Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jun 21, 2023
Q3 2021
|
Metropolitan Life Insurance CO
New York, NY |
BUY
|
- |
62.9K+ 270.13% |
$11.9M - $13.9M
|
86.2K
$31.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Fred Alger Management, LLC
New York, NY |
BUY
|
- |
62.3KNew |
$11.8M - $13.8M
|
62.3K
$22.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Banco Bilbao Vizcaya Argentaria, S.A.
|
BUY
|
- |
61.6K+ 119.92% |
$11.7M - $13.7M
|
113K
$41.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Moore Capital Management, LP
New York, NY |
BUY
|
- |
58.5KNew |
$11.1M - $13M
|
58.5K
$21.3M
|
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
58.4K+ 19.62% |
$11.1M - $12.9M
|
356K
$130M
|
|
|
Nov 02, 2021
Q3 2021
|
Inverness Counsel LLC
|
BUY
|
- |
57.4KNew |
$10.9M - $12.7M
|
57.4K
$20.9M
|
|
|
Nov 08, 2021
Q3 2021
|
Inter Ocean Capital Group, LLC
Nashville, TN |
BUY
|
- |
56.4K+ 3138.54% |
$10.7M - $12.5M
|
58.2K
$21.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Congress Asset Management CO
|
BUY
|
- |
56.3K+ 10.42% |
$10.7M - $12.5M
|
596K
$217M
|
|
|
Oct 29, 2021
Q3 2021
|
Busey Wealth Management
|
BUY
|
- |
52.7K+ 111.22% |
$10M - $11.7M
|
100K
$36.4M
|
|
|
Oct 28, 2021
Q3 2021
|
Sea Town Holdings Pte. Ltd.
|
BUY
|
- |
50KNew |
$9.49M - $11.1M
|
50K
$18.2M
|
|
|
Nov 12, 2021
Q3 2021
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
49.8K+ 0.58% |
$9.45M - $11M
|
8.57M
$3.12B
|
|
|
Nov 15, 2021
Q3 2021
|
Natixis Advisors, L.P.
Boston, MA |
BUY
|
- |
47.1K+ 15.85% |
$8.94M - $10.4M
|
344K
$125M
|
|
|
Nov 15, 2021
Q3 2021
|
Fullerton Fund Management CO Ltd.
Singapore, U0 |
BUY
|
- |
42.1K+ 1097.81% |
$7.99M - $9.33M
|
45.9K
$16.7M
|
|
|
Nov 17, 2021
Q3 2021
|
Willis Investment Counsel
Gainesville, GA |
BUY
|
- |
40.6K+ 40.61% |
$7.7M - $8.99M
|
140K
$51.1M
|
|
|
Nov 04, 2021
Q3 2021
|
Mitsubishi Ufj Kokusai Asset Management Co., Ltd.
|
BUY
|
- |
39.5K+ 9.16% |
$7.51M - $8.77M
|
471K
$172M
|
|
|
Nov 12, 2021
Q3 2021
|
Permanens Capital L.P.
New York, NY |
BUY
|
- |
39.3KNew |
$7.46M - $8.71M
|
39.3K
$14.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
38.5K+ 457.81% |
$7.3M - $8.53M
|
46.9K
$17M
|
|
|
Nov 16, 2021
Q3 2021
|
Amussen Hunsaker Associates LLC
Salt Lake City, UT |
BUY
|
- |
38K+ 906.51% |
$7.22M - $8.43M
|
42.2K
$15.4M
|
|
|
Nov 12, 2021
Q3 2021
|
Mufg Securities Emea PLC
London, X0 |
BUY
|
- |
36.6K+ 91.59% |
$6.95M - $8.12M
|
76.6K
$27.9M
|
|
|
Oct 20, 2021
Q3 2021
|
Clear Street Markets LLC
|
BUY
|
- |
36.5K+ 453.41% |
$6.92M - $8.08M
|
44.5K
$16.2M
|
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
32.9K+ 279.2% |
$6.24M - $7.29M
|
44.7K
$16.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
30.4K+ 171.2% |
$5.77M - $6.74M
|
48.2K
$17.5M
|
|
|
Nov 08, 2021
Q3 2021
|
Russell Investments Group, Ltd.
