Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2021
Q3 2021
|
Sumitomo Life Insurance CO
|
SELL
|
- |
-481- 4.05% |
$91.3K - $107K
|
11.4K
$4.13M
|
|
|
Nov 01, 2021
Q3 2021
|
Whittier Trust CO
|
SELL
|
- |
-489- 0.79% |
$92.8K - $108K
|
61.1K
$22.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Securian Asset Management, Inc
|
SELL
|
- |
-493- 1.05% |
$93.6K - $109K
|
46.5K
$16.9M
|
|
|
Nov 12, 2021
Q3 2021
|
Westwood Holdings Group Inc
Dallas, TX |
SELL
|
- |
-496- 6.87% |
$94.2K - $110K
|
6.73K
$2.44M
|
|
|
Oct 19, 2021
Q3 2021
|
Segment Wealth Management, LLC
|
SELL
|
- |
-499- 4.0% |
$94.7K - $111K
|
12K
$4.35M
|
|
|
Nov 15, 2021
Q3 2021
|
Derbend Asset Management
|
SELL
|
- |
-499- 17.93% |
$94.7K - $111K
|
2.28K
$829K
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-499- 39.98% |
$94.7K - $111K
|
749
$272K
|
|
|
Oct 12, 2021
Q3 2021
|
Stonnington Group, LLC
|
SELL
|
- |
-500- 5.99% |
$94.9K - $111K
|
7.85K
$2.85M
|
|
|
Oct 05, 2021
Q3 2021
|
Woodstock Corp
|
SELL
|
- |
-500- 10.13% |
$94.9K - $111K
|
4.44K
$1.61M
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-502- 8.92% |
$95.3K - $111K
|
5.13K
$1.86M
|
|
|
Nov 15, 2021
Q3 2021
|
Mission Creek Capital Partners, Inc.
San Francisco, CA |
SELL
|
- |
-512- 3.86% |
$97.2K - $113K
|
12.8K
$4.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Loveless Wealth Management LLC
|
SELL
|
- |
-515- 2.85% |
$97.8K - $114K
|
17.6K
$6.38M
|
|
|
Nov 16, 2021
Q3 2021
|
Nicolet Bankshares Inc
Green Bay, WI |
SELL
|
- |
-529- 15.04% |
$100K - $117K
|
2.99K
$1.09M
|
|
|
Oct 04, 2021
Q3 2021
|
Canandaigua National Corp
|
SELL
|
- |
-535- 3.03% |
$102K - $119K
|
17.1K
$6.21M
|
|
|
Nov 12, 2021
Q3 2021
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-535- 81.06% |
$102K - $119K
|
125
$45.4K
|
|
|
Oct 14, 2021
Q3 2021
|
Marketfield Asset Management LLC
|
SELL
|
- |
-541- 2.78% |
$103K - $120K
|
18.9K
$6.86M
|
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-544- 1.36% |
$103K - $121K
|
39.4K
$14.3M
|
|
|
Oct 28, 2021
Q3 2021
|
Mizuho Securities Usa LLC
|
SELL
|
- |
-559- 4.0% |
$106K - $124K
|
13.4K
$4.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Rkl Wealth Management LLC
|
SELL
|
- |
-559- 31.46% |
$106K - $124K
|
1.22K
$442K
|
|
|
Nov 12, 2021
Q3 2021
|
Journey Advisory Group, LLC
|
SELL
|
- |
-560- 14.36% |
$106K - $124K
|
3.34K
$1.21M
|
|
|
Oct 14, 2021
Q3 2021
|
Red Door Wealth Management, LLC
|
SELL
|
- |
-572Closed |
$109K - $127K
|
0
$0
|
|
|
Jul 20, 2022
Q3 2021
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-575Closed |
$109K - $127K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
SELL
|
- |
-575- 0.32% |
$109K - $127K
|
178K
$64.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Palumbo Wealth Management LLC
Great Neck, NY |
SELL
|
- |
-582- 9.77% |
$110K - $129K
|
5.37K
$1.95M
|
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-583Closed |
$111K - $129K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Baldwin Brothers LLC
|
SELL
|
- |
-585- 53.92% |
$111K - $130K
|
500
$182K
|
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Markets Corp
New York, NY |
SELL
|
- |
-590- 0.27% |
$112K - $131K
|
221K
$80.3M
|
|
|
Oct 18, 2021
Q3 2021
|
Annex Advisory Services, LLC
|
SELL
|
- |
-595- 31.62% |
$113K - $132K
|
1.29K
$467K
|
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
SELL
|
- |
-598- 11.97% |
$114K - $133K
|
4.4K
$1.6M
|
|
|
Oct 19, 2021
Q3 2021
|
New Mexico Educational Retirement Board
|
SELL
|
- |
-600- 1.65% |
$114K - $133K
|
35.8K
$13M
|
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-616- 59.23% |
$117K - $137K
|
424
$154K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-619- 8.75% |
$118K - $137K
|
6.46K
$2.34M
|
|
|
Nov 12, 2021
Q3 2021
|
Af Advisors, Inc.
