Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 20, 2021
Q3 2021
|
Stewart & Patten CO LLC
|
SELL
|
- |
-109- 5.66% |
$20.7K - $24.2K
|
1.82K
$660K
|
|
|
Nov 16, 2021
Q3 2021
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-109- 1.53% |
$20.7K - $24.2K
|
7.01K
$2.55M
|
|
|
Oct 12, 2021
Q3 2021
|
Fruth Investment Management
|
SELL
|
- |
-110- 1.33% |
$20.9K - $24.4K
|
8.14K
$2.96M
|
|
|
Nov 16, 2021
Q3 2021
|
Mba Advisors LLC
Hermitage, PA |
SELL
|
- |
-112- 8.95% |
$21.3K - $24.8K
|
1.14K
$413K
|
|
|
Nov 15, 2021
Q3 2021
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-113- 2.89% |
$21.5K - $25K
|
3.79K
$1.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Parcion Private Wealth LLC
Bellevue, WA |
SELL
|
- |
-114- 2.61% |
$21.6K - $25.3K
|
4.26K
$1.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-115- 3.55% |
$21.8K - $25.5K
|
3.13K
$1.14M
|
|
|
Oct 29, 2021
Q3 2021
|
Versant Capital Management, Inc
|
SELL
|
- |
-117- 52.94% |
$22.2K - $25.9K
|
104
$37.8K
|
|
|
Oct 28, 2021
Q3 2021
|
Yhb Investment Advisors, Inc.
|
SELL
|
- |
-118- 6.81% |
$22.4K - $26.2K
|
1.62K
$586K
|
|
|
Oct 19, 2021
Q3 2021
|
Blb&B Advisors, LLC
|
SELL
|
- |
-120- 0.77% |
$22.8K - $26.6K
|
15.4K
$5.58M
|
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-122- 5.41% |
$23.2K - $27K
|
2.13K
$774K
|
|
|
Nov 09, 2021
Q3 2021
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-123- 1.14% |
$23.4K - $27.3K
|
10.7K
$3.89M
|
|
|
Oct 13, 2021
Q3 2021
|
Beacon Financial Group
|
SELL
|
- |
-124- 0.55% |
$23.5K - $27.5K
|
22.5K
$8.15M
|
|
|
Nov 09, 2021
Q3 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-125- 10.3% |
$23.7K - $27.7K
|
1.09K
$395K
|
|
|
Nov 10, 2021
Q3 2021
|
Duff & Phelps Investment Management CO
Chicago, IL |
SELL
|
- |
-125- 2.13% |
$23.7K - $27.7K
|
5.74K
$2.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-127- 2.37% |
$24.1K - $28.2K
|
5.22K
$1.9M
|
|
|
Oct 14, 2021
Q3 2021
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-130- 2.46% |
$24.7K - $28.8K
|
5.15K
$1.87M
|
|
|
Nov 05, 2021
Q3 2021
|
Griffin Asset Management, Inc.
|
SELL
|
- |
-130- 0.83% |
$24.7K - $28.8K
|
15.6K
$5.65M
|
|
|
Nov 15, 2021
Q3 2021
|
Reynders Mc Veigh Capital Management, LLC
|
SELL
|
- |
-130- 4.1% |
$24.7K - $28.8K
|
3.04K
$1.1M
|
|
|
Oct 25, 2021
Q3 2021
|
Exos Asset Management LLC
New York, NY |
SELL
|
- |
-130Closed |
$24.7K - $28.8K
|
0
$0
|
|
|
Nov 10, 2021
Q3 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
SELL
|
- |
-133- 1.43% |
$25.2K - $29.5K
|
9.2K
$3.34M
|
|
|
Nov 08, 2021
Q3 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-138- 2.24% |
$26.2K - $30.6K
|
6.02K
$2.19M
|
|
|
Nov 04, 2021
Q3 2021
|
Pacific Global Investment Management CO
|
SELL
|
- |
-142- 10.82% |
$27K - $31.5K
|
1.17K
$425K
|
|
|
Nov 16, 2021
Q3 2021
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-142- 4.01% |
$27K - $31.5K
|
3.4K
$1.23M
|
|
|
Nov 01, 2021
Q3 2021
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-144- 1.1% |
$27.3K - $31.9K
|
12.9K
$4.68M
|
|
|
Oct 20, 2021
Q3 2021
|
Liberty One Investment Management, LLC
|
SELL
|
- |
-144- 1.61% |
$27.3K - $31.9K
|
8.82K
$3.2M
|
|
|
Nov 01, 2021
Q3 2021
|
Loudon Investment Management, LLC
Meriden, NH |
SELL
|
- |
-144- 1.35% |
$27.3K - $31.9K
|
10.5K
$3.82M
|
|
|
Nov 02, 2021
Q3 2021
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-149- 32.96% |
$28.3K - $33K
|
303
$110K
|
|
|
Oct 26, 2021
Q3 2021
|
Sol Capital Management CO
|
SELL
|
- |
-150- 2.66% |
$28.5K - $33.2K
|
5.49K
$1.99M
|
|
|
Nov 02, 2021
Q3 2021
|
Anchor Capital Advisors LLC
|
SELL
|
- |
-150- 12.2% |
$28.5K - $33.2K
|
1.08K
$392K
|
|
|
Nov 12, 2021
Q3 2021
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-150- 54.55% |
$28.5K - $33.2K
|
125
$45.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Mairs & Power Inc
St Paul, MN |
SELL
|
- |
-150- 2.15% |
$28.5K - $33.2K
|
6.82K
$2.48M
|
|
|
Sep 12, 2022
Q3 2021
|
Sunflower Bank, N.A.