|
BUY
|
- |
30.2K+ 26.42% |
$5.74M - $6.7M
|
145K
$52.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
30.1K+ 6.03% |
$5.72M - $6.68M
|
530K
$193M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
30K+ 6.15% |
$5.7M - $6.65M
|
518K
$188M
|
|
|
Nov 12, 2021
Q3 2021
|
Arosa Capital Management LP
Ny, NY |
BUY
|
- |
30K+ 150.0% |
$5.7M - $6.65M
|
50K
$18.2M
|
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
29.1K+ 61.53% |
$5.52M - $6.44M
|
76.3K
$27.7M
|
|
|
Nov 05, 2021
Q3 2021
|
Conning Inc.
|
BUY
|
- |
28.9K+ 13.69% |
$5.49M - $6.41M
|
240K
$87.3M
|
|
|
Nov 12, 2021
Q3 2021
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
28.6K+ 3.46% |
$5.42M - $6.33M
|
855K
$311M
|
|
|
Oct 27, 2021
Q3 2021
|
Seaview Investment Managers LLC
|
BUY
|
- |
27.6KNew |
$5.23M - $6.11M
|
27.6K
$10M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
26.6K+ 30.04% |
$5.04M - $5.89M
|
115K
$41.8M
|
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
26.1KNew |
$4.95M - $5.78M
|
26.1K
$9.49M
|
|
|
Nov 12, 2021
Q3 2021
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
24.5K+ 8.02% |
$4.65M - $5.42M
|
330K
$120M
|
|
|
Nov 16, 2021
Q3 2021
|
Ep Wealth Advisors, LLC
Torrance, CA |
BUY
|
- |
24K+ 534.24% |
$4.56M - $5.32M
|
28.5K
$10.4M
|
|
|
Nov 16, 2021
Q3 2021
|
Charles Schwab Investment Management Inc
San Francisco, CA |
BUY
|
- |
24K+ 0.95% |
$4.56M - $5.32M
|
2.55M
$926M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
23.7K+ 25.71% |
$4.5M - $5.25M
|
116K
$42.1M
|
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
22.5K+ 22.02% |
$4.27M - $4.99M
|
125K
$45.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Signet Financial Management, LLC
Parsippany, NJ |
BUY
|
- |
22.5KNew |
$4.26M - $4.98M
|
22.5K
$8.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Worldquant Millennium Advisors LLC
New York, NY |
BUY
|
- |
22.3K+ 91.08% |
$4.23M - $4.94M
|
46.7K
$17M
|
|
|
Nov 15, 2021
Q3 2021
|
Putnam Investments LLC
Boston, MA |
BUY
|
- |
22K+ 949.68% |
$4.17M - $4.87M
|
24.3K
$8.83M
|
|
|
Nov 08, 2021
Q3 2021
|
Toronto Dominion Bank
Toronto, Ontario, A6 |
BUY
|
- |
21.5K+ 5.4% |
$4.07M - $4.75M
|
419K
$152M
|
|
|
Nov 12, 2021
Q3 2021
|
Robbins Farley LLC
Manchester, NH |
BUY
|
- |
20.9KNew |
$3.96M - $4.63M
|
20.9K
$7.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Daiwa Securities Group Inc.
Tokyo, M0 |
BUY
|
- |
20.2K+ 20.0% |
$3.84M - $4.48M
|
121K
$44.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Texas Capital Bank Wealth Management Services Inc
|
BUY
|
- |
20.2K+ 60.47% |
$3.83M - $4.47M
|
53.5K
$19.5M
|
|
|
Oct 15, 2021
Q3 2021
|
Ardevora Asset Management LLP
|
BUY
|
- |
19.3K+ 6.12% |
$3.66M - $4.28M
|
335K
$122M
|
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
19.3KNew |
$3.66M - $4.27M
|
19.3K
$7.01M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.2K+ 7.11% |
$3.64M - $4.25M
|
289K
$105M
|
|
|
Oct 25, 2021
Q3 2021
|
Cubic Asset Management, LLC
|
BUY
|
- |
18.5K+ 1848.5% |
$3.51M - $4.1M
|
19.5K
$7.09M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
18.1K+ 4.64% |
$3.44M - $4.02M
|
409K
$149M
|
|
|
Nov 02, 2021
Q3 2021
|
Ing Groep Nv
|
BUY
|
- |
17K+ 13.91% |
$3.23M - $3.78M
|
140K
$50.8M
|