Purchases and Sales Made in Q4 2021 in Rivernorth Opportunities Fund, Inc. (RIV)
This table provides information about the institutional ownership of Rivernorth Opportunities Fund, Inc. (RIV) during Q4 2021. The information is specifically focused on institutions that hold shares of RIVERNORTH OPPORTUNITIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
664K+ 2051.79% |
$10.5M - $11.7M
|
696K
$8.22M
|
|
|
Feb 11, 2022
Q4 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
177K+ 965.16% |
$2.79M - $3.13M
|
195K
$2.31M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
131K+ 123.89% |
$2.07M - $2.32M
|
237K
$2.8M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
127K+ 108.89% |
$2.01M - $2.25M
|
244K
$2.88M
|
|
|
Feb 09, 2022
Q4 2021
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
70.3KNew |
$1.11M - $1.24M
|
70.3K
$830K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
67.9K+ 294.27% |
$1.07M - $1.2M
|
91K
$1.07M
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
53.5KNew |
$843K - $944K
|
53.5K
$632K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
53.2KNew |
$838K - $939K
|
53.2K
$628K
|
|
|
Jan 28, 2022
Q4 2021
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
47.8KNew |
$753K - $843K
|
47.8K
$564K
|
|
|
Feb 14, 2022
Q4 2021
|
Css LLC
Chicago, IL |
BUY
|
- |
40.3KNew |
$635K - $712K
|
40.3K
$476K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
30KNew |
$473K - $530K
|
30K
$355K
|
|
|
Jan 14, 2022
Q4 2021
|
Next Capital Management LLC
|
BUY
|
- |
25KNew |
$394K - $441K
|
25K
$295K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14KNew |
$221K - $247K
|
14K
$165K
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
12.7KNew |
$200K - $224K
|
12.7K
$150K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.7K+ 45.71% |
$169K - $189K
|
34.2K
$404K
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
7.1KNew |
$112K - $125K
|
7.1K
$83.9K
|
|
|
Feb 10, 2022
Q4 2021
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
6.18K+ 11.23% |
$97.3K - $109K
|
61.1K
$722K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5.64K+ 258.12% |
$88.9K - $99.5K
|
7.83K
$92.4K
|
|
|
Feb 03, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
3.5K+ 20.59% |
$55.2K - $61.8K
|
20.5K
$242K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.27K+ 10.37% |
$35.8K - $40.1K
|
24.2K
$286K
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.12K+ 8.37% |
$17.7K - $19.8K
|
14.6K
$172K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
1.04KNew |
$16.4K - $18.4K
|
1.04K
$12.3K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
153+ 0.35% |
$2.41K - $2.7K
|
44.4K
$525K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
136+ 1.06% |
$2.14K - $2.4K
|
13K
$154K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
17New |
$268 - $300
|
17
$201
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-100- 0.4% |
$1.58K - $1.76K
|
24.7K
$291K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-100- 0.83% |
$1.58K - $1.76K
|
12K
$142K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-192- 1.25% |
$3.03K - $3.39K
|
15.2K
$180K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-474- 27.69% |
$7.47K - $8.37K
|
1.24K
$14.6K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-584- 2.6% |
$9.2K - $10.3K
|
21.8K
$258K
|
|
|
Feb 10, 2022
Q4 2021
|
Wsfs Capital Management, LLC
Philadelphia, PA |
SELL
|
- |
-1.15K- 9.38% |
$18.1K - $20.2K
|
11.1K
$131K
|
|
|
Feb 11, 2022
Q4 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-3.82K- 12.59% |
$60.2K - $67.4K
|
26.5K
$313K
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-7.15K- 11.38% |
$113K - $126K
|
55.7K
$658K
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-7.42K- 18.24% |
$117K - $131K
|
33.3K
$393K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-7.66K- 30.72% |
$121K - $135K
|
17.3K
$204K
|
|
|
Feb 08, 2022
Q4 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-13KClosed |
$204K - $229K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-30KClosed |
$473K - $530K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-152K- 13.54% |
$2.39M - $2.68M
|
969K
$11.4M
|