Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 04, 2021
Q3 2021
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-737- 4.84% |
$140K - $163K
|
14.5K
$5.28M
|
|
Oct 26, 2021
Q3 2021
|
Leavell Investment Management, Inc.
|
SELL
|
- |
-744- 4.95% |
$141K - $165K
|
14.3K
$5.2M
|
|
Oct 19, 2021
Q3 2021
|
Vigilare Wealth Management
|
SELL
|
- |
-757- 28.36% |
$144K - $168K
|
1.91K
$696K
|
|
Nov 04, 2021
Q3 2021
|
Donaldson Capital Management, LLC
Evansville, IN |
SELL
|
- |
-779- 7.72% |
$148K - $173K
|
9.31K
$3.39M
|
|
Oct 18, 2021
Q3 2021
|
Symmetry Partners, LLC
|
SELL
|
- |
-784- 11.4% |
$149K - $174K
|
6.1K
$2.22M
|
|
Nov 15, 2021
Q3 2021
|
Wealth Advisors, Inc.
|
SELL
|
- |
-785Closed |
$149K - $174K
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Grimes & Company, Inc.
|
SELL
|
- |
-798- 35.23% |
$151K - $177K
|
1.47K
$534K
|
|
Nov 15, 2021
Q3 2021
|
Fjarde Ap Fonden
|
SELL
|
- |
-800- 0.5% |
$152K - $177K
|
161K
$58.5M
|
|
Oct 26, 2021
Q3 2021
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-829- 18.41% |
$157K - $184K
|
3.67K
$1.34M
|
|
Nov 15, 2021
Q3 2021
|
Bahl & Gaynor Inc
|
SELL
|
- |
-880- 12.52% |
$167K - $195K
|
6.15K
$2.24M
|
|
Nov 08, 2021
Q3 2021
|
Keybank National Association
|
SELL
|
- |
-885- 0.56% |
$168K - $196K
|
158K
$57.7M
|
|
Nov 16, 2021
Q3 2021
|
Kb Financial Partners, LLC
Princeton, NJ |
SELL
|
- |
-894Closed |
$170K - $198K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Mcmillion Capital Management Inc
|
SELL
|
- |
-911- 5.76% |
$173K - $202K
|
14.9K
$5.43M
|
|
Nov 15, 2021
Q3 2021
|
Harvest Fund Management Co., LTD
Beijing, F4 |
SELL
|
- |
-911- 45.62% |
$173K - $202K
|
1.09K
$396K
|
|
Nov 02, 2021
Q3 2021
|
Lvw Advisors, LLC
|
SELL
|
- |
-917Closed |
$174K - $203K
|
0
$0
|
|
Oct 12, 2021
Q3 2021
|
Renasant Bank
|
SELL
|
- |
-919Closed |
$174K - $204K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Fortress Wealth Group, LLC
Orlando, FL |
SELL
|
- |
-920Closed |
$175K - $204K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Boston Family Office LLC
Boston, MA |
SELL
|
- |
-922Closed |
$175K - $204K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-923Closed |
$175K - $205K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Citizens & Northern Corp
|
SELL
|
- |
-925Closed |
$176K - $205K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Halbert Hargrove Global Advisors, LLC
|
SELL
|
- |
-929Closed |
$176K - $206K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Fayez Sarofim & CO
Houston, TX |
SELL
|
- |
-929- 3.83% |
$176K - $206K
|
23.3K
$8.49M
|
|
Nov 12, 2021
Q3 2021
|
Hilton Capital Management, LLC
|
SELL
|
- |
-931- 12.07% |
$177K - $206K
|
6.78K
$2.47M
|
|
Nov 05, 2021
Q3 2021
|
Fort Pitt Capital Group, LLC
|
SELL
|
- |
-932- 12.06% |
$177K - $207K
|
6.8K
$2.48M
|
|
Nov 15, 2021
Q3 2021
|
Aristotle Capital Management, LLC
Los Angeles, CA |
SELL
|
- |
-932Closed |
$177K - $207K
|
0
$0
|
|
Oct 19, 2021
Q3 2021
|
Capital City Trust CO
|
SELL
|
- |
-933Closed |
$177K - $207K
|
0
$0
|
|
Oct 29, 2021
Q3 2021
|
Mathes Company, Inc.
|
SELL
|
- |
-935- 4.45% |
$178K - $207K
|
20.1K
$7.31M
|
|
Nov 16, 2021
Q3 2021
|
Neo Ivy Capital Management
New York, NY |
SELL
|
- |
-936Closed |
$178K - $207K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-939Closed |
$178K - $208K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-941Closed |
$179K - $209K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Petrus Trust Company, Lta
Dallas, TX |
SELL
|
- |
-942Closed |
$179K - $209K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Abbot Financial Management, Inc.
North Andover, MA |
SELL
|
- |
-950Closed |
$180K - $211K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Mizuho Securities Co. Ltd.
|
SELL
|
- |
-951- 59.51% |
$181K - $211K
|
647
$236K
|
|
Nov 12, 2021
Q3 2021
|
Legacy Wealth Planning, LLC
|
SELL
|
- |
-951Closed |
$181K - $211K
|
0
$0
|
|
Oct 15, 2021
Q3 2021
|
Canvas Wealth Advisors, LLC
|
SELL
|
- |
-955Closed |
$181K - $212K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Canal Capital Management, LLC
|
SELL
|
- |
-963Closed |
$183K - $213K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Coco Enterprises, LLC
Whitefish, MT |
SELL
|
- |
-963Closed |
$183K - $213K
|
0
$0
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-964- 9.85% |
$183K - $214K
|
8.82K
$3.21M
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-970- 17.01% |
$184K - $215K
|
4.73K
$1.72M
|
|
Nov 12, 2021
Q3 2021
|
J. W. Coons Advisors, LLC
|
SELL
|
- |
-970- 21.34% |
$184K - $215K
|
3.58K
$1.3M
|
|
Oct 20, 2021
Q3 2021
|
Personal Wealth Partners
Bloomington, MN |
SELL
|
- |
-974Closed |
$185K - $216K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Destination Wealth Management
|
SELL
|
- |
-975Closed |
$185K - $216K
|
0
$0
|
|
Oct 25, 2021
Q3 2021
|
Osborne Partners Capital Management, LLC
|
SELL
|
- |
-980- 9.18% |
$186K - $217K
|
9.69K
$3.53M
|
|
Oct 27, 2021
Q3 2021
|
State Of New Jersey Common Pension Fund D
|
SELL
|
- |
-988- 0.31% |
$188K - $219K
|
323K
$118M
|
|
Nov 12, 2021
Q3 2021
|
S&T Bank
Indiana, PA |
SELL
|
- |
-999Closed |
$190K - $221K
|
0
$0
|
|
Oct 20, 2021
Q3 2021
|
North Point Portfolio Managers Corp
|
SELL
|
- |
-1K- 32.12% |
$190K - $222K
|
2.11K
$770K
|
|
Oct 18, 2021
Q3 2021
|
Birinyi Associates Inc
|
SELL
|
- |
-1K- 18.18% |
$190K - $222K
|
4.5K
$1.64M
|
|
Nov 10, 2021
Q3 2021
|
Somerset Group LLC
Wayzata, MN |
SELL
|
- |
-1KClosed |
$190K - $222K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Concorde Asset Management, LLC
|
SELL
|
- |
-1KClosed |
$190K - $222K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Douglass Winthrop Advisors, LLC
New York, NY |
SELL
|
- |
-1K- 7.55% |
$190K - $222K
|
12.2K
$4.46M
|