Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 26, 2021
Q3 2021
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-70- 0.73% |
$13.3K - $15.5K
|
9.47K
$3.42M
|
|
|
Oct 07, 2021
Q3 2021
|
Moody National Bank Trust Division
|
SELL
|
- |
-71- 0.16% |
$13.5K - $15.7K
|
43.7K
$15.8M
|
|
|
Oct 29, 2021
Q3 2021
|
Costello Asset Management, Inc
|
SELL
|
- |
-71- 1.35% |
$13.5K - $15.7K
|
5.2K
$1.88M
|
|
|
Oct 28, 2021
Q3 2021
|
Sterling Financial Planning, Inc.
|
SELL
|
- |
-72- 7.05% |
$13.7K - $16K
|
950
$343K
|
|
|
Oct 08, 2021
Q3 2021
|
Beese Fulmer Investment Management, Inc.
|
SELL
|
- |
-74- 0.38% |
$14K - $16.4K
|
19.4K
$7.01M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-74- 0.94% |
$14K - $16.4K
|
7.77K
$2.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Wms Partners, LLC
|
SELL
|
- |
-74- 2.09% |
$14K - $16.4K
|
3.48K
$1.25M
|
|
|
Nov 15, 2021
Q3 2021
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-74- 0.34% |
$14K - $16.4K
|
21.7K
$7.84M
|
|
|
Oct 14, 2021
Q3 2021
|
Atalanta Sosnoff Capital, LLC
|
SELL
|
- |
-75- 6.41% |
$14.2K - $16.6K
|
1.1K
$395K
|
|
|
Nov 10, 2021
Q3 2021
|
Somerville Kurt F
|
SELL
|
- |
-75- 2.4% |
$14.2K - $16.6K
|
3.05K
$1.1M
|
|
|
Oct 28, 2021
Q3 2021
|
Grove Bank & Trust
|
SELL
|
- |
-75- 4.22% |
$14.2K - $16.6K
|
1.7K
$614K
|
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
SELL
|
- |
-75- 4.28% |
$14.2K - $16.6K
|
1.68K
$606K
|
|
|
Oct 14, 2021
Q3 2021
|
Atlas Brown,Inc.
|
SELL
|
- |
-76- 1.05% |
$14.4K - $16.8K
|
7.17K
$2.59M
|
|
|
Nov 16, 2021
Q3 2021
|
Adirondack Trust CO
|
SELL
|
- |
-77- 0.84% |
$14.6K - $17.1K
|
9.05K
$3.27M
|
|
|
Oct 18, 2021
Q3 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-78- 1.84% |
$14.8K - $17.3K
|
4.16K
$1.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-78- 2.82% |
$14.8K - $17.3K
|
2.68K
$969K
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-78- 1.6% |
$14.8K - $17.3K
|
4.8K
$1.73M
|
|
|
Nov 12, 2021
Q3 2021
|
Thrive Capital Management, LLC
Fort Washington, PA |
SELL
|
- |
-79- 3.32% |
$15K - $17.5K
|
2.3K
$831K
|
|
|
Nov 04, 2021
Q3 2021
|
Vaughan David Investments LLC
Peoria, IL |
SELL
|
- |
-79- 0.07% |
$15K - $17.5K
|
110K
$39.9M
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-80- 1.7% |
$15.2K - $17.7K
|
4.64K
$1.67M
|
|
|
Oct 29, 2021
Q3 2021
|
Paces Ferry Wealth Advisors, LLC
|
SELL
|
- |
-81- 7.14% |
$15.4K - $18K
|
1.05K
$380K
|
|
|
Nov 09, 2021
Q3 2021
|
Camden National Bank
Camden, ME |
SELL
|
- |
-81- 5.12% |
$15.4K - $18K
|
1.5K
$542K
|
|
|
Nov 10, 2021
Q3 2021
|
Cx Institutional
|
SELL
|
- |
-83- 7.93% |
$15.8K - $18.4K
|
963
$348K
|
|
|
Oct 26, 2021
Q3 2021
|
First Merchants Corp
|
SELL
|
- |
-84- 0.47% |
$15.9K - $18.6K
|
17.8K
$6.44M
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-84- 0.2% |
$15.9K - $18.6K
|
41.2K
$14.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Covington Capital Management
|
SELL
|
- |
-94- 3.3% |
$17.8K - $20.8K
|
2.76K
$995K
|
|
|
Nov 12, 2021
Q3 2021
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-94- 3.25% |
$17.8K - $20.8K
|
2.8K
$1.01M
|
|
|
Nov 09, 2021
Q3 2021
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-97- 5.24% |
$18.4K - $21.5K
|
1.76K
$634K
|
|
|
Nov 12, 2021
Q3 2021
|
Bergan Kdv Wealth Management, LLC
|
SELL
|
- |
-99- 16.81% |
$18.8K - $21.9K
|
490
$177K
|
|
|
Oct 21, 2021
Q3 2021
|
Cornell Pochily Investment Advisors, Inc.
