Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 03, 2021
Q3 2021
|
Mn Services Vermogensbeheer B.V.
|
BUY
|
- |
7.9K+ 1.98% |
$1.5M - $1.75M
|
408K
$148M
|
|
|
Nov 15, 2021
Q3 2021
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
7.85KNew |
$1.49M - $1.74M
|
7.85K
$2.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
7.69KNew |
$1.46M - $1.7M
|
7.69K
$2.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Cboe Vest Financial, LLC
Mclean, VA |
BUY
|
- |
7.66K+ 43.95% |
$1.45M - $1.7M
|
25.1K
$9.12M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
7.41K+ 10.98% |
$1.41M - $1.64M
|
74.9K
$27.2M
|
|
|
Oct 15, 2021
Q3 2021
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
BUY
|
- |
7.31K+ 6.5% |
$1.39M - $1.62M
|
120K
$43.6M
|
|
|
Aug 06, 2024
Q3 2021
|
Hantz Financial Services, Inc.
|
BUY
|
- |
7.27K+ 24.9% |
$1.38M - $1.61M
|
36.4K
$13.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Essex Financial Services, Inc.
|
BUY
|
- |
7.24K+ 90.38% |
$1.38M - $1.61M
|
15.3K
$5.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Public Sector Pension Investment Board
Montreal, A8 |
BUY
|
- |
6.96K+ 8.11% |
$1.32M - $1.54M
|
92.8K
$33.8M
|
|
|
Oct 21, 2021
Q3 2021
|
Strategic Advisors LLC
|
BUY
|
- |
6.72K+ 507.56% |
$1.27M - $1.49M
|
8.04K
$2.92M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.7K+ 14.06% |
$1.27M - $1.48M
|
54.3K
$19.8M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.67K+ 2.72% |
$1.27M - $1.48M
|
252K
$91.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.64K+ 15.27% |
$1.26M - $1.47M
|
50.1K
$18.2M
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6.55K+ 1.77% |
$1.24M - $1.45M
|
376K
$137M
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
6.49K+ 325.9% |
$1.23M - $1.44M
|
8.48K
$3.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Engineers Gate Manager LP
New York, NY |
BUY
|
- |
6.4K+ 102.58% |
$1.22M - $1.42M
|
12.6K
$4.6M
|
|
|
Oct 13, 2021
Q3 2021
|
Deltec Asset Management LLC
|
BUY
|
- |
6.3KNew |
$1.2M - $1.4M
|
6.3K
$2.29M
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
BUY
|
- |
6.29K+ 18.48% |
$1.19M - $1.39M
|
40.3K
$14.7M
|
|
|
Oct 14, 2021
Q3 2021
|
Kg&L Capital Management,Llc
|
BUY
|
- |
6.28K+ 109.12% |
$1.19M - $1.39M
|
12K
$4.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.21K+ 10.17% |
$1.18M - $1.38M
|
67.2K
$24.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
6.07K+ 16.25% |
$1.15M - $1.35M
|
43.4K
$15.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Coldstream Capital Management Inc
|
BUY
|
- |
5.95K+ 27.54% |
$1.13M - $1.32M
|
27.6K
$10M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.88K+ 19.77% |
$1.12M - $1.3M
|
35.6K
$13M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
5.84K+ 26.27% |
$1.11M - $1.29M
|
28.1K
$10.2M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.63K+ 8.87% |
$1.07M - $1.25M
|
69.1K
$25.1M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
5.61K+ 8.3% |
$1.06M - $1.24M
|
73.1K
$26.6M
|
|
|
Aug 16, 2024
Q3 2021
|
Td Private Client Wealth LLC
New York, NY |
BUY
|
- |
5.6K+ 174.8% |
$1.06M - $1.24M
|
8.8K
$3.2M
|
|
|
Oct 18, 2021
Q3 2021
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
5.53K+ 2.62% |
$1.05M - $1.23M
|
217K
$78.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Joel Greenblatt
Gotham Asset Management, LLC | New York, Ny
|
BUY
|
- |
5.49K+ 18.71% |
$1.04M - $1.22M
|
34.9K
$12.7M
|
|
|
Nov 12, 2021
Q3 2021
|
Pallas Capital Advisors LLC
Braintree, MA |
BUY
|
- |
5.37K+ 40.41% |
$1.02M - $1.19M
|
18.7K
$6.79M
|
|
|
Nov 12, 2021
Q3 2021
|
Massmutual Trust CO Fsb
|
BUY
|
- |
5.25K+ 40.06% |
$997K - $1.16M
|
18.4K
$6.68M
|
|
|
Nov 15, 2021
Q3 2021
|
Ethic Inc.
