Purchases and Sales Made in Q3 2021 in Caterpillar Inc (CAT)
This table provides information about the institutional ownership of Caterpillar Inc (CAT) during Q3 2021. The information is specifically focused on institutions that hold shares of CATERPILLAR INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2021
Q3 2021
|
Mather Group, Llc.
Chicago, IL |
SELL
|
- |
-43- 1.84% |
$8.16K - $9.53K
|
2.29K
$828K
|
|
|
Oct 13, 2021
Q3 2021
|
Financial Management Network Inc
|
SELL
|
- |
-44- 1.37% |
$8.35K - $9.75K
|
3.17K
$1.15M
|
|
|
Oct 14, 2021
Q3 2021
|
Triangle Securities Wealth Management
|
SELL
|
- |
-44- 0.49% |
$8.35K - $9.75K
|
8.88K
$3.21M
|
|
|
Oct 12, 2021
Q3 2021
|
Tsfg, LLC
|
SELL
|
- |
-44- 5.29% |
$8.35K - $9.75K
|
787
$284K
|
|
|
Oct 13, 2021
Q3 2021
|
Hollencrest Capital Management
|
SELL
|
- |
-44- 3.42% |
$8.35K - $9.75K
|
1.24K
$449K
|
|
|
Nov 12, 2021
Q3 2021
|
Quadrant Private Wealth Management, LLC
Bethlehem, PA |
SELL
|
- |
-44- 1.4% |
$8.35K - $9.75K
|
3.11K
$1.12M
|
|
|
Nov 12, 2021
Q3 2021
|
Court Place Advisors, LLC
Ellicott City, MD |
SELL
|
- |
-44- 0.52% |
$8.35K - $9.75K
|
8.4K
$3.03M
|
|
|
Oct 08, 2021
Q3 2021
|
Summit Financial Group, Inc.
|
SELL
|
- |
-45- 0.93% |
$8.54K - $9.97K
|
4.81K
$1.74M
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-45- 0.92% |
$8.54K - $9.97K
|
4.84K
$1.75M
|
|
|
Nov 12, 2021
Q3 2021
|
Lcnb Corp
Lebanon, OH |
SELL
|
- |
-45- 1.9% |
$8.54K - $9.97K
|
2.33K
$839K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-46- 1.06% |
$8.73K - $10.2K
|
4.3K
$1.55M
|
|
|
Oct 13, 2021
Q3 2021
|
Welch & Forbes LLC
|
SELL
|
- |
-48- 0.16% |
$9.11K - $10.6K
|
30K
$10.8M
|
|
|
Nov 10, 2021
Q3 2021
|
Princeton Capital Management LLC
Red Bank, NJ |
SELL
|
- |
-48- 0.48% |
$9.11K - $10.6K
|
9.88K
$3.57M
|
|
|
Oct 27, 2021
Q3 2021
|
Ballentine Partners, LLC
Waltham, MA |
SELL
|
- |
-48- 1.3% |
$9.11K - $10.6K
|
3.64K
$1.31M
|
|
|
Oct 26, 2021
Q3 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-49- 15.26% |
$9.3K - $10.9K
|
272
$98.2K
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
SELL
|
- |
-50- 0.6% |
$9.49K - $11.1K
|
8.35K
$3.02M
|
|
|
Oct 22, 2021
Q3 2021
|
Ade, LLC
|
SELL
|
- |
-50- 7.62% |
$9.49K - $11.1K
|
606
$219K
|
|
|
Oct 22, 2021
Q3 2021
|
Ferguson Wellman Capital Management, Inc
|
SELL
|
- |
-50- 0.19% |
$9.49K - $11.1K
|
26.6K
$9.61M
|
|
|
Nov 01, 2021
Q3 2021
|
Key F Inancial Inc
|
SELL
|
- |
-50- 13.33% |
$9.49K - $11.1K
|
325
$117K
|
|
|
Nov 09, 2021
Q3 2021
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-50- 3.03% |
$9.49K - $11.1K
|
1.6K
$578K
|
|
|
Nov 12, 2021
Q3 2021
|
Resources Management Corp
West Hartford, CT |
SELL
|
- |
-50- 0.46% |
$9.49K - $11.1K
|
10.8K
$3.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Antonetti Capital Management LLC
|
SELL
|
- |
-50- 20.83% |
$9.49K - $11.1K
|
190
$68.6K
|
|
|
Oct 21, 2021
Q3 2021
|
Valley Brook Capital Group, Inc.