Denver, CO |
SELL
|
- |
-155- 2.57% |
$29.4K - $34.4K
|
5.88K
$2.13M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-157- 0.8% |
$29.8K - $34.8K
|
19.4K
$7.02M
|
|
|
Nov 05, 2021
Q3 2021
|
Ford Financial Group, LLC
|
SELL
|
- |
-159Closed |
$30.2K - $35.2K
|
0
$0
|
|
|
Oct 15, 2021
Q3 2021
|
Pacer Advisors, Inc.
Malvern, PA |
SELL
|
- |
-164- 0.54% |
$31.1K - $36.4K
|
30.4K
$11M
|
|
|
Nov 15, 2021
Q3 2021
|
Strategic Financial Services, Inc,
Utica, NY |
SELL
|
- |
-167- 2.18% |
$31.7K - $37K
|
7.48K
$2.72M
|
|
|
Nov 15, 2021
Q3 2021
|
Providence Wealth Advisors, LLC
Frankfort, IL |
SELL
|
- |
-169- 1.44% |
$32.1K - $37.5K
|
11.6K
$4.2M
|
|
|
Oct 21, 2021
Q3 2021
|
Boenning & Scattergood, Inc.
|
SELL
|
- |
-176- 2.27% |
$33.4K - $39K
|
7.59K
$2.75M
|
|
|
Nov 22, 2024
Q3 2021
|
Erste Asset Management Gmb H
Vienna, C4 |
SELL
|
- |
-182- 0.4% |
$34.6K - $40.3K
|
44.9K
$16.3M
|
|
|
Nov 01, 2021
Q3 2021
|
Schnieders Capital Management LLC
|
SELL
|
- |
-183- 3.47% |
$34.7K - $40.6K
|
5.09K
$1.85M
|
|
|
Oct 22, 2021
Q3 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-185- 1.79% |
$35.1K - $41K
|
10.1K
$3.67M
|
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-187- 3.01% |
$35.5K - $41.5K
|
6.02K
$2.18M
|
|
|
Nov 04, 2021
Q3 2021
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-188- 0.2% |
$35.7K - $41.7K
|
93.2K
$33.8M
|
|
|
Oct 12, 2021
Q3 2021
|
Iowa State Bank
|
SELL
|
- |
-189- 1.32% |
$35.9K - $41.9K
|
14.2K
$5.14M
|
|
|
Nov 15, 2021
Q3 2021
|
Capital International Sarl
Los Angeles, CA |
SELL
|
- |
-192- 6.35% |
$36.4K - $42.6K
|
2.83K
$1.03M
|
|
|
Nov 01, 2021
Q3 2021
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-196- 5.61% |
$37.2K - $43.4K
|
3.3K
$1.2M
|
|
|
Oct 12, 2021
Q3 2021
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-200- 8.0% |
$38K - $44.3K
|
2.3K
$835K
|
|
|
Nov 10, 2021
Q3 2021
|
Puzo Michael J
|
SELL
|
- |
-200- 4.68% |
$38K - $44.3K
|
4.08K
$1.48M
|
|
|
Oct 20, 2021
Q3 2021
|
Sippican Capital Advisors
|
SELL
|
- |
-200- 6.67% |
$38K - $44.3K
|
2.8K
$1.02M
|