Purchases and Sales Made in Q2 2022 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q2 2022. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
104K+ 34.53% |
$648K - $749K
|
406K
$3.21M
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
104K+ 34.53% |
$648K - $749K
|
406K
$3.21M
|
|
|
Aug 12, 2022
Q2 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
99.3K+ 2.26% |
$618K - $714K
|
4.5M
$35.6M
|
|
|
Jul 25, 2022
Q2 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
61.7K+ 1.07% |
$384K - $444K
|
5.82M
$46M
|
|
|
Aug 09, 2022
Q2 2022
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
25.9K+ 0.74% |
$161K - $186K
|
3.51M
$27.7M
|
|
|
Aug 15, 2022
Q2 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
20.4K+ 0.44% |
$127K - $146K
|
4.7M
$37.1M
|
|
|
Jul 27, 2022
Q2 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
17.6K+ 37.81% |
$109K - $126K
|
64.1K
$506K
|
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.4K+ 19.17% |
$83.2K - $96.1K
|
83.1K
$657K
|
|
|
Jul 25, 2022
Q2 2022
|
Waterfront Wealth Inc.
|
BUY
|
- |
12.4KNew |
$77.1K - $89.2K
|
12.4K
$98K
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.23K+ 6.92% |
$57.4K - $66.4K
|
143K
$1.13M
|
|
|
Jul 27, 2022
Q2 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
8.7K+ 6.69% |
$54.1K - $62.6K
|
139K
$1.1M
|
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
BUY
|
- |
8.49K+ 14.61% |
$52.8K - $61K
|
66.6K
$526K
|
|
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
4KNew |
$24.9K - $28.8K
|
4K
$31.6K
|
|
|
Jul 19, 2022
Q2 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
1.94K+ 9.29% |
$12.1K - $13.9K
|
22.8K
$180K
|
|
|
Aug 21, 2023
Q2 2022
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
1.4KNew |
$8.68K - $10K
|
1.4K
$11K
|
|
|
Aug 02, 2022
Q2 2022
|
Artemis Wealth Advisors, LLC
|
BUY
|
- |
1.4KNew |
$8.68K - $10K
|
1.4K
$11K
|
|
|
Aug 11, 2022
Q2 2022
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
800+ 3.1% |
$4.98K - $5.75K
|
26.6K
$210K
|
|
|
Aug 12, 2022
Q2 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
608+ 5.1% |
$3.78K - $4.37K
|
12.5K
$99.1K
|
|
|
Aug 11, 2022
Q2 2022
|
Roberts Glore & CO Inc
Deerfield, IL |
BUY
|
- |
200+ 0.67% |
$1.24K - $1.44K
|
29.9K
$236K
|
|
|
Aug 10, 2022
Q2 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
200+ 56.66% |
$1.24K - $1.44K
|
553
$4.37K
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
67+ 0.07% |
$417 - $482
|
101K
$800K
|
|
|
Aug 10, 2022
Q2 2022
|
Covestor LTD
Boston, MA |
BUY
|
- |
9+ 180.0% |
$56 - $64.7
|
14
$111
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-35- 0.01% |
$218 - $252
|
236K
$1.86M
|
|
|
Aug 02, 2022
Q2 2022
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-352- 5.98% |
$2.19K - $2.53K
|
5.53K
$43.7K
|
|
|
Aug 10, 2022
Q2 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-600Closed |
$3.73K - $4.31K
|
0
$0
|
|
|
Aug 10, 2022
Q2 2022
|
Ubs Group Ag
|
SELL
|
- |
-696- 85.4% |
$4.33K - $5K
|
119
$940
|
|
|
Aug 12, 2022
Q2 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-1.1K- 6.39% |
$6.84K - $7.9K
|
16.1K
$127K
|
|
|
Aug 09, 2022
Q2 2022
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.23K- 1.47% |
$7.68K - $8.87K
|
82.8K
$654K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.43KClosed |
$8.86K - $10.2K
|
0
$0
|
|
|
Aug 05, 2022
Q2 2022
|
Dakota Wealth Management
|
SELL
|
- |
-2.4K- 8.76% |
$14.9K - $17.3K
|
25K
$197K
|
|
|
Aug 15, 2022
Q2 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 25.27% |
$15.7K - $18.2K
|
7.47K
$59K
|
|
|
Jul 29, 2022
Q2 2022
|
Guild Investment Management, Inc.
|
SELL
|
- |
-3.75K- 4.62% |
$23.3K - $27K
|
77.5K
$612K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.78K- 79.06% |
$29.7K - $34.4K
|
1.27K
$10K
|
|
|
Aug 12, 2022
Q2 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-8.6K- 14.58% |
$53.5K - $61.8K
|
50.4K
$398K
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.5KClosed |
$78K - $90.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-29K- 4.09% |
$180K - $208K
|
679K
$5.36M
|
|
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-38KClosed |
$237K - $274K
|
0
$0
|
|
|
Jul 27, 2022
Q2 2022
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-56.6K- 8.74% |
$352K - $407K
|
590K
$4.66M
|
|
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-97.2K- 24.31% |
$604K - $699K
|
303K
$2.39M
|
|
|
Aug 05, 2022
Q2 2022
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-114K- 86.96% |
$709K - $820K
|
17.1K
$135K
|
|
|
Aug 03, 2022
Q2 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-115K- 93.98% |
$714K - $825K
|
7.36K
$58.1K
|