Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Adage Capital Partners Gp, L.L.C.
Boston, MA |
SELL
|
- |
-158K- 26.56% |
$30M - $35.1M
|
438K
$159M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-169K- 42.05% |
$32M - $37.4M
|
232K
$84.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-170K- 37.54% |
$32.3M - $37.7M
|
283K
$103M
|
|
|
Nov 12, 2021
Q3 2021
|
Natixis
Paris, I0 |
SELL
|
- |
-185K- 21.03% |
$35.1M - $40.9M
|
693K
$252M
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-191K- 10.32% |
$36.3M - $42.4M
|
1.66M
$605M
|
|
|
Nov 12, 2021
Q3 2021
|
Hsbc Holdings PLC
London, X0 |
SELL
|
- |
-196K- 23.22% |
$37.2M - $43.5M
|
648K
$236M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital Research Global Investors
Los Angeles, CA |
SELL
|
- |
-203K- 5.92% |
$38.6M - $45M
|
3.23M
$1.17B
|
|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Mitsui Trust Holdings, Inc.
|
SELL
|
- |
-216K- 10.24% |
$41.1M - $48M
|
1.9M
$690M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital World Investors
Los Angeles, CA |
SELL
|
- |
-223K- 1.84% |
$42.2M - $49.3M
|
11.9M
$4.33B
|
|
|
Nov 01, 2021
Q3 2021
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-256K- 50.0% |
$48.6M - $56.8M
|
256K
$93.1M
|
|
|
Nov 15, 2021
Q3 2021
|
State Street Corp
Boston, MA |
SELL
|
- |
-264K- 0.64% |
$50.1M - $58.6M
|
40.8M
$14.8B
|
|
|
Oct 26, 2021
Q3 2021
|
Artemis Investment Management LLP
|
SELL
|
- |
-348KClosed |
$66M - $77.1M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Amundi
Paris, I0 |
SELL
|
- |
-407K- 15.73% |
$77.3M - $90.2M
|
2.18M
$793M
|
|
|
Nov 05, 2021
Q3 2021
|
Boston Partners
Boston, MA |
SELL
|
- |
-410K- 20.27% |
$77.8M - $90.8M
|
1.61M
$586M
|
|
|
Nov 15, 2021
Q3 2021
|
Bill Gates
Bill & Melinda Gates Foundation Trust | Kirkland, Wa
|
SELL
|
- |
-472K- 4.64% |
$89.5M - $105M
|
9.69M
$3.52B
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-511K- 91.49% |
$97M - $113M
|
47.5K
$17.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-694K- 60.82% |
$132M - $154M
|
447K
$163M
|
|
|
Nov 12, 2021
Q3 2021
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-886K- 21.48% |
$168M - $196M
|
3.24M
$1.18B
|
|
|
Nov 15, 2021
Q3 2021
|
Capital International Investors
Los Angeles, CA |
SELL
|
- |
-1.03M- 11.76% |
$195M - $228M
|
7.7M
$2.8B
|
|
|
Nov 10, 2021
Q3 2021
|
State Farm Mutual Automobile Insurance CO
Bloomington, IL |
SELL
|
- |
-1.43M- 7.43% |
$271M - $316M
|
17.8M
$6.46B
|
|
|
Nov 12, 2021
Q3 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.99M- 91.08% |
$378M - $441M
|
195K
$71M
|
|
|
Nov 15, 2021
Q3 2021
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-4.31M- 49.23% |
$819M - $956M
|
4.45M
$1.62B
|
|
|
Nov 05, 2021
Q3 2021
|
Norges Bank
Oslo, Q8 |
SELL
|
- |
-5.04MClosed |
$957M - $1.12B
|
0
$0
|