Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 14, 2021
Q3 2021
|
Hnp Capital LLC
|
SELL
|
- |
-200- 6.27% |
$38K - $44.3K
|
2.99K
$1.09M
|
|
Oct 08, 2021
Q3 2021
|
Rede Wealth, LLC
|
SELL
|
- |
-200- 7.48% |
$38K - $44.3K
|
2.47K
$898K
|
|
Nov 03, 2021
Q3 2021
|
Stoneridge Investment Partners LLC
|
SELL
|
- |
-200- 2.79% |
$38K - $44.3K
|
6.98K
$2.53M
|
|
Oct 27, 2021
Q3 2021
|
State Of Michigan Retirement System
|
SELL
|
- |
-200- 0.15% |
$38K - $44.3K
|
137K
$49.9M
|
|
Nov 12, 2021
Q3 2021
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-200- 6.27% |
$38K - $44.3K
|
2.99K
$1.09M
|
|
Oct 21, 2021
Q3 2021
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-200Closed |
$38K - $44.3K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Biechele Royce Advisors
|
SELL
|
- |
-202- 0.89% |
$38.3K - $44.8K
|
22.6K
$8.2M
|
|
Nov 04, 2021
Q3 2021
|
Shell Asset Management CO
The Hague, P7 |
SELL
|
- |
-202- 0.9% |
$38.3K - $44.8K
|
22.2K
$8.07M
|
|
Nov 09, 2021
Q3 2021
|
Peregrine Asset Advisers, Inc.
Portland, OR |
SELL
|
- |
-208- 7.44% |
$39.5K - $46.1K
|
2.59K
$939K
|
|
Oct 29, 2021
Q3 2021
|
Hartford Financial Management Inc.
|
SELL
|
- |
-211- 0.85% |
$40.1K - $46.8K
|
24.5K
$8.91M
|
|
Nov 03, 2021
Q3 2021
|
Segall Bryant & Hamill, LLC
Chicago, IL |
SELL
|
- |
-213- 0.69% |
$40.4K - $47.2K
|
30.6K
$11.1M
|
|
Nov 05, 2021
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-215- 0.53% |
$40.8K - $47.7K
|
40K
$14.5M
|
|
Nov 10, 2021
Q3 2021
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-215- 80.52% |
$40.8K - $47.7K
|
52
$18.9K
|
|
Dec 01, 2022
Q3 2021
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-215- 0.53% |
$40.8K - $47.7K
|
40K
$14.5M
|
|
Oct 21, 2021
Q3 2021
|
Farmers & Merchants Investments Inc
|
SELL
|
- |
-216- 0.77% |
$41K - $47.9K
|
27.8K
$10.1M
|
|
Oct 29, 2021
Q3 2021
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-218- 11.43% |
$41.4K - $48.3K
|
1.69K
$613K
|
|
Nov 05, 2021
Q3 2021
|
Sandy Spring Bank
|
SELL
|
- |
-219- 1.48% |
$41.6K - $48.5K
|
14.6K
$5.29M
|
|
Oct 22, 2021
Q3 2021
|
Deka Bank Deutsche Girozentrale
|
SELL
|
- |
-226- 0.13% |
$42.9K - $50.1K
|
177K
$64.1M
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-226- 10.85% |
$42.9K - $50.1K
|
1.86K
$674K
|
|
Nov 15, 2021
Q3 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-231- 0.39% |
$43.9K - $51.2K
|
58.5K
$21.2M
|
|
Oct 05, 2021
Q3 2021
|
Savior LLC
|
SELL
|
- |
-237Closed |
$45K - $52.5K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Morningstar Investment Services LLC
Chicago, IL |
SELL
|
- |
-237- 15.88% |
$45K - $52.5K
|
1.26K
$456K
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-240- 1.6% |
$45.6K - $53.2K
|
14.7K
$5.34M
|
|
Nov 12, 2021
Q3 2021
|
Fine Mark National Bank & Trust
Fort Myers, FL |
SELL
|
- |
-243- 0.34% |
$46.1K - $53.9K
|
71K
$25.8M