New York, NY |
BUY
|
- |
5.18K+ 111.54% |
$983K - $1.15M
|
9.82K
$3.57M
|
|
|
Oct 13, 2021
Q3 2021
|
Crossmark Global Holdings, Inc.
|
BUY
|
- |
5.17K+ 18.04% |
$981K - $1.15M
|
33.8K
$12.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Bluefin Capital Management, LLC
New York, NY |
BUY
|
- |
5.12KNew |
$972K - $1.14M
|
5.12K
$1.86M
|
|
|
Nov 05, 2021
Q3 2021
|
Pendal Group LTD
|
BUY
|
- |
4.97K+ 130.84% |
$943K - $1.1M
|
8.77K
$3.19M
|
|
|
Oct 13, 2021
Q3 2021
|
Jacobs & CO
|
BUY
|
- |
4.94K+ 12.23% |
$939K - $1.1M
|
45.4K
$16.5M
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
4.92K+ 119.02% |
$934K - $1.09M
|
9.05K
$3.29M
|
|
|
Nov 10, 2021
Q3 2021
|
American Century Companies Inc
Kansas City, MO |
BUY
|
- |
4.91K+ 16.34% |
$932K - $1.09M
|
34.9K
$12.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
4.71K+ 6.68% |
$894K - $1.04M
|
75.2K
$27.4M
|
|
|
Oct 15, 2021
Q3 2021
|
Bogart Wealth, LLC
|
BUY
|
- |
4.69K+ 19.53% |
$890K - $1.04M
|
28.7K
$10.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
4.56K+ 15.79% |
$866K - $1.01M
|
33.4K
$12.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Maven Securities LTD
St Helier, Y9 |
BUY
|
- |
4.55K+ 118.94% |
$863K - $1.01M
|
8.37K
$3.04M
|
|
|
Nov 15, 2021
Q3 2021
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
4.54K+ 18.96% |
$862K - $1.01M
|
28.5K
$10.4M
|
|
|
Oct 07, 2021
Q3 2021
|
Global Trust Asset Management, LLC
|
BUY
|
- |
4.43K+ 90.62% |
$842K - $983K
|
9.33K
$3.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Blair William & CO
Chicago, IL |
BUY
|
- |
4.29K+ 3.29% |
$813K - $950K
|
135K
$49M
|
|
|
Nov 12, 2021
Q3 2021
|
Kaizen Financial Strategies
|
BUY
|
- |
4.28KNew |
$813K - $949K
|
4.28K
$1.56M
|
|
|
Nov 08, 2021
Q3 2021
|
Banco Santander, S.A.
|
BUY
|
- |
4.27K+ 5.58% |
$811K - $946K
|
80.8K
$29.4M
|
|
|
Oct 18, 2021
Q3 2021
|
Sabal Trust CO
|
BUY
|
- |
4.16K+ 4.2% |
$790K - $922K
|
103K
$37.6M
|
|
|
Nov 15, 2021
Q3 2021
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
4.03K+ 20135.0% |
$764K - $893K
|
4.05K
$1.47M
|
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
4.02K+ 2.59% |
$762K - $890K
|
159K
$57.9M
|