655KNew |
$9.89M - $11.1M
|
655K
$13.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
598K+ 49.19% |
$9.03M - $10.1M
|
1.81M
$37.8M
|
|
|
Feb 05, 2024
Q4 2023
|
Van Eck Associates Corp
|
BUY
|
- |
381K+ 18.75% |
$5.75M - $6.46M
|
2.41M
$50.4M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
308K+ 105.15% |
$4.65M - $5.22M
|
601K
$12.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
204K+ 491.0% |
$3.08M - $3.45M
|
245K
$5.12M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
198K+ 37.21% |
$2.98M - $3.35M
|
729K
$15.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
162K+ 232.71% |
$2.44M - $2.74M
|
231K
$4.83M
|
|
|
Feb 15, 2024
Q4 2023
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
138K+ 13.38% |
$2.08M - $2.34M
|
1.17M
$24.4M
|
|
|
Feb 14, 2024
Q4 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
133KNew |
$2M - $2.24M
|
133K
$2.77M
|
|
|
Feb 13, 2024
Q4 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
131KNew |
$1.98M - $2.22M
|
131K
$2.74M
|
|
|
Feb 14, 2024
Q4 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
117K+ 352.57% |
$1.76M - $1.98M
|
150K
$3.12M
|
|
|
Feb 13, 2024
Q4 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
108KNew |
$1.63M - $1.83M
|
108K
$2.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
97.4K+ 843.22% |
$1.47M - $1.65M
|
109K
$2.27M
|
|
|
Feb 14, 2024
Q4 2023
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
95.9K+ 66.08% |
$1.45M - $1.62M
|
241K
$5.03M
|
|
|
Feb 22, 2024
Q4 2023
|
Napa Wealth Management
Napa, CA |
BUY
|
- |
87.9KNew |
$1.33M - $1.49M
|
87.9K
$1.83M
|
|
|
Feb 14, 2024
Q4 2023
|
Fj Capital Management LLC
Mclean, VA |
BUY
|
- |
79.5K+ 130.82% |
$1.2M - $1.35M
|
140K
$2.93M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
74.3K+ 100.18% |
$1.12M - $1.26M
|
148K
$3.1M
|
|
|
Feb 09, 2024
Q4 2023
|
Chesapeake Capital Corp /Il/
Richmond, VA |
BUY
|
- |
59.9KNew |
$903K - $1.01M
|
59.9K
$1.25M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
59.3K+ 2.35% |
$894K - $1M
|
2.58M
$53.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
54.3K+ 10.3% |
$819K - $919K
|
581K
$12.1M
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
50.4K+ 43.81% |
$760K - $853K
|
165K
$3.45M
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
50.4K+ 43.81% |
$760K - $853K
|
165K
$3.45M
|
|
|
Feb 15, 2024
Q4 2023
|
Barclays PLC
London, X0 |
BUY
|
- |
49.2K+ 128.81% |
$743K - $834K
|
87.5K
$1.82M
|
|
|
Feb 14, 2024
Q4 2023
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
44K+ 25.75% |
$665K - $746K
|
215K
$4.49M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
41.1K+ 31.63% |
$620K - $696K
|
171K
$3.57M
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
40.6KNew |
$613K - $687K
|
40.6K
$847K
|
|
|
Feb 14, 2024
Q4 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
39K+ 74.96% |
$588K - $660K
|
91K
$1.9M
|
|
|
Feb 07, 2024
Q4 2023
|
Access Investment Management LLC
Atlanta, GA |
BUY
|
- |
38.2KNew |
$576K - $647K
|
38.2K
$797K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
37.6K+ 194.24% |
$568K - $637K
|
57K
$1.19M
|
|
|
Jan 29, 2024
Q4 2023
|
Sawtooth Solutions, LLC
|
BUY
|
- |
36.8KNew |
$555K - $623K
|
36.8K
$767K
|
|
|
Jan 25, 2024
Q4 2023
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
36.8KNew |
$555K - $623K
|
36.8K
$767K
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
33.4KNew |
$504K - $566K
|
33.4K
$697K
|
|
|
Feb 01, 2024
Q4 2023
|
Significant Wealth Partners LLC
Cary, IL |
BUY
|
- |
29.7KNew |
$448K - $502K
|
29.7K
$619K
|
|
|
Jan 17, 2024
Q4 2023
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
26.8K+ 9.0% |
$405K - $454K
|
325K
$6.78M
|
|
|
Feb 14, 2024
Q4 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
25.1K+ 1045.83% |
$379K - $425K
|
27.5K
$574K
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
24.4KNew |
$369K - $414K
|
24.4K
$510K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
24.4KNew |
$368K - $413K
|
24.4K
$509K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.2K+ 51.75% |
$365K - $410K
|
71K
$1.48M
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
23.5K+ 172.79% |
$355K - $398K
|
37.1K
$774K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
22K+ 30.86% |
$332K - $372K
|
93.3K
$1.95M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21.8K+ 17.1% |
$328K - $368K
|
149K
$3.11M
|
|
|
Feb 01, 2024
Q4 2023
|
Madison Park Capital Advisors, LLC
Seattle, WA |
BUY
|
- |
20KNew |
$302K - $339K
|
20K
$417K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
19.8KNew |
$299K - $335K
|
19.8K
$413K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
18.5K+ 9.08% |
$279K - $313K
|
222K
$4.63M
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
18.4K+ 69.29% |
$278K - $311K
|
44.9K
$937K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.5KNew |
$264K - $297K
|
17.5K
$366K
|
|
|
Feb 15, 2024
Q4 2023
|
Townsquare Capital LLC
|
BUY
|
- |
16.3KNew |
$245K - $275K
|
16.3K
$339K
|
|
|
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
15.5KNew |
$235K - $263K
|
15.5K
$324K
|
|
|
Jan 24, 2024
Q4 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
15KNew |
$227K - $254K
|
15K
$313K
|