Latest Institutional Transactions on Swiss Helvetia Fund, Inc. (SWZ)
This table provides information on the latest institutional transactions involving Swiss Helvetia Fund, Inc. (SWZ) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-83.6K- 25.67% |
$633K - $771K
|
242K
$1.53M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-37.6K- 38.34% |
$285K - $347K
|
60.5K
$381K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-278- 52.75% |
$2.1K - $2.56K
|
249
$1.57K
|
|
|
May 15, 2025
Q1 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
809K+ 112.49% |
$6.13M - $7.46M
|
1.53M
$9.63M
|
|
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
BUY
|
- |
87.4K+ 30.1% |
$661K - $806K
|
378K
$2.38M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-420K- 91.3% |
$3.18M - $3.87M
|
40K
$252K
|
|
|
May 15, 2025
Q1 2025
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
44.8KNew |
$339K - $413K
|
44.8K
$282K
|
|
|
May 15, 2025
Q1 2025
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-22.7K- 67.63% |
$172K - $209K
|
10.9K
$68.5K
|
|
|
May 14, 2025
Q1 2025
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
30.1KNew |
$228K - $278K
|
30.1K
$190K
|
|
|
May 14, 2025
Q1 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-27.7K- 10.05% |
$209K - $255K
|
247K
$1.56M
|
|
|
May 14, 2025
Q1 2025
|
Cf Capital LLC
Cohasset, MA |
BUY
|
- |
4.8KNew |
$36.3K - $44.3K
|
4.8K
$30.2K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-14.2K- 24.19% |
$108K - $131K
|
44.6K
$281K
|
|
|
May 13, 2025
Q1 2025
|
Tom Russo
Gardner Russo & Quinn LLC
|
BUY
|
- |
4.6K+ 1.59% |
$34.8K - $42.4K
|
293K
$1.85M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.13K- 11.07% |
$8.58K - $10.4K
|
9.1K
$57.4K
|
|
|
May 12, 2025
Q1 2025
|
Wolverine Asset Management LLC
|
SELL
|
- |
-7.48K- 22.45% |
$56.7K - $69K
|
25.9K
$163K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-166K- 65.91% |
$1.26M - $1.53M
|
86.1K
$542K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-148- 0.12% |
$1.12K - $1.36K
|
125K
$786K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
24+ 0.38% |
$182 - $221
|
6.27K
$39.5K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-45- 25.0% |
$341 - $415
|
135
$851
|
|
|
May 05, 2025
Q1 2025
|
Tabor Asset Management, LP
New York, NY |
BUY
|
- |
30.1KNew |
$228K - $278K
|
30.1K
$190K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
6.69K+ 7.32% |
$50.6K - $61.6K
|
98K
$617K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
14.8K+ 9.92% |
$112K - $137K
|
164K
$1.03M
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-36.5K- 1.86% |
$276K - $337K
|
1.93M
$12.2M
|
|
|
Apr 22, 2025
Q1 2025
|
Uncommon Cents Investing LLC
|
BUY
|
- |
8.03K+ 8.72% |
$60.8K - $74K
|
100K
$631K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.77K- 36.52% |
$20.8K - $24.8K
|
4.82K
$30.4K
|
|
|
Feb 14, 2025
Q4 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
31.8KNew |
$238K - $284K
|
31.8K
$200K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
10.8K+ 375.22% |
$80.9K - $96.4K
|
13.7K
$86.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.1KNew |
$150K - $179K
|
20.1K
$126K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
224+ 1.27% |
$1.68K - $2K
|
17.9K
$113K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
BUY
|
- |
6.86K+ 7.53% |
$51.4K - $61.2K
|
97.9K
$617K
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
Sage View Advisory Group, LLC
Newport Beach, CA |
SELL
|
- |
-5.94K- 33.43% |
$47.8K - $53.7K
|
11.8K
$74.6K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
480+ 0.2% |
$3.86K - $4.33K
|
237K
$1.5M
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.56K- 7.08% |
$12.5K - $14.1K
|
20.5K
$129K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
13KNew |
$97.6K - $108K
|
13K
$82K
|
|
|
Aug 12, 2024
Q2 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
7.96K+ 51.87% |
$59.7K - $65.8K
|
23.3K
$147K
|
|
|
Aug 09, 2024
Q2 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-29.4K- 39.14% |
$220K - $243K
|
45.7K
$288K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
24.1KNew |
$181K - $200K
|
24.1K
$152K
|
|
|
Jul 22, 2024
Q2 2024
|
Delta Capital Management LLC
|
BUY
|
- |
33.4KNew |
$250K - $276K
|
33.4K
$210K
|
|
| Q1 2024 | |||||||
|
Apr 22, 2024
Q1 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.9KNew |
$140K - $148K
|
17.9K
$113K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
835New |
$6.5K - $6.89K
|
835
$5.26K
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.72K- 59.02% |
$26.5K - $30.5K
|
2.58K
$16.3K
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-497- 34.32% |
$3.54K - $4.08K
|
951
$5.99K
|
|
| Q3 2023 | |||||||
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.83K- 14.17% |
$13.8K - $15.7K
|
11.1K
$69.9K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-7.65K- 14.47% |
$57.6K - $62.8K
|
45.2K
$285K
|
|
| Q4 2022 | |||||||
|
Feb 15, 2023
Q4 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
16KNew |
$106K - $129K
|
16K
$101K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-450- 3.45% |
$2.97K - $3.62K
|
12.6K
$79.4K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
1.06KNew |
$7.03K - $8.7K
|
1.06K
$6.66K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-10- 0.93% |
$74.6 - $94.2
|
1.07K
$6.73K
|
|
|
Aug 12, 2022
Q2 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-38.3KClosed |
$286K - $361K
|
0
$0
|
|