Venetia, PA |
SELL
|
- |
-50- 0.78% |
$9.49K - $11.1K
|
6.39K
$2.31M
|
|
|
Oct 06, 2021
Q3 2021
|
Hayek Kallen Investment Management
Fairhope, AL |
SELL
|
- |
-50- 0.31% |
$9.49K - $11.1K
|
16.3K
$5.9M
|
|
|
Oct 04, 2021
Q3 2021
|
Indiana Trust & Investment Management CO
|
SELL
|
- |
-52- 1.53% |
$9.87K - $11.5K
|
3.35K
$1.21M
|
|
|
Dec 16, 2021
Q3 2021
|
First Command Bank
|
SELL
|
- |
-53- 1.69% |
$10.1K - $11.7K
|
3.09K
$1.11M
|
|
|
Jan 12, 2022
Q3 2021
|
First Command Financial Services, Inc.
|
SELL
|
- |
-53- 1.69% |
$10.1K - $11.7K
|
3.09K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-53- 2.24% |
$10.1K - $11.7K
|
2.31K
$834K
|
|
|
Oct 13, 2021
Q3 2021
|
Corbenic Partners LLC
|
SELL
|
- |
-55- 96.49% |
$10.4K - $12.2K
|
2
$722
|
|
|
Oct 13, 2021
Q3 2021
|
Northwest Quadrant Wealth Management, LLC
|
SELL
|
- |
-57- 1.2% |
$10.8K - $12.6K
|
4.7K
$1.7M
|
|
|
Oct 05, 2021
Q3 2021
|
Fulton Bank, N.A.
|
SELL
|
- |
-58- 1.83% |
$11K - $12.9K
|
3.12K
$1.13M
|
|
|
Oct 15, 2021
Q3 2021
|
Sequent Asset Management, LLC
|
SELL
|
- |
-58- 0.88% |
$11K - $12.9K
|
6.5K
$2.35M
|
|
|
Oct 29, 2021
Q3 2021
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-60Closed |
$11.4K - $13.3K
|
0
$0
|
|
|
Oct 04, 2021
Q3 2021
|
Stillwater Investment Management, LLC
|
SELL
|
- |
-61- 0.36% |
$11.6K - $13.5K
|
17.1K
$6.17M
|
|
|
Oct 27, 2021
Q3 2021
|
Eads & Heald Wealth Management
|
SELL
|
- |
-61- 2.93% |
$11.6K - $13.5K
|
2.02K
$731K
|
|
|
Nov 15, 2021
Q3 2021
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-61- 2.5% |
$11.6K - $13.5K
|
2.38K
$858K
|
|
|
Nov 08, 2021
Q3 2021
|
Perennial Advisors, LLC
New York, NY |
SELL
|
- |
-62Closed |
$11.8K - $13.7K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mai Capital Management
|
SELL
|
- |
-63- 0.8% |
$12K - $14K
|
7.84K
$2.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Bok Financial Private Wealth, Inc.
Denver, CO |
SELL
|
- |
-63- 2.9% |
$12K - $14K
|
2.11K
$763K
|
|
|
Nov 08, 2021
Q3 2021
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-63- 0.67% |
$12K - $14K
|
9.31K
$3.36M
|
|
|
Oct 25, 2021
Q3 2021
|
Mountain Pacific Investment Advisers Inc
|
SELL
|
- |
-64- 3.05% |
$12.1K - $14.2K
|
2.03K
$733K
|
|
|
Nov 12, 2021
Q3 2021
|
Opseu Pension Plan Trust Fund
Toronto, A6 |
SELL
|
- |
-64- 0.59% |
$12.1K - $14.2K
|
10.7K
$3.88M
|
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-64- 2.19% |
$12.1K - $14.2K
|
2.86K
$1.03M
|
|
|
Oct 13, 2021
Q3 2021
|
Ifm Investors Pty LTD
|
SELL
|
- |
-66- 0.09% |
$12.5K - $14.6K
|
72.6K
$26.2M
|
|
|
Oct 25, 2021
Q3 2021
|
Centerpoint Advisors, LLC
|
SELL
|
- |
-67- 16.46% |
$12.7K - $14.9K
|
340
$123K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
SELL
|
- |
-67- 0.73% |
$12.7K - $14.9K
|
9.17K
$3.31M
|
|
|
Nov 03, 2021
Q3 2021
|
Callahan Advisors, LLC
|
SELL
|
- |
-69- 0.18% |
$13.1K - $15.3K
|
38.4K
$13.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Public Employees Retirement Association Of Colorado
Denver, CO |
SELL
|
- |
-69- 0.07% |
$13.1K - $15.3K
|
96.5K
$34.8M
|
|
|
Nov 30, 2021
Q3 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-70- 1.24% |
$13.3K - $15.5K
|
5.56K
$2.01M
|
|
|
Nov 05, 2021
Q3 2021
|
1 St Source Bank
|
SELL
|
- |
-70- 0.76% |
$13.3K - $15.5K
|
9.13K
$3.3M
|