|
SELL
|
- |
-99- 1.45% |
$18.8K - $21.9K
|
6.74K
$2.43M
|
|
|
Oct 25, 2021
Q3 2021
|
Fulton Breakefield Broenniman LLC
|
SELL
|
- |
-99- 8.6% |
$18.8K - $21.9K
|
1.05K
$380K
|
|
|
Oct 26, 2021
Q3 2021
|
Aull & Monroe Investment Management Corp
Mobile, AL |
SELL
|
- |
-99- 0.37% |
$18.8K - $21.9K
|
26.4K
$9.53M
|
|
|
Oct 12, 2021
Q3 2021
|
Louisiana State Employees Retirement System
|
SELL
|
- |
-100- 0.29% |
$19K - $22.2K
|
34.1K
$12.3M
|
|
|
Oct 19, 2021
Q3 2021
|
Dixon Hubard Feinour & Brown Inc
|
SELL
|
- |
-100- 2.44% |
$19K - $22.2K
|
4K
$1.45M
|
|
|
Oct 20, 2021
Q3 2021
|
Mount Vernon Associates Inc
|
SELL
|
- |
-100- 6.78% |
$19K - $22.2K
|
1.38K
$497K
|
|
|
Nov 02, 2021
Q3 2021
|
Spinnaker Trust
|
SELL
|
- |
-100- 0.36% |
$19K - $22.2K
|
28K
$10.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Ocean Capital Management, LLC
|
SELL
|
- |
-100- 4.0% |
$19K - $22.2K
|
2.4K
$867K
|
|
|
Nov 15, 2021
Q3 2021
|
Baldwin Investment Management, LLC
|
SELL
|
- |
-100- 1.3% |
$19K - $22.2K
|
7.57K
$2.73M
|
|
|
Nov 15, 2021
Q3 2021
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-100- 30.12% |
$19K - $22.2K
|
232
$83.8K
|
|
|
Oct 06, 2021
Q3 2021
|
Iron Horse Wealth Management, LLC
|
SELL
|
- |
-100- 44.25% |
$19K - $22.2K
|
126
$45.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-100- 28.99% |
$19K - $22.2K
|
245
$88.5K
|
|
|
Nov 02, 2021
Q3 2021
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-102- 0.23% |
$19.4K - $22.6K
|
43.9K
$15.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Holderness Investments CO
Greensboro, NC |
SELL
|
- |
-103- 1.05% |
$19.6K - $22.8K
|
9.72K
$3.51M
|
|
|
Jul 24, 2024
Q3 2021
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-104- 0.56% |
$19.7K - $23.1K
|
18.3K
$6.61M
|
|
|
Nov 04, 2021
Q3 2021
|
Ar Asset Management Inc
|
SELL
|
- |
-105- 1.52% |
$19.9K - $23.3K
|
6.8K
$2.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Ironwood Investment Management LLC
Boston, MA |
SELL
|
- |
-105- 5.0% |
$19.9K - $23.3K
|
2K
$720K
|
|
|
Nov 09, 2021
Q3 2021
|
S&Co Inc
Boston, MA |
SELL
|
- |
-105- 0.08% |
$19.9K - $23.3K
|
128K
$46.2M
|
|
|
Nov 01, 2021
Q3 2021
|
B & T Capital Management Dba Alpha Capital Management
|
SELL
|
- |
-106- 0.54% |
$20.1K - $23.5K
|
19.4K
$7.01M
|
|
|
Oct 26, 2021
Q3 2021
|
West End Advisors, LLC
|
SELL
|
- |
-107- 42.29% |
$20.3K - $23.7K
|
146
$52.7K
|
|
|
Nov 15, 2021
Q3 2021
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-108- 8.66% |
$20.5K - $23.9K
|
1.14K
$411K
|