|
SELL
|
- |
-620- 18.79% |
$118K - $137K
|
2.68K
$973K
|
|
|
Oct 18, 2021
Q3 2021
|
Atticus Wealth Management, LLC
|
SELL
|
- |
-623- 92.43% |
$118K - $138K
|
51
$18.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-625- 0.45% |
$119K - $139K
|
138K
$50.2M
|
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-650- 26.95% |
$123K - $144K
|
1.76K
$640K
|
|
|
Nov 15, 2021
Q3 2021
|
Tokio Marine Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-651- 11.48% |
$124K - $144K
|
5.02K
$1.82M
|
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-653- 7.87% |
$124K - $145K
|
7.64K
$2.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Next Century Growth Investors LLC
Minneapolis, MN |
SELL
|
- |
-653- 3.9% |
$124K - $145K
|
16.1K
$5.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Brandywine Global Investment Management, LLC
Philadelphia, PA |
SELL
|
- |
-655- 1.17% |
$124K - $145K
|
55.3K
$20.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Trust Investment Advisors
|
SELL
|
- |
-657- 7.48% |
$125K - $146K
|
8.13K
$2.95M
|
|
|
Oct 21, 2021
Q3 2021
|
Jackson Square Capital, LLC
|
SELL
|
- |
-667- 12.21% |
$127K - $148K
|
4.79K
$1.74M
|
|
|
Nov 04, 2021
Q3 2021
|
Nicholas Hoffman & Company, Llc.
Atlanta, GA |
SELL
|
- |
-675- 6.67% |
$128K - $150K
|
9.45K
$3.43M
|
|
|
Nov 15, 2021
Q3 2021
|
Advisor Partners LLC
Walnut Creek, CA |
SELL
|
- |
-677- 3.09% |
$129K - $150K
|
21.3K
$7.72M
|
|
|
Nov 05, 2021
Q3 2021
|
Eubel Brady & Suttman Asset Management Inc
Dayton, OH |
SELL
|
- |
-678Closed |
$129K - $150K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
- |
-680- 0.76% |
$129K - $151K
|
88.9K
$32.3M
|
|
|
Nov 10, 2021
Q3 2021
|
Gulf International Bank (Uk) LTD
|
SELL
|
- |
-698- 0.65% |
$133K - $155K
|
106K
$38.4M
|
|
|
Nov 01, 2021
Q3 2021
|
Meyer Handelman CO
|
SELL
|
- |
-700- 0.51% |
$133K - $155K
|
137K
$49.6M
|
|
|
Oct 06, 2021
Q3 2021
|
Clarus Wealth Advisors
|
SELL
|
- |
-718- 29.55% |
$136K - $159K
|
1.71K
$621K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-736- 19.13% |
$140K - $163K
|
3.11K
$1.13M
|