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-249- 5.12% |
$47.3K - $55.2K
|
4.61K
$1.67M
|
|
Oct 18, 2021
Q3 2021
|
Nbt Bank N A
|
SELL
|
- |
-251- 1.07% |
$47.6K - $55.6K
|
23.1K
$8.4M
|
|
Oct 12, 2021
Q3 2021
|
Wesbanco Bank Inc
|
SELL
|
- |
-255- 1.24% |
$48.4K - $56.5K
|
20.3K
$7.35M
|
|
Nov 12, 2021
Q3 2021
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-256- 10.41% |
$48.6K - $56.7K
|
2.2K
$799K
|
|
Nov 04, 2021
Q3 2021
|
Hancock Whitney Corp
|
SELL
|
- |
-256- 6.35% |
$48.6K - $56.7K
|
3.78K
$1.37M
|
|
Nov 15, 2021
Q3 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-258- 1.38% |
$49K - $57.2K
|
18.5K
$6.7M
|
|
Nov 15, 2021
Q3 2021
|
Crawford Investment Counsel Inc
Atlanta, GA |
SELL
|
- |
-262- 8.63% |
$49.7K - $58.1K
|
2.77K
$1.01M
|
|
Nov 05, 2021
Q3 2021
|
Mission Wealth Management, LP
|
SELL
|
- |
-272- 8.47% |
$51.6K - $60.3K
|
2.94K
$1.07M
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-276- 34.72% |
$52.4K - $61.2K
|
519
$188K
|
|
Oct 14, 2021
Q3 2021
|
First Citizens Financial Corp
|
SELL
|
- |
-277- 10.1% |
$52.6K - $61.4K
|
2.47K
$895K
|
|
Nov 02, 2021
Q3 2021
|
Mosaic Advisors LLC
Houston, TX |
SELL
|
- |
-279- 8.01% |
$53K - $61.8K
|
3.21K
$1.16M
|
|
Oct 28, 2021
Q3 2021
|
Atlas Capital Advisors LLC
San Francisco, CA |
SELL
|
- |
-282- 36.06% |
$53.5K - $62.5K
|
500
$182K
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Holdings, LLC
Tulsa, OK |
SELL
|
- |
-285- 2.38% |
$54.1K - $63.2K
|
11.7K
$4.25M
|
|
Nov 09, 2021
Q3 2021
|
Concord Wealth Partners
|
SELL
|
- |
-292- 16.49% |
$55.4K - $64.7K
|
1.48K
$537K
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-295- 10.48% |
$56K - $65.4K
|
2.52K
$915K
|
|
Oct 21, 2021
Q3 2021
|
Ls Investment Advisors, LLC
|
SELL
|
- |
-300- 3.95% |
$57K - $66.5K
|
7.3K
$2.65M
|
|
Nov 09, 2021
Q3 2021
|
Private Ocean, LLC
|
SELL
|
- |
-300- 75.0% |
$57K - $66.5K
|
100
$36.3K
|
|
Nov 08, 2021
Q3 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-300- 11.47% |
$57K - $66.5K
|
2.32K
$840K
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-300- 66.23% |
$57K - $66.5K
|
153
$55.5K
|
|
Nov 12, 2021
Q3 2021
|
Tiedemann Advisors, LLC
|
SELL
|
- |
-303- 9.06% |
$57.5K - $67.2K
|
3.04K
$1.1M
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-303Closed |
$57.5K - $67.2K
|
0
$0
|
|
Oct 14, 2021
Q3 2021
|
Becker Capital Management Inc
|
SELL
|
- |
-311- 0.61% |
$59K - $68.9K
|
51K
$18.5M
|
|
Nov 10, 2021
Q3 2021
|
Agf Investments Inc.
Toronto, A6 |
SELL
|
- |
-317- 5.48% |
$60.2K - $70.3K
|
5.47K
$1.98M
|
|
Oct 27, 2021
Q3 2021
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-318- 88.58% |
$60.4K - $70.5K
|
41
$14.9K
|
|
Nov 09, 2021
Q3 2021
|
Great Lakes Advisors, LLC
Chicago, IL |
SELL
|
- |
-320- 1.69% |
$60.7K - $70.9K
|
18.6K
$6.74M
|
|
Nov 16, 2021
Q3 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-323- 3.73% |
$61.3K - $71.6K
|
8.34K
$3.